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Violation Tracker Industry Summary Page
Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
| Bank of America | $87,286,650,890 | 328 |
| JPMorgan Chase | $39,340,688,209 | 275 |
| UBS | $31,069,299,125 | 179 |
| Wells Fargo | $27,616,269,231 | 266 |
| Citigroup | $26,945,611,792 | 181 |
| Deutsche Bank | $20,011,467,563 | 99 |
| Goldman Sachs | $17,729,358,987 | 111 |
| NatWest Group PLC | $14,370,701,618 | 43 |
| Morgan Stanley | $10,780,502,443 | 203 |
| BNP Paribas | $10,363,464,666 | 23 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
| Company | Current Parent | Primary Offense Type | Year | Agency  | Penalty Amount |
| The Hanover Insurance Co. | Hanover Insurance | insurance violation | 2014 | WI-INS | $5,000 |
| State Farm Fire & Casualty Co | State Farm Insurance | insurance violation | 2021 | WI-INS | $10,000 |
| State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2021 | WI-INS | $10,000 |
| Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2022 | WI-INS | $5,000 |
| Bank of America Corp. | Bank of America | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| CashCall Inc. | CashCall Inc. | consumer protection violation | 2015 | WV-AG | $13,000,000 |
| Citibank/Citigroup Inc. | Citigroup | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | WV-AG | $340,901 |
| Discover Financial Services | Discover Financial Services | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| HSBC Finance Corporation | HSBC | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| JPMorgan Chase and Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2014 | WV-AG | $400,000 |
| Mastercard International Inc. | MasterCard | price-fixing or anti-competitive practices | 2008 | WV-AG | $6,400,000 |
| Midland Credit Management, Inc. | Encore Capital Group | consumer protection violation | 2005 | WV-AG | $3,500,000 |
| Nationwide Insurance | Nationwide | consumer protection violation | 2015 | WV-AG | $5,750,000 |
| Royal Bank of Canada | Royal Bank of Canada | price-fixing or anti-competitive practices | 2013 | WV-AG | $175,000 |
| UBS AG | UBS | price-fixing or anti-competitive practices | 2016 | WV-AG | $325,000 |
| Visa USA Inc. | Visa | price-fixing or anti-competitive practices | 2008 | WV-AG | $6,400,000 |
| Wells Fargo | Wells Fargo | consumer protection violation | 2016 | WV-AG | $8,000,000 |
