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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000$3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2009MA-ENV$6,250
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2005MA-ENV$12,000
Federal-Mogul Powertrain LLCApollo Global Managementair pollution violation2018MN-ENV$7,200
Federal-Mogul Powertrain LLCApollo Global Managementair pollution violation2008MN-ENV$8,500
Federal-Mogul Powertrain LLCApollo Global Managementenvironmental violation2006MN-ENV$5,625
Burrows Paper CorporationApollo Global Managementenvironmental violation2012MS-ENV$20,000
ADT SECURITY SYS MFG (FORMER)Apollo Global Managementwater pollution violation2001NJ-ENV$7,500
Univar USA Inc.Apollo Global Managementenvironmental violation2017NM-ENV$36,615
Tenneco Automotive Inc.Apollo Global Managementenvironmental violation2002OH-ENV$14,240
Univar USA Inc.Apollo Global Managementenvironmental violation2018OR-ENV$60,948
UNIVAR USA INC.Apollo Global Managementhazardous waste violation2006OR-ENV$7,400
FEDERAL-MOGUL CORPApollo Global Managementair pollution violation2009SC-ENV$6,500
Shutterfly, Inc.Apollo Global Managementhazardous waste violation2017SC-ENV$8,340
Shutterfly, Inc.Apollo Global Managementair pollution violation2016SC-ENV$25,000
Arconic Tennessee LLCApollo Global Managementair pollution violation2014TN-ENV$6,500
Univar USA Inc. fka DPC Enterprises, LPApollo Global Managementenvironmental violation2014TN-ENV$18,087
Arconic Tennessee LLCApollo Global Managementair pollution violation2011TN-ENV$8,000
Univar USA Inc. fka DPC Enterprises, LPApollo Global Managementenvironmental violation2011TN-ENV$21,762
Arconic Tennessee LLCApollo Global Managementair pollution violation2009TN-ENV$20,000
Alumax Mill Products, Inc.Apollo Global Managementenvironmental violation2019TX-ENV$5,520
Magnablend, Inc.Apollo Global Managementenvironmental violation2013TX-ENV$38,500
Alcoa, Inc.Apollo Global Managementenvironmental violation2010TX-ENV$19,655
Alumax Mill Products, Inc.Apollo Global Managementenvironmental violation2009TX-ENV$9,544
Alumax Mill Products, Inc.Apollo Global Managementenvironmental violation2009TX-ENV$46,350
Alcoa, Inc.Apollo Global Managementenvironmental violation2006TX-ENV$72,000
Federal-Mogul Corp.Apollo Global Managementenvironmental violation2013VA-ENV$11,600
Federal-Mogul Corp.Apollo Global Managementenvironmental violation2011VA-ENV$21,433
Federal-Mogul Corp.Apollo Global Managementenvironmental violation2011VA-ENV$9,555
UNIVAR USA INC KENTApollo Global Managementenvironmental violation2008WA-ENV$40,000
Univar Solutions Inc.Apollo Global Managementrailroad safety violation2019FRA$8,000
Univar Solutions Inc.Apollo Global Managementrailroad safety violation2020FRA$6,200
Univar Solutions Inc.Apollo Global Managementrailroad safety violation2020FRA$7,200
Univar Solutions USA, Inc.Apollo Global Managementenvironmental violation2021EPA$165,000
Univar Solutions USA IncApollo Global Managementenvironmental violation2021FL-DEP$9,210
Athene Annuity and Life Co.Apollo Global Managementinsurance violation2021MD-INS$8,880
Shutterfly Inc.Apollo Global Managementprivacy violation2021private lawsuit-state$6,750,000
Univar Solutions USA, Inc.Apollo Global Managementenvironmental violation2021FL-DEP$12,330
ATHENE ANNUITY AND LIFE COMPANYApollo Global Managementinsurance violation2021MN-FIN$95,000
UNIVAR SOLUTIONS USAApollo Global Managementenvironmental violation2021NJ-ENV$11,400
Kindred Hospital Baldwin ParkApollo Global Managementair pollution violation2017CA-SCAQMD$8,173
Kindred Hospital WestminsterApollo Global Managementair pollution violation2010CA-SCAQMD$5,000
Kindred Hospital OntarioApollo Global Managementair pollution violation2006CA-SCAQMD$7,950
Athene Annuity & Life Assurance Company of New YorkApollo Global Managementinsurance violation2021NY-DFS$49,950
Athene Annuity & Life Assurance Company of New YorkApollo Global Managementinsurance violation2020NY-DFS$100,000
Athene Annuity & Life Assurance Company of New YorkApollo Global Managementinsurance violation2020NY-DFS$100,160
Univar USA, Inc.Apollo Global Managementenvironmental violation2021OR-ENV$19,700
Univar Solutions USA, Inc.Apollo Global Managementenvironmental violation2021SC-ENV$12,000
Federal-Mogul Powertrain LLCApollo Global Managementenvironmental violation2022IN-ENV$58,210
Athene Annuity & Life Co.Apollo Global Managementinsurance violation2022KS-INS$30,000
Athene Annuity and Life CompanyApollo Global Managementinsurance violation2022WA-INS$5,000
LifePoint-Central Carolina HospitalApollo Global Managementwage and hour violation2022WHD$97,209
Apollo Global ManagementApollo Global ManagementWARN Act violation2019private lawsuit-federal$2,500,000
