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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYear sort iconAgencyPenalty Amount
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2000FAA$5,875
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2000FAA$5,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2000FAA$10,000
OMNIFLIGHT HELICOPTERS INCAmerican Securities LLCaviation safety violation2000FAA$15,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2000FAA$37,500
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2000FAA$6,500
Reilly Industries Inc.Wind Point Partnersprice-fixing or anti-competitive practices2000DOJ_ANTITRUST$2,000,000
Alcoa Inc.Apollo Global Managementair pollution violation2000EPA$8,800,000
America Online, Inc.Apollo Global Managementaccounting fraud or deficiencies2000SEC$3,500,000
Federal Mogul Wiper ProductsApollo Global Managementlabor relations violation2000NLRB$22,000
J.L. French CompanyOnexlabor relations violation2000NLRB$8,000
American Medical ResponseKKR & Co.labor relations violation2000NLRB$20,364
Corporate ExpressSycamore Partners Managementlabor relations violation2000NLRB$7,000
Service Master, as joint Employer with United Memorial Medical CenterRoark Capitallabor relations violation2000NLRB$29,726
GEO Specialty ChemicalsArsenal Capital Partnerslabor relations violation2000NLRB$20,000
Beverly Enterprises-Alabama, Inc., d/