LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC | Louis Dreyfus | air pollution violation | 2016 | IN-ENV | $8,750 |
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC | Louis Dreyfus | air pollution violation | 2013 | IN-ENV | $7,750 |
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC | Louis Dreyfus | air pollution violation | 2011 | IN-ENV | $103,750 |
LOUIS DREYFUS AGRICULTURAL INDUSTRIES, LLC. | Louis Dreyfus | air pollution violation | 2010 | EPA | $77,628 |
LOUIS DREYFUS CITRUS INC | Louis Dreyfus | environmental violation | 2008 | FL-DEP | $21,000 |
LOUIS DREYFUS CITRUS INC. | Louis Dreyfus | workplace safety or health violation | 2006 | OSHA | $9,800 |
LOUIS DREYFUS CITRUS, INC. | Louis Dreyfus | air pollution violation | 2010 | FL-DEP | $14,600 |
LOUIS DREYFUS CITRUS, INC. | Louis Dreyfus | air pollution violation | 2006 | FL-DEP | $7,200 |
LOUIS DREYFUS CITRUS, INC. | Louis Dreyfus | air pollution violation | 2005 | FL-DEP | $8,500 |
Louis Dreyfus Commodities Grand Junction LLC | Louis Dreyfus | tax violations | 2017 | ATTTB | $14,000 |
LOUIS DREYFUS COMPANY AGRICULTURAL INDUSTRIES | Louis Dreyfus | air pollution violation | 2019 | EPA | $155,806 |
Louis Dreyfus Company Agricultural Industries LLC | Louis Dreyfus | environmental violation | 2021 | IN-ENV | $17,400 |
Louis Dreyfus Company LLC | Louis Dreyfus | railroad safety violation | 2016 | FRA | $6,000 |
Louis Dreyfus Company LLC | Louis Dreyfus | railroad safety violation | 2017 | FRA | $8,250 |
Louis Dreyfus Company LLC | Louis Dreyfus | railroad safety violation | 2018 | FRA | $6,000 |
LOUIS DREYFUS COMPANY RIVER ELEVATORS, LLC | Louis Dreyfus | workplace safety or health violation | 2017 | OSHA | $8,665 |
Louis Dreyfus Energy Service | Louis Dreyfus | energy market violation | 2014 | FERC | $7,406,257 |
Louis Dreyfus Energy Services | Louis Dreyfus | False Claims Act and related | 2012 | DOJ_CIVIL | $4,084,000 |
Louisiana Generating | Macquarie | air pollution violation | 2013 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000 |
Louisiana Generating (NRG Energy) | Macquarie | environmental violation | 2012 | EPA | $264,000,000 |
Louisiana Generating, LLC | Macquarie | environmental violation | 2019 | LA-ENV | $16,500 |
Louisiana Generating, LLC | Macquarie | environmental violation | 2014 | LA-ENV | $46,962 |
Louisiana Generating, LLC | Macquarie | environmental violation | 2013 | LA-ENV | $1,750,000 |
LPL Financial Corp. | LPL Financial | investor protection violation | 2010 | IL-SEC | $300,000 |
LPL Financial Corp. | LPL Financial | investor protection violation | 2010 | MO-SEC | $37,540 |
LPL Financial Corp. | LPL Financial | investor protection violation | 2009 | MT-FIN | $1,294,416 |
LPL Financial Corporation | LPL Financial | investor protection violation | 2008 | SEC | $275,000 |
LPL Financial Corporation | LPL Financial | investor protection violation | 2008 | TX-SEC | $5,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | SEC | $9,333,516 |
LPL Financial LLC | LPL Financial | consumer protection violation | 2015 | MULTI-AG | $2,000,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | MULTI-AG | $25,848,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | AK-DBS | $499,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2018 | AL-SEC | $80,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | AR-SEC | $40,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | DE-SEC | $200,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2013 | MA-SEC | $500,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | MA-SEC | $250,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2017 | MA-SEC | $975,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2017 | MA-SEC | $1,000,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | MA-SEC | $1,100,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | MD-SEC | $499,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2013 | MO-SEC | $185,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2018 | MS-SEC | $40,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2012 | MT-FIN | $30,500 |
