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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
HEXION SPECIALTY CHEMICALSAmerican Securities LLChazardous waste violation2010EPA$84,600
MOMENTIVE SPECIALTY CHEMICALS, INC.American Securities LLChazardous waste violation2011EPA$89,100
HEXION, INC.American Securities LLCenvironmental violation2018EPA$16,043
FERRO CORPORATIONAmerican Securities LLCenvironmental violation2020EPA$16,555
FERRO CORP, KEIL CHEMICALAmerican Securities LLCair pollution violation2002EPA$3,514,150
Momentive Specialty Chemicals IncAmerican Securities LLCair pollution violation2013EPA$46,000
Hexion Inc. (fka Momentive Specialty Chemicals)American Securities LLCair pollution violation2016EPA$97,650
Hexion Inc.American Securities LLCair pollution violation2017EPA$36,214
Hexion Inc.American Securities LLChazardous waste violation2020EPA$22,662
BLUE BIRD BODY COMPANYAmerican Securities LLChazardous waste violation2002EPA$16,672
Hexion, Inc.American Securities LLCenvironmental violation2019EPA$194,908
COLE HAAN INC.Apax Partnersworkplace safety or health violation2011OSHA$7,000
COLE HAAN LLCApax Partnersworkplace safety or health violation2016OSHA$5,250
BASIC CHEMICAL SOLUTIONSApollo Global Managementrailroad safety violation2010FRA$10,000
BASIC CHEMICAL SOLUTIONSApollo Global Managementrailroad safety violation2012FRA$8,000
Magnablend, Inc.Apollo Global Managementrailroad safety violation2013FRA$6,500
UNIVAR USA INC.Apollo Global Managementrailroad safety violation2010FRA$5,000
UNIVAR USA INC.Apollo Global Managementrailroad safety violation2011FRA$7,500
UNIVAR USA INC.Apollo Global Managementrailroad safety violation2012FRA$9,500
UNIVAR USA INC.Apollo Global Managementrailroad safety violation2013FRA$7,500
Univar USA, Inc.Apollo Global Managementtax violations2010ATTTB$50,000
Magnablend, Inc.Apollo Global Managementrailroad safety violation2014FRA$5,000
UNIVAR USA INC.Apollo Global Managementrailroad safety violation2015FRA$13,500
Kindred Healthcare Inc.Apollo Global ManagementFalse Claims Act and related2016DOJ_CIVIL$125,000,000
Lifepoint Hospitals, Inc.Apollo Global ManagementFalse Claims Act and related2013DOJ_CIVIL$2,522,502
Odyssey HealthCareApollo Global ManagementFalse Claims Act and related2012DOJ_CIVIL$25,000,000
Apollo Global ManagementApollo Global Managementinvestor protection violation2016SEC$52,700,000
Michaels Stores Inc.Apollo Global Managementproduct safety violation2009CPSC$45,000
UNIVAR USA INCApollo Global Managementmotor vehicle safety violation2005FMCSA$5,460
Odyssey HealthCareApollo Global ManagementFalse Claims Act and related2006DOJ_CIVIL$12,900,000
Vencor Inc. and Ventas Inc.Apollo Global ManagementFalse Claims Act and related2001DOJ_CIVIL$104,500,000
America OnlineApollo Global Managementaccounting fraud or deficiencies2004DOJ_CRIMINAL$210,000,000
Alcoa Inc.Apollo Global Managementair pollution violation2000EPA$8,800,000
America Online, Inc.Apollo Global Managementaccounting fraud or deficiencies2000SEC$3,500,000
UNIVAR USA INC.Apollo Global Managementrailroad safety violation2016FRA$5,000
Palestine Regional Medical CenterApollo Global ManagementHHS civil monetary penalties2016HHSOIG$45,000
Alcoa Mill Products Inc.Apollo Global Managementemployment discrimination2011OFCCP$540,172
Kindred Nursing Centers WestApollo Global Managementemployment discrimination2011EEOC$10,000
InterCallApollo Global Managementemployment discrimination2011OFCCP$700,000
CEC Entertainment Inc.Apollo Global Managementwage and hour violation2011WHD$28,225
Intrado CommunicationsApollo Global Managementtelecommunications violation2015FCC$1,400,000
Girling Health Care, Inc.Apollo Global Managementwage and hour violation2014WHD$67,948
West CorporationApollo Global ManagementFamily and Medical Leave Act2014WHD$7,080
Duro Bag Manufacturing CompanyApollo Global Managementwage and hour violation2014WHD$16,368
Kindred Hospital Palm Beach, L.L.C.Apollo Global Managementwage and hour violation2013WHD$18,588
NP Plus, LLCApollo Global Managementwage and hour violation2013WHD$6,196
Yahoo! IncApollo Global Managementwage and hour violation2012WHD$15,161
ADT Security Services, Inc.Apollo Global Managementwage and hour violation2012WHD$5,073
ADT Security ServicesApollo Global Managementwage and hour violation2012WHD$45,820
GentivaApollo Global Managementwage and hour violation2011WHD$58,383
