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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$347,416,567,662
Number of Records: 7,172
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Wells Fargo$25,781,458,643230
Deutsche Bank$18,541,562,80279
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort icon . Penalty Amount
Zurich American Insurance CompanyZurich Insuranceinsurance violation2021WA-INS$5,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2021WA-INS$10,000
Premera Blue CrossPremera Blue Crossinsurance violation2021WA-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021WA-INS$20,000
American Memorial Life Insurance CompanyAssurantinsurance violation2021WA-INS$20,000
Allstate Fire & Casualty Insurance CompanyAllstateinsurance violation2021WA-INS$10,000
Allstate Fire & Casualty Insurance Company et al.Allstateinsurance violation2021WA-INS$7,500
North River Insurance Company et al.Fairfax Financial Holdingsinsurance violation2021WA-INS$25,000
Ameritas Life Insurance Corp.Ameritas Mutual Holding Companyinsurance violation2022WA-INS$40,000
Allstate Vehicle And Property Insurance CompanyAllstateinsurance violation2022WA-INS$25,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2022WA-INS$25,000
American Family Insurance CompanyAmerican Family Insuranceinsurance violation2022WA-INS$25,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2022WA-INS$50,000
Sentry Select Insurance CompanySentry Insuranceinsurance violation2021WA-INS$5,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2021WA-INS$100,000
Jackson National Life Insurance CompanyJackson Financialinsurance violation2021WA-INS$10,000
Travelers Indemnity Company et al.Travelersinsurance violation2022WA-INS$20,000
Lifewise Health Plan of Washington and Premera Blue CrossPremera Blue Crossinsurance violation2022WA-INS$100,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2022WA-INS$50,000
Cincinnati Insurance Company et al.Cincinnati Financialinsurance violation2022WA-INS$5,000
Fidelity National Title Company of Washington IncFidelity National Financialinsurance violation2022WA-INS$5,000
NATIONWIDE LIFE INSURANCE COMPANYNationwideinsurance violation2022WA-INS$30,000
NATIONWIDE GENERAL INSURANCE COMPANYNationwideinsurance violation2022WA-INS$35,000
PREMERA BLUE CROSSPremera Blue Crossinsurance violation2022WA-INS$5,000
AMERICAN FAMILY MUTUAL INSURANCE COMPANY S.I.American Family Insuranceinsurance violation2022WA-INS$10,000
STANDARD INSURANCE COMPANYMeiji Yasuda Life Insuranceinsurance violation2022WA-INS$25,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2022WA-INS$15,000
Cash America West, Inc. and First Cash, Inc.FirstCashwage and hour violation2022WA-SOLS$383,873
Citigroup Technology IncCitigroupwage and hour violation2016WHD$1,967,689
American Family Life Assurance Co., known as AflacAflacFamily and Medical Leave Act2012WHD$16,882
U.S. BankU.S. Bancorpwage and hour violation2008WHD$140,787
Univest Corporation of PennsylvaniaUnivest FinancialFamily and Medical Leave Act2016WHD$5,076
Wells Fargo Bank, N. A.Wells FargoFamily and Medical Leave Act2016WHD$11,874
H & R BlockH&R Blockwage and hour violation2015WHD$257,577
BMO Harris Bank N.A.Bank of MontrealFamily and Medical Leave Act2015WHD$11,304
IAC Springfield, LLCInvescoFamily and Medical Leave Act2015WHD$5,377
TitleMax of Missouri, Inc.TMX FinanceFamily and Medical Leave Act2015WHD$11,648
Huntington Bancshares IncorporatedHuntington BancsharesFamily and Medical Leave Act2015WHD$7,788
Transamerica Life Insurance CompanyAegonwage and hour violation2015WHD$70,143
GUARANTEED RATE, INC.Guaranteed Rate Inc.wage and hour violation2015WHD$12,548
Prospect MortgageHomebridge Financial Serviceswage and hour violation2015WHD$211,237
Bank of the WestBank of Montrealwage and hour violation2015WHD$33,750
Central Payment Co., LLCGlobal Payments Inc.wage and hour violation2014WHD$29,634
Central Payment Co., LLCGlobal Payments Inc.wage and hour violation2014WHD$13,560
BancFirst Insurance Services, Inc.BancFirstwage and hour violation2014WHD$20,229
Total System Services IncGlobal Payments Inc.wage and hour violation2014WHD$32,095
