JEFFERSON PILOT LIFE INSURANCE | Lincoln National | insurance violation | 2001 | VA-INS | $42,000 |
JEFFERSON PILOT SECURITIES | Lincoln National | investor protection violation | 2003 | VA-SEC | $26,500 |
Jefferson Pilot Securities Corporation | Lincoln National | investor protection violation | 2004 | FINRA | $125,000 |
Jefferson Pilot Variable Corporation | Lincoln National | investor protection violation | 2005 | FINRA | $688,697 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2013 | AZ-DIFI | $90,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2012 | CO-INS | $86,500 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $20,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | MN-FIN | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2010 | MT-FIN | $175,000 |
John Alden Life Insurance Co. and Time Insurance Co. | Assurant | insurance violation | 2015 | MT-FIN | $1,699,709 |
John Alden Life Insurance Company | Assurant | insurance violation | 2008 | NH-INS | $450,000 |
John Alden Life Insurance Company | Assurant | insurance violation | 2007 | OR-FIN | $10,000 |
John Hancock Assignment Co. | Manulife Financial | tax violations | 2014 | CT-AG | $38,910 |
John Hancock Investment Management Services, LLC | Manulife Financial | investor protection violation | 2007 | SEC | $19,787,879 |
John Hancock Life & Health Insurance Co. | Manulife Financial | insurance violation | 2016 | MN-FIN | $5,000 |
John Hancock Life & Health Insurance Company | Manulife Financial | insurance violation | 2022 | NY-DFS | $26,300,000 |
John Hancock Life and Health Insurance Company | Manulife Financial | insurance violation | 2020 | RI-FIN | $44,877 |
John Hancock Life Insurance Co. | Manulife Financial | investor protection violation | 2014 | MA-AG | $550,000 |
John Hancock Life Insurance Co. | Manulife Financial | consumer protection violation | 2013 | MA-AG | $40,000 |
John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2011 | MULTI-AG | $3,000,000 |
John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2011 | CA-INS | $70,000 |
John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2013 | MT-FIN | $5,000 |
John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2021 | DE-INS | $5,000 |
John Hancock Life Insurance Co. (USA) et al. | Manulife Financial | insurance violation | 2012 | MN-FIN | $200,000 |
John Hancock Life Insurance Co. (USA) et al. | Manulife Financial | insurance violation | 2015 | MN-FIN | $900,000 |
John Hancock Life Insurance Company | Manulife Financial | insurance violation | 2020 | VA-INS | $60,600 |
John Hancock Life Insurance Company | Manulife Financial | insurance violation | 2012 | MULTI-FIN | $13,300,000 |
John Hancock Life Insurance Company | Manulife Financial | discriminatory practices (non-employment) | 2009 | private lawsuit-federal | $24,400,000 |
John Hancock Life Insurance Company | Manulife Financial | benefit plan administrator violation | 2021 | private lawsuit-federal | $14,000,000 |
John Hancock Life Insurance Company | Manulife Financial | consumer protection violation | 2022 | private lawsuit-federal | $123,074,128 |
John Hancock Life Insurance Company | Manulife Financial | consumer protection violation | 2019 | private lawsuit-federal | $91,250,000 |
John Hancock Life Insurance Company | Manulife Financial | insurance violation | 2023 | RI-FIN | $95,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2017 | OR-FIN | $36,500 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2018 | OR-FIN | $49,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2019 | VT-FIN | $800,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2022 | CT-INS | $68,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2023 | VA-INS | $8,800 |
John Hancock Life Insurance Company of New York | Manulife Financial | insurance violation | 2017 | NY-DFS | $73,000 |
John Hancock Variable Life Insurance Co. | Manulife Financial | insurance violation | 2006 | MO-INS | $11,040 |
John Nuveen & Co., Inc. | TIAA | investor protection violation | 2000 | FINRA | $6,630,000 |
Josephthal & Co. | Oppenheimer Holdings | employment discrimination | 2000 | EEOC | $330,000 |
Josephthal & Co., Inc. | Oppenheimer Holdings | investor protection violation | 2002 | SEC | $75,000 |
Josephthal & Co., Inc. | Oppenheimer Holdings | investor protection violation | 2001 | FINRA | $2,300,000 |
JP Morgan | JPMorgan Chase | investor protection violation | 2012 | FINRA | $623,376 |
JP Morgan Chase | JPMorgan Chase | economic sanction violation | 2004 | OFAC | $26,980 |
