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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$3,202,500
SWISSPORT USA, INC.Swissport Internationalbusiness servicesworkplace safety or health violation2017OSHA$5,500
PENTAIR FLOW TECHNOLOGIES, LLC*Pentairindustrial equipmentworkplace safety or health violation2017OSHA$30,000
ARYZTA LLCAryztafood productsworkplace safety or health violation2017OSHA$8,000
RUSSELL STOVER CHOCOLATES, LLCLindt & Sprunglifood productsworkplace safety or health violation2017OSHA$8,000
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingworkplace safety or health violation2017OSHA$8,963
PENTAIR FILTRATION SOLUTIONS LLCPentairindustrial equipmentworkplace safety or health violation2017OSHA$5,250
GHIRARDELLI CHOCOLATE COMPANYLindt & Sprunglifood productsworkplace safety or health violation2017OSHA$18,850
BARRY CALLEBAUT USA, L.L.C.Barry Callebautfood productsworkplace safety or health violation2017OSHA$6,112
GHIRARDELLI CHOCOLATE COMPANYLindt & Sprunglifood productsworkplace safety or health violation2017OSHA$5,250
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingworkplace safety or health violation2017OSHA$88,000
NESTLE PURINA PETCARENestlefood productsworkplace safety or health violation2017OSHA$7,000
NESTLE PIZZA DIVISIONNestlefood productsworkplace safety or health violation2017OSHA$10,140
GHIRARDELLI CHOCOLATE COMPANYLindt & Sprunglifood productsworkplace safety or health violation2017OSHA$23,775
PENTAIR WATER POOL AND SPA, INC.Pentairindustrial equipmentworkplace safety or health violation2017OSHA$5,000
NESTLE PREPARED FOODS COMPANYNestlefood productsworkplace safety or health violation2017OSHA$5,000
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsworkplace safety or health violation2017OSHA$12,132
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2017OSHA$9,412
SWISSPORT USA, INC.Swissport Internationalbusiness servicesworkplace safety or health violation2017OSHA$5,543
ADECCO STAFFING ONSITE, CORNING INC.Adeccobusiness servicesworkplace safety or health violation2017OSHA$19,512
CLARIANT CORPORATIONClariantchemicalsenvironmental violation2017EPA$346,715
VitolVitolfinancial servicesair pollution violation2017EPA$35,000
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,850
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,008
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$8,947
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$8,947
Lafarge MidwestHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$8,094
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$8,260
Lafarge North America Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,785
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,877
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,426
Holcim Quarries NY, INCHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,000
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$40,300
Holcim - SOR, IncHolcim Groupbuilding materialsworkplace safety or health violation2017MSHA$13,081
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$7,892
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$45,110
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$26,715
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$7,583
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$6,462
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$6,462
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$21,455
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$5,426
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2016SEC$54,300,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2016SEC$25,000,000
UBSUBSfinancial servicestoxic securities abuses2016NCUA$69,800,000
Credit SuisseUBSfinancial servicestoxic securities abuses2016NCUA$50,300,000
Credit SuisseUBSfinancial servicesinvestor protection violation2016CFTC$665,000
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicestax violations2016DOJ_TAX$547,000,000
Union Bancaire PriveeUnion Bancaire Priveefinancial servicestax violations2016DOJ_TAX$187,000,000
Genentech Inc.RochepharmaceuticalsFalse Claims Act and related2016DOJ_CIVIL$33,500,000
Logitech InternationalLogitech Internationalelectrical and electronic equipmentaccounting fraud or deficiencies2016SEC$7,500,000
Alcon Laboratories, IncAlcon Inc.medical equipment and supplieseconomic sanction violation2016OFAC$7,617,150
Alcon Pharmaceuticals Ltd. and Alcon Laboratories, Inc.Alcon Inc.medical equipment and suppliesexport control violation2016BIS$8,100,000
Chemoil CorporationGlencorefinancial servicesenvironmental violation2016EPA$27,000,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$10,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
LONZA, INC.Lonzachemicalsrailroad safety violation2016FRA$8,500
UBS Financial ServicesUBSfinancial servicesinvestor protection violation2016SEC$15,025,882
Credit Suisse AGUBSfinancial servicesaccounting fraud or deficiencies2016SEC$90,000,000
AdeccoUSAAdeccobusiness serviceswage and hour violation2016WHD$5,276
ABB, Inc.ABB Ltd.utilities and power generationwage and hour violation2016WHD$10,349
Gerber ProductsNestlefood productswage and hour violation2016private lawsuit-state$3,001,669
Novartis Corporation and Alcon LaboratoriesNovartispharmaceuticalsemployment discrimination2016private lawsuit-federal$8,000,000
Credit Suisse SecuritiesUBSfinancial servicesinvestor protection violation2016NY-AG$30,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicestoxic securities abuses2016VA-AG$1,200,000
Genentech Inc.RochepharmaceuticalsFalse Claims Act and related2016MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,200,000
NBTY, Inc.Nestlefood productsdrug or medical equipment safety violation2016NY-AG$250,000
UBS Securities LLCUBSfinancial servicestoxic securities abuses2016VA-AG$850,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016WV-AG$325,000
Nestle Prepared Foods CompanyNestlefood productsFamily and Medical Leave Act2016WHD$17,000
21st Century Centennial Insurance Co.Zurich Insurancefinancial servicesinsurance violation2016DE-INS$27,500
Farmers Insurance Company, Inc.Zurich Insurancefinancial servicesinsurance violation2016KS-INS$20,000
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2016MD-INS$12,000
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$84,500
Pacific Indemnity Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace Property and Casualty Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace Fire Underwriters Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2016MO-INS$250,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016SD-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2016SD-INS$5,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016TX-INS$5,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016TX-INS$13,571
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016TX-INS$35,012
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2016TX-INS$16,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016WA-INS$20,000
Thomas & Betts Corp.ABB Ltd.utilities and power generationenvironmental violation2016CA-DTSC$625,000
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2016CO-DPHE$5,600
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsair pollution violation2016IN-ENV$14,375
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2016LA-ENV$6,000
AGGREGATE INDUSTRIES NORTHEAST REGIONHolcim Groupbuilding materialsenvironmental violation2016MA-ENV$6,616
Lafarge North America Inc. et al.Holcim Groupbuilding materialsenvironmental violation2016OH-ENV$275,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesanti-money-laundering deficiencies2016FINRA$16,500,000
Firestone Building ProductsHolcim Groupbuilding materialsair pollution violation2016CA-SCAQMD$21,825
Clariant Corp.Clariantchemicalsair pollution violation2016KY-LMAPCD$14,250
Credit Suisse GroupAGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.