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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $394,610,993,640
Number of Records: 7,983
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,299,969,499332
JPMorgan Chase$40,164,908,209281
UBS$31,275,299,125181
Wells Fargo$27,617,269,231267
Citigroup$27,081,211,792183
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,919,491,249115
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,909,502,443206
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
American Family Home Insurance Co.Munich Reinsurance violation2011SC-INS$9,800
United Services Automobile AssociationUSAAinsurance violation2011SC-INS$8,000
Bristol West Insurance CompanyZurich Insuranceinsurance violation2011SC-INS$7,500
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2012SC-INS$10,000
AXA Art Insurance CorporationAXAinsurance violation2012SC-INS$8,000
Safeco Insurance CompanyLiberty Mutual Insuranceinsurance violation2013SC-INS$8,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2016SC-INS$90,000
Auto-Owners Insurance CompanyAuto-Owners Insuranceinsurance violation2016SC-INS$7,356
Allstate Vehicle and Property Insurance CompanyAllstateinsurance violation2018SC-INS$10,000
Guardian Life Insurance Company of AmericaGuardian Life Insuranceinsurance violation2018SC-INS$10,000
Nationwide Life Insurance CompanyNationwideinsurance violation2012SD-INS$40,000
Nationwide Mutual Insurance CompanyNationwideinsurance violation2013SD-INS$15,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2013SD-INS$5,000
Washington National Insurance CompanyCNO Financialinsurance violation2013SD-INS$125,000
Catlin Insurance Company Inc.AXAinsurance violation2013SD-INS$5,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Accident and IndemnityHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Accident and IndemnityHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2013SD-INS$5,000
Sentinel Insurance Company Ltd.Hartford Financial Servicesinsurance violation2013SD-INS$5,000
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2013SD-INS$5,000
Property & Casualty Insurance Company of HartfordHartford Financial Servicesinsurance violation2013SD-INS$5,000
Protective Life Insurance CompanyDai-ichi Lifeinsurance violation2014SD-INS$5,000
Protective Insurance CompanyProgressiveinsurance violation2014SD-INS$7,500
American General Life Insurance CompanyAmerican International Groupinsurance violation2014SD-INS$15,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2014SD-INS$5,000
Hartford Accident and IndemnityHartford Financial Servicesinsurance violation2014SD-INS$10,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2014SD-INS$5,000
Union Security Insurance CompanyAssurantinsurance violation2015SD-INS$7,500
Foremost Insurance Group et al.Zurich Insuranceinsurance violation2015SD-INS$750,000
Sentry Insurance GroupSentry Insuranceinsurance violation2015SD-INS$125,000
Nationwide Life Insurance CompanyNationwideinsurance violation2015SD-INS$10,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2015SD-INS$100,000
Transamerica Life Insurance CompanyAegoninsurance violation2016SD-INS$15,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2016SD-INS$15,000
American Memorial Life Insurance CompanyAssurantinsurance violation2016SD-INS$5,000
Time Insurance CompanyHaven Holdingsinsurance violation2016SD-INS$300,000
Union Security Insurance CompanyAssurantinsurance violation2016SD-INS$35,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016SD-INS$5,000
Hartford Accident and IndemnityHartford Financial Servicesinsurance violation2016SD-INS$10,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2017SD-INS$5,000
Companion Life Insurance CompanyBlueCross BlueShield of South Carolinainsurance violation2017SD-INS$40,000
Hartford Life and Accident Insurance CompanyHartford Financial Servicesinsurance violation2018SD-INS$10,000
Transamerica Life Insurance CompanyAegoninsurance violation2018SD-INS$10,000
American Family Life Assurance CompanyAflacinsurance violation2019SD-INS$100,000
Genworth Life Insurance CompanyGenworth Financialinsurance violation2019SD-INS$5,000
Transamerica Life Insurance CompanyAegoninsurance violation2019SD-INS$30,000
Selective Insurance Company of South CarolinaSelective Insurance Groupinsurance violation2014TN-INS$10,000
Broadspire Services Inc.Crawford & Co.insurance violation2016TN-INS$10,000
Mid-Century Insurance Co. of TexasZurich Insuranceinsurance violation2000TX-INS$11,000,000
Farmers Insurance GroupZurich Insuranceinsurance violation2002TX-INS$15,000,000
Allstate Texas Lloyd'sAllstateinsurance violation2008TX-INS$71,300,000
Hartford Casualty Insurance Company et al.Hartford Financial Servicesinsurance violation2008TX-INS$21,000
Sentry InsuranceSentry Insuranceinsurance violation2008TX-INS$5,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2008TX-INS$6,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$14,875
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$18,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2008TX-INS$18,000
Virginia Surety Company, Inc.Assurantinsurance violation2008TX-INS$7,000
Ace American Insurance Company et al.Chubb Limitedinsurance violation2008TX-INS$50,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$37,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$7,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2009TX-INS$15,000
American Home Assurance CompanyAmerican International Groupinsurance violation2009TX-INS$22,500
Fidelity and Guaranty Insurance CompanyFidelity National Financialinsurance violation2009TX-INS$9,000
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2009TX-INS$7,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2009TX-INS$7,500
Stewart Title Guaranty CompanyStewart Information Servicesinsurance violation2009TX-INS$55,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2009TX-INS$7,500
United States Fire Insurance Company of PlanoFairfax Financial Holdingsinsurance violation2009TX-INS$10,500
American Home Assurance Company et al.American International Groupinsurance violation2010TX-INS$650,000
Hartford Accident and Indemnity CompanyHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Lloyd's CorporationHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$18,000
Property and Casualty Insurance Company of HartfordHartford Financial Servicesinsurance violation2010TX-INS$18,000
Sentinel Insurance Company Ltd.Hartford Financial Servicesinsurance violation2010TX-INS$10,000
Trumbull Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$10,000
Wausau Business Insurance CompanyLiberty Mutual Insuranceinsurance violation2010TX-INS$5,000
Safeco Lloyds Insurance Co.Liberty Mutual Insuranceinsurance violation2010TX-INS$5,000
Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2010TX-INS$175,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2010TX-INS$175,000
Standard Fire Insurance CompanyTravelersinsurance violation2010TX-INS$8,000
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$74,000
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$147,000
Allstate Insurance CompanyAllstateinsurance violation2010TX-INS$879,510
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2010TX-INS$50,000
Liberty Mutual Insurance CompanyLiberty Mutual Insuranceinsurance violation2010TX-INS$17,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2010TX-INS$153,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2010TX-INS$30,000
Arch Insurance CompanyArch Capitalinsurance violation2010TX-INS$14,000
State Farm General Insurance CompanyState Farm Insuranceinsurance violation2010TX-INS$40,000
Fidelity & Guaranty Insurance CompanyFidelity National Financialinsurance violation2010TX-INS$50,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2010TX-INS$32,000
National General Insurance CompanyAllstateinsurance violation2010TX-INS$25,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.