LPL Financial LLC | LPL Financial | investor protection violation | 2011 | OR-FIN | $100,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | SC-SEC | $40,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2016 | TX-SEC | $95,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | MULTI-FIN | $1,425,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2018 | MULTI-FIN | $26,000,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2020 | NH-BSR | $976,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | FINRA | $280,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2016 | FINRA | $750,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | FINRA | $6,300,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | FINRA | $11,700,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2014 | FINRA | $950,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2013 | FINRA | $9,000,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2021 | SEC | $891,202 |
LPL Financial LLC | LPL Financial | investor protection violation | 2021 | CT-SEC | $500,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2022 | TX-SEC | $125,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2022 | NH-BSR | $10,307 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2017 | NJ-AG | $975,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2011 | IL-SEC | $250,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2014 | IL-SEC | $2,000,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2014 | IL-SEC | $815,218 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2013 | IN-SEC | $14,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2018 | IN-SEC | $450,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2015 | NH-BSR | $750,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2018 | FINRA | $2,750,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2023 | PA-BKG | $190,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2023 | MA-SEC | $250,000 |
M&T Bank Corporation | M&T Bank | wage and hour violation | 2018 | private lawsuit-federal | $2,490,000 |
M&T Bank | M&T Bank | consumer protection violation | 2014 | CFPB | $3,100,000 |
M&T Bank | M&T Bank | anti-money-laundering deficiencies | 2014 | USAO | $560,000 |
M&T Bank | M&T Bank | employment discrimination | 2020 | EEOC | $100,000 |
M&T Bank | M&T Bank | banking violation | 2020 | FED | $546,000 |
M&T Bank | M&T Bank | consumer protection violation | 2022 | private lawsuit-federal | $3,325,000 |
M&T Bank | M&T Bank | consumer protection violation | 2015 | private lawsuit-federal | $4,000,000 |
M&T Bank Corp. | M&T Bank | False Claims Act and related | 2016 | DOJ_CIVIL | $64,000,000 |
M&T Securities, Inc. | M&T Bank | investor protection violation | 2009 | FINRA | $200,000 |
Macquarie Capital (USA) Inc. | Macquarie | investor protection violation | 2015 | SEC | $15,000,000 |
Macquarie Capital (USA) Inc. | Macquarie | investor protection violation | 2015 | FINRA | $2,950,000 |
Macquarie Capital Investment Management LLC, et al | Macquarie | investor protection violation | 2015 | SEC | $120,000 |
Macquarie Futures USA LLC | Macquarie | investor protection violation | 2013 | CFTC | $150,000 |
MAINSOURCE BANK | First Financial Bancorp. | banking violation | 2010 | FDIC | $22,000 |
MANULIFE FINANCIAL | Manulife Financial | environmental violation | 2008 | MA-ENV | $18,030 |
Manulife Financial Corporation | Manulife Financial | investor protection violation | 2004 | DOJ_ANTITRUST | $1,000,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2016 | AK-INS | $10,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2019 | AK-INS | $20,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2015 | NJ-DBI | $50,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2017 | TX-INS | $6,825 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2018 | TX-INS | $7,600 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2020 | TX-INS | $6,350 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2023 | AK-INS | $20,000 |
Marsh & McLennan Agency, LLC | Marsh & McLennan | insurance violation | 2014 | NJ-DBI | $15,000 |
Marsh & McLennan Companies Inc. | Marsh & McLennan | price-fixing or anti-competitive practices | 2009 | private lawsuit-federal | $69,000,000 |
Marsh & McLennan Companies, Inc. | Marsh & McLennan | benefit plan administrator violation | 2010 | private lawsuit-federal | $35,000,000 |
Marsh & McLennan Companies, Inc. | Marsh & McLennan | kickbacks and bribery | 2009 | CT-AG | $2,400,000 |
Marsh & McLennan Companies, Inc. | Marsh & McLennan | price-fixing or anti-competitive practices | 2005 | MULTI-AG | $850,000,000 |
Marsh and McLennan | Marsh & McLennan | investor protection violation | 2009 | MULTI-AG | $400,000,000 |
Marsh and McLennan | Marsh & McLennan | price-fixing or anti-competitive practices | 2009 | MULTI-AG | $7,000,000 |
Marsh USA Inc | Marsh & McLennan | insurance violation | 2018 | NY-DFS | $12,950 |