JP Morgan Chase | JPMorgan Chase | consumer protection violation | 2014 | HI-AG | $2,825,000 |
JP Morgan Chase | JPMorgan Chase | mortgage abuses | 2015 | MA-AG | $675,000 |
JP Morgan Chase | JPMorgan Chase | environmental violation | 2011 | TX-ENV | $6,555 |
JP Morgan Chase & Co. | JPMorgan Chase | economic sanction violation | 2004 | OFAC | $17,303 |
JP Morgan Chase & Co. | JPMorgan Chase | economic sanction violation | 2004 | OFAC | $73,281 |
JP Morgan Chase & Co. | JPMorgan Chase | investor protection violation | 2008 | MULTI-AG | $3,525,000,000 |
JP Morgan Chase Bank | JPMorgan Chase | economic sanction violation | 2004 | OFAC | $9,748 |
JP Morgan Chase Bank | JPMorgan Chase | economic sanction violation | 2004 | OFAC | $18,094 |
JP Morgan Chase Bank | JPMorgan Chase | workplace whistleblower retaliation | 2016 | OSHA | $203,323 |
JP Morgan Chase Bank N.A | JPMorgan Chase | employment discrimination | 2022 | CA-CRD | $16,698 |
JP Morgan Chase Bank N.A. | JPMorgan Chase | wage and hour violation | 2019 | WHD | $38,336 |
JP Morgan Chase Bank, N.A. | JPMorgan Chase | wage and hour violation | 2022 | WA-DLI | $9,526 |
JP Morgan Chase Bank, N.A. | JPMorgan Chase | wage and hour violation | 2022 | WA-DLI | $9,526 |
JP Morgan Chase Bank, N.A. | JPMorgan Chase | water pollution violation | 2017 | EPA | $230,392 |
JP Morgan Chase Bank, NA | JPMorgan Chase | export control violation | 2010 | BIS | $19,125 |
JP Morgan Chase Bank, NA | JPMorgan Chase | employment discrimination | 2019 | CA-CRD | $60,000 |
JP Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2014 | FINRA | $5,000,000 |
JP Morgan Ventures Energy Corporation | JPMorgan Chase | price-fixing or anti-competitive practices | 2013 | FERC | $410,000,000 |
JPMorgan & Co. | JPMorgan Chase | accounting fraud or deficiencies | 2013 | SEC | $200,000,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CFPB | $186,000,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CFPB | $900,000 |
JPMorgan Chase | JPMorgan Chase | banking violation | 2013 | OCC | $1,958,450,341 |
JPMorgan Chase | JPMorgan Chase | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
JPMorgan Chase | JPMorgan Chase | toxic securities abuses | 2013 | DOJ | $13,000,000,000 |
JPMorgan Chase | JPMorgan Chase | data submission deficiencies | 2016 | CFTC | $225,000 |
JPMorgan Chase | JPMorgan Chase | investor protection violation | 2013 | CFTC | $100,000,000 |
JPMorgan Chase | JPMorgan Chase | employment discrimination | 2014 | EEOC | $1,450,000 |
JPMorgan Chase | JPMorgan Chase | discriminatory practices (non-employment) | 2017 | USAO | $53,000,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $3,000,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $8,333,333 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $16,666,667 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $5,707,279 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2016 | private lawsuit-federal | $950,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $12,000,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $2,400,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2014 | private lawsuit-federal | $16,000,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2013 | private lawsuit-federal | $770,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $1,195,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $9,000,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2010 | private lawsuit-federal | $2,492,729 |
JPMorgan Chase | JPMorgan Chase | employment discrimination | 2018 | private lawsuit-federal | $24,000,000 |
JPMorgan Chase | JPMorgan Chase | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
JPMorgan Chase | JPMorgan Chase | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661 |
JPMorgan Chase | JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
JPMorgan Chase | JPMorgan Chase | toxic securities abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CA-AG | $50,000,000 |
JPMorgan Chase | JPMorgan Chase | benefit plan administrator violation | 2019 | private lawsuit-federal | $75,000,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2012 | private lawsuit-federal | $2,463,000 |
JPMorgan Chase | JPMorgan Chase | sexual exploitation of minors | 2023 | private lawsuit-federal | $290,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $228,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | banking violation | 2015 | FED | $342,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | banking violation | 2013 | FED | $200,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | mortgage abuses | 2012 | DOJ | $5,333,600,000 |