Kindred Healthcare, Inc.Apollo Global Managementwage and hour violation2010WHD$19,530
Kindred Nursing Centers West, LLCApollo Global Managementwage and hour violation2010WHD$92,819
Gentiva Health Services, Inc.Apollo Global Managementwage and hour violation2010WHD$14,362
Kindred Healthcare, Inc.Apollo Global Managementwage and hour violation2010WHD$29,405
Kindred Healthcare, Inc.Apollo Global Managementwage and hour violation2009WHD$30,778
Gentiva Health Services Inc.Apollo Global Managementwage and hour violation2009WHD$13,919
ADT Security Services, Inc.Apollo Global Managementwage and hour violation2007WHD$5,893
Kindred HealthcareApollo Global Managementwage and hour violation2005WHD$19,357
Odyssey HealthCareApollo Global Managementwage and hour violation2005WHD$6,067
CEC EntertainmentApollo Global Managementwage and hour violation2005WHD$10,560
Kindred HealthcareApollo Global Managementwage and hour violation2005WHD$6,167
Kindred Healthcare, IncApollo Global Managementwage and hour violation2004WHD$13,718
CEC Entertainment Inc.Apollo Global Managementwage and hour violation2004WHD$11,147
ADT LLC d/b/a ADT Security ServicesApollo Global Managementlabor relations violation2016NLRB$11,428
KINDRED TRANSITIONAL CARE AND REHABILITATIONApollo Global Managementlabor relations violation2013NLRB$11,838
Kindred HealthcareApollo Global Managementlabor relations violation2012NLRB$5,500
Alcoa, Inc.Apollo Global Managementlabor relations violation2010NLRB$6,297
Phoenix Services LLCApollo Global Managementlabor relations violation2010NLRB$20,000
Kindred Healthcare (Albuquerque) Inc.Apollo Global Managementlabor relations violation2010NLRB$28,700
ADT Security Services, Inc.Apollo Global Managementlabor relations violation2009NLRB$42,429
Alcoa, Inc.Apollo Global Managementlabor relations violation2009NLRB$10,784
Federal Mogul CorporationApollo Global Managementlabor relations violation2009NLRB$26,500
ALCOA, INC.Apollo Global Managementlabor relations violation2009NLRB$13,484
ALCOA, INC.Apollo Global Managementlabor relations violation2008NLRB$35,846
AlcoaApollo Global Managementlabor relations violation2008NLRB$125,000
Alcoa, Inc.Apollo Global Managementlabor relations violation2007NLRB$15,060
Tenneco Automotive, Inc.Apollo Global Managementlabor relations violation2007NLRB$14,233
Alcoa-Cleveland WorksApollo Global Managementlabor relations violation2006NLRB$38,000
Alcoa, Inc.Apollo Global Managementlabor relations violation2006NLRB$69,800
AlcoaApollo Global Managementlabor relations violation2006NLRB$70,000
Tenneco AutomotiveApollo Global Managementlabor relations violation2005NLRB$79,437
Federal Mogul Powertrain SystemsApollo Global Managementlabor relations violation2005NLRB$15,000
Univar USA, Inc.Apollo Global Managementlabor relations violation2004NLRB$34,600
Kindred Hospital of PhiladelphiaApollo Global Managementlabor relations violation2003NLRB$10,428
ADT/TYCO Security ServicesApollo Global Managementlabor relations violation2003NLRB$31,000
ALCOA AluminumApollo Global Managementlabor relations violation2002NLRB$40,000
Burrows Paper CorporationApollo Global Managementlabor relations violation2002NLRB$253,000
Burrows Paper CorporationApollo Global Managementlabor relations violation2002NLRB$188,396
Burrows Paper CorpApollo Global Managementlabor relations violation2002NLRB$40,000
TRW, Inc. TRW Valve DivisionApollo Global Managementlabor relations violation2002NLRB$28,137
ALCOAApollo Global Managementlabor relations violation2002NLRB$8,340
Federal Mogul CorporationApollo Global Managementlabor relations violation2002NLRB$19,920
BURROWS PAPER CORP.Apollo Global Managementlabor relations violation2001NLRB$10,791
Federal Mogul Wiper ProductsApollo Global Managementlabor relations violation2000NLRB$22,000
Southwestern Medical CenterApollo Global ManagementHHS civil monetary penalties2002HHSOIG$30,000
Basic Chemical SolutionsApollo Global Managementrailroad safety violation2005FRA$10,000
Univar USA Inc.Apollo Global Managementrailroad safety violation2007FRA$7,000
Univar USA Inc.Apollo Global Managementrailroad safety violation2008FRA$5,000
Southern Tennessee Medical Center LLCApollo Global ManagementFalse Claims Act and related2016USAO$2,481,856
Iowa Hospice LLCApollo Global ManagementFalse Claims Act and related2015USAO$1,088,244
Gentiva Health Services Inc.Apollo Global ManagementFalse Claims Act and related2011USAO$12,500,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.