Univar Solutions USA Inc.Apollo Global Managementhazardous waste violation2022EPA$134,386
Michaels StoreApollo Global Managementemployment discrimination2022CA-CRD$6,850
Yahoo Inc.Apollo Global Managementprivacy violation2020private lawsuit-federal$117,500,000
Univar Solutions USA Inc.Apollo Global Managementair pollution violation2023EPA$800,000
Tenneco Inc.Apollo Global Managementprice-fixing or anti-competitive practices2019private lawsuit-federal$5,520,000
Tenneco Inc.Apollo Global Managementprice-fixing or anti-competitive practices2018private lawsuit-federal$17,480,000
Tenneco Inc.Apollo Global Managementprice-fixing or anti-competitive practices2020private lawsuit-federal$9,000,000
ADT LLCApollo Global Managementconsumer protection violation2019private lawsuit-federal$16,000,000
Aviva USA CorporationApollo Global Managementconsumer protection violation2009private lawsuit-federal$185,250,000
Yahoo Inc.Apollo Global Managementconsumer protection violation2018private lawsuit-federal$300,000
Univar Solutions Inc.Apollo Global Managementrailroad safety violation2022FRA$5,320
Palestine Healthcare CenterApollo Global Managementnursing home violation2022CMS$64,420
Palestine Healthcare CenterApollo Global Managementnursing home violation2023CMS$15,592
Kindred Transitional Care And Rehabilitation-MansfApollo Global Managementnursing home violation2018CMS$147,847
Kindred Hospital - LouisvilleApollo Global Managementnursing home violation2022CMS$10,940
Kindred Transitional Care And Rehabilitation-MansfApollo Global Managementnursing home violation2018CMS$10,004
Kindred Transitional Care And Rehabilitation-RidgmApollo Global Managementnursing home violation2018CMS$6,500
PALESTINE HEALTHCARE CENTERApollo Global Managementnursing home violation2023CMS$41,115
Cox Media GroupApollo Global Managementprice-fixing or anti-competitive practices2023private lawsuit-federal$37,000,000
UNIVAR SOLUTIONS USA INC.Apollo Global Managementrailroad safety violation2019FRA$8,750
Rackspace US, Inc.Apollo Global Managementwage and hour violation2022IL-DOL$200,000
Qdoba Mexican GrillApollo Global Managementwage and hour violation2023WA-DLI$5,250
Qdoba Mexican GrillApollo Global Managementwage and hour violation2023WA-DLI$5,250
Qdoba Mexican GrillApollo Global Managementwage and hour violation2023WA-DLI$5,250
Qdoba Mexican GrillApollo Global Managementwage and hour violation2023WA-DLI$5,250
Qdoba Mexican Grill #2034Apollo Global Managementwage and hour violation2022WA-DLI$5,300
Qdoba Mexican Grill #2034Apollo Global Managementwage and hour violation2022WA-DLI$5,300
Qdoba Mexican GrillApollo Global Managementwage and hour violation2021WA-DLI$7,100
Qdoba Mexican GrillApollo Global Managementwage and hour violation2021WA-DLI$7,100
MICHAELS THE ARTS & CRAFTS STOREApollo Global Managementworkplace safety or health violation2003OSHA$10,800
ADTApollo Global Managementworkplace safety or health violation2001OSHA$5,063
MAXIM CRANE WORKSApollo Global Managementworkplace safety or health violation2002OSHA$7,000
MICHAEL'S ARTS & CRAFTS STOREApollo Global Managementworkplace safety or health violation2003OSHA$7,310
FEDERAL MOGUL CAMSHAFTS PLANTS A & BApollo Global Managementworkplace safety or health violation2001OSHA$18,900
FEDERAL MOGUL CORPApollo Global Managementworkplace safety or health violation2001OSHA$8,400
FEDERAL MOGUL CORPApollo Global Managementworkplace safety or health violation2001OSHA$16,150
DURO BAG MANUFACTURING CO.Apollo Global Managementworkplace safety or health violation2004OSHA$14,400
FEDERAL MOGUL, INC.Apollo Global Managementworkplace safety or health violation2000OSHA$15,000
VAN WATERS & ROGERS INCApollo Global Managementworkplace safety or health violation2000OSHA$13,050
CASTLEVIEW HOSPITALApollo Global Managementworkplace safety or health violation2002OSHA$8,200
MICHAEL'S ARTS AND CRAFTSApollo Global Managementworkplace safety or health violation2001OSHA$8,718
TENNECO AUTOMOTIVE INC.Apollo Global Managementworkplace safety or health violation2003OSHA$15,000
UNIVAR USA, INC.Apollo Global Managementworkplace safety or health violation2002OSHA$5,800
SHOWA ALUMINUM CORPORATION OF AMERICAApollo Global Managementworkplace safety or health violation2003OSHA$28,575
FEDERAL MOGULApollo Global Managementworkplace safety or health violation2003OSHA$9,630
FEDERAL MOGUL CORPORATIONApollo Global Managementworkplace safety or health violation2003OSHA$9,000
DURO BAG MANUFACTURING CO.Apollo Global Managementworkplace safety or health violation2006OSHA$6,300
UNIVAR USA INCApollo Global Managementworkplace safety or health violation2003OSHA$5,500
BURROWS PAPER CORPORATIONApollo Global Managementworkplace safety or health violation2004OSHA$37,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.