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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
The Cincinnati Insurance CompaniesCincinnati FinancialFamily and Medical Leave Act2005WHD$15,000
Ace Cash Express, Inc.ACE Cash Expresswage and hour violation2005WHD$12,796
Nationwide Credit, Inc.Altisource Portfolio Solutionswage and hour violation2005WHD$68,433
Scott Danahy Naylon Co. Inc.Financial Institutions Inc.wage and hour violation2005WHD$5,495
Compass BankPNC Financial Serviceswage and hour violation2005WHD$810,122
Compass BankPNC Financial Serviceswage and hour violation2005WHD$5,105
Synagro Technologies, IncGoldman Sachswage and hour violation2005WHD$149,141
Synagro West, LLCGoldman Sachswage and hour violation2005WHD$97,862
Fidelity National Financial, Inc.Fidelity National Financialwage and hour violation2005WHD$778,391
Bank of AmericaBank of Americawage and hour violation2005WHD$12,824
Washington Mutual, Inc.JPMorgan Chasewage and hour violation2005WHD$404,982
Allied Home Mortgage Capital CorporationAmericus Mortgagewage and hour violation2005WHD$9,830
Towers PerrinWillis Towers Watsonwage and hour violation2005WHD$105,865
Towers, Perrin, Forrester & CrosbyWillis Towers Watsonwage and hour violation2005WHD$294,279
TIAATIAAwage and hour violation2005WHD$327,168
The First American Title Insurance, Co.First American Financialwage and hour violation2005WHD$24,067
TD Waterhouse Investor Services, Inc.Toronto-Dominion Bankwage and hour violation2005WHD$55,208
Goodrich Aviation Technical Services, Inc.Macquariewage and hour violation2005WHD$47,369
National City Mortgage, Co.PNC Financial Serviceswage and hour violation2004WHD$6,150
American Express Travel Related Services CompAmerican ExpressFamily and Medical Leave Act2004WHD$26,722
First Horizon National CorporationFirst Horizon Nationalwage and hour violation2004WHD$9,344
Ace America's Cash Express, Inc.ACE Cash Expresswage and hour violation2004WHD$26,295
Towers PerrinWillis Towers Watsonwage and hour violation2004WHD$376,093
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2004WHD$228,209
Bank of America CorporationBank of Americawage and hour violation2004WHD$5,972
AON Consulting Corporation IncAonwage and hour violation2004WHD$47,131
JPMorgan Chase BankJPMorgan Chasewage and hour violation2004WHD$19,373
Santander Mortgage CorporationBanco Santanderwage and hour violation2004WHD$62,895
Countrywide Financial CorporationBank of Americawage and hour violation2004WHD$54,453
Sentry Insurance a Mutual CompanySentry Insurancewage and hour violation2004WHD$46,524
Fidelity National Financial, IncFidelity National Financialwage and hour violation2004WHD$7,945
Allied Home MortgageAmericus Mortgagewage and hour violation2004WHD$14,037
Banco Popular North America, Inc.Popular Inc.wage and hour violation2004WHD$17,363
Wachovia BankWells Fargowage and hour violation2004WHD$5,798,744
Household InternationalHSBCwage and hour violation2003WHD$54,328
Bear Stearns Companies Inc.JPMorgan Chasewage and hour violation2003WHD$358,974
Alliance Data Systems, Inc.Bread Financial Holdingswage and hour violation2003WHD$40,320
Conseco Finance Servicing Corp.CNO Financialwage and hour violation2002WHD$145,512
Farmer's InsuranceZurich Insurancewage and hour violation2011WHD$1,520,705
RR Donnelly & Sons CompanyChatham Asset Managementwage and hour violation2016WHD$104,981
Ameritas Life Insurance CorpAmeritas Mutual Holding Companywage and hour violation2017WHD$9,019
Bank of AmericaBank of AmericaFamily and Medical Leave Act2017WHD$14,528
UBS Financial Services Inc.UBSwage and hour violation2018WHD$6,246
Ally Financial ServicesAlly Financialwage and hour violation2019WHD$198,311
JP Morgan Chase Bank N.A.JPMorgan Chasewage and hour violation2019WHD$38,336
Lincoln Financial Group Trust Company, Inc.Lincoln Nationalwage and hour violation2018WHD$17,567
World Acceptance CorporationWorld Acceptance Corporationwage and hour violation2019WHD$5,549
World Acceptance Corporation, IncWorld Acceptance Corporationwage and hour violation2019WHD$6,582