H & R BlockH&R Blockwage and hour violation2014WHD$128,872
H&R Block Eastern Enterprises IncH&R Blockwage and hour violation2014WHD$24,928
Asset Acceptance, LLCEncore Capital GroupFamily and Medical Leave Act2014WHD$7,450
National Life Insurance CompanyNational Life Groupwage and hour violation2014WHD$32,087
TMX Finance, LLCTMX Financewage and hour violation2014WHD$10,057
Highmark, IncHighmark Inc.wage and hour violation2014WHD$120,900
The Huntington National BankHuntington Bancshareswage and hour violation2013WHD$32,553
Chemoil CorporationGlencorewage and hour violation2013WHD$16,594
UBS, Inc.UBSwage and hour violation2013WHD$90,902
MetLife, Inc.MetLifewage and hour violation2013WHD$24,296
TMX Finance LLCTMX FinanceFamily and Medical Leave Act2012WHD$36,596
United American Insurance CompanyGlobe Life Inc.wage and hour violation2012WHD$19,791
Ace Cash Express, Inc.ACE Cash Expresswage and hour violation2012WHD$18,852
First Republic BankFirst Republic Bankwage and hour violation2012WHD$1,009,644
SunTrust Mortgage Inc.Truist Financialwage and hour violation2012WHD$51,518
Popular Mortgage, Inc.Popular Inc.wage and hour violation2011WHD$153,736
Popular Mortgage, Inc.Popular Inc.wage and hour violation2011WHD$122,762
Branch Banking and Trust CompanyTruist Financialwage and hour violation2011WHD$12,314
BB&TTruist Financialwage and hour violation2011WHD$43,662
The Federal Home Loan Mortgage CorporationFreddie Mac (Federal Home Loan Mortgage Corporation)wage and hour violation2011WHD$24,153
Nationwide InsuranceNationwidewage and hour violation2011WHD$13,331
Wells Fargo Bank NAWells Fargowage and hour violation2011WHD$31,770
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$565,065
State Farm Mutual Automobile Insurance CompanState Farm InsuranceFamily and Medical Leave Act2010WHD$27,787
Prospect Mortgage LLCHomebridge Financial Serviceswage and hour violation2010WHD$13,728
CNO Services, LLCCNO Financialwage and hour violation2010WHD$69,610
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$754,148
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$20,122
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$209,170
Bank of America, NABank of Americawage and hour violation2010WHD$5,827
Hewitt Associates LLCAonwage and hour violation2010WHD$48,103
Nationwide InsuranceNationwidewage and hour violation2010WHD$9,109
Bank of America, N.A.Bank of Americawage and hour violation2010WHD$18,654
ING AmericaVoya Financialwage and hour violation2010WHD$21,986
Hartford Fire Insurance CompanyHartford Financial Serviceswage and hour violation2010WHD$25,448
Huntington National BankHuntington Bancshareswage and hour violation2010WHD$10,007
NationwideNationwidewage and hour violation2009WHD$28,290
JPMorgan Chase Bank, NAJPMorgan Chasewage and hour violation2009WHD$6,996
Zions BancorporationZions Bancorporationwage and hour violation2009WHD$15,347
The Travelers Indemnity CompanyTravelerswage and hour violation2009WHD$21,283
Sun Life Assurance Company of Canada (U.S.)Sun Life Financialwage and hour violation2009WHD$6,366
Gerber Life Insurance CompanyWestern & Southern Financial Groupwage and hour violation2009WHD$172,799
Sun Life Assurance Company of Canada (U.S.)Sun Life Financialwage and hour violation2009WHD$25,744
Barclays Capital Inc.Barclayswage and hour violation2009WHD$9,707
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2009WHD$22,377
Metropolitan Life Insurance CompanyMetLifeFamily and Medical Leave Act2009WHD$6,375
CitigroupCitigroupwage and hour violation2009WHD$38,926
Safeco Insurance Company of AmericaLiberty Mutual Insurancewage and hour violation2009WHD$37,951
Safeco Insurance Company of AmericaLiberty Mutual Insurancewage and hour violation2009WHD$28,560
Safeco Insurance Company of AmericaLiberty Mutual Insurancewage and hour violation2009WHD$85,353
Provident Funding Associates, LPProvident Funding Associateswage and hour violation2008WHD$8,453
JPMorgan Chase Bank, N.A.JPMorgan Chasewage and hour violation2008WHD$9,622
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$27,858
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.