Wells Fargo Bank N.A.Wells Fargowage and hour violation2019WHD$57,675
Nationwide Mutual Insurance CoNationwidewage and hour violation2018WHD$210,373
Bank of HawaiiBank of Hawaiiwage and hour violation2018WHD$7,631
AON SERVICE CORPORATIONAonwage and hour violation2017WHD$7,406
Cleco CorporationMacquariewage and hour violation2017WHD$12,190
Ally Financial IncAlly Financialwage and hour violation2017WHD$34,169
Ally Financial, LLCAlly Financialwage and hour violation2017WHD$164,143
Buckeye Partners, LPIFM Investorswage and hour violation2017WHD$284,265
Teachers Insurance & Annuity Assoc of AmericaTIAAwage and hour violation2017WHD$9,678
Wells Fargo BankWells Fargowage and hour violation2016WHD$38,230
Franklin Templeton Distributors, Inc.Franklin ResourcesFamily and Medical Leave Act2016WHD$23,252
TMX Finance, LLCTMX Financewage and hour violation2016WHD$6,353
Guaranteed Rate INCGuaranteed Rate Inc.wage and hour violation2015WHD$184,423
Wells Fargo & CompanyWells Fargowage and hour violation2014WHD$100,001
American Express Travel Related Services Co.American Expresswage and hour violation2021WHD$5,663
Regions Financial CorporationRegions FinancialFamily and Medical Leave Act2021WHD$7,210
Nationwide Mutual Insurance CompanyNationwidewage and hour violation2021WHD$13,808
1st Financial Bank U.S.A.1st Financial Bank USAbanking violation2005WI-AG$43,142
Capital One BankCapital One Financialbanking violation2005WI-AG$80,032
Countrywide Financial CorporationBank of Americamortgage abuses2009WI-AG$41,100,000
SunTrust BankTruist Financialbanking violation2005WI-AG$10,107
Raymond James Financial Services, Inc.Raymond James Financialinvestor protection violation2007WI-FIN$50,000
Merrill Lynch Pierce Fenner & Smith Inc.Bank of Americainvestor protection violation2005WI-FIN$7,000
AIG Warranty Guard, Inc.American International Groupinsurance violation2000WI-INS$100,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2000WI-INS$15,000
Liberty Insurance Underwriters Inc.Liberty Mutual Insuranceinsurance violation2000WI-INS$10,000
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2001WI-INS$15,000
Progressive Northern Insurance Co.Progressiveinsurance violation2001WI-INS$70,000
AIG Warranty Guard, Inc.American International Groupinsurance violation2003WI-INS$50,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2003WI-INS$6,500
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$10,000
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$5,000
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$10,000
Regent Insurance Co.QBE Insuranceinsurance violation2003WI-INS$8,500
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2003WI-INS$6,500
Foremost Insurance Co.Zurich Insuranceinsurance violation2003WI-INS$8,500
Conseco Health Insurance Co.CNO Financialinsurance violation2004WI-INS$11,000
Great American Insurance Co.American Financial Groupinsurance violation2004WI-INS$5,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2004WI-INS$5,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2005WI-INS$20,000
Progressive Northern Ins Co.Progressiveinsurance violation2005WI-INS$5,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2005WI-INS$5,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2005WI-INS$9,500
Asurion Warranty Services, Inc.Asurioninsurance violation2007WI-INS$5,000
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2007WI-INS$8,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2008WI-INS$100,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Universal Underwriters Service Corp.Zurich Insuranceinsurance violation2008WI-INS$10,000
Conseco Health Insurance Co.CNO Financialinsurance violation2009WI-INS$20,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2010WI-INS$1,500,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2010WI-INS$8,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2010WI-INS$7,500
Time Insurance Co.Haven Holdingsinsurance violation2010WI-INS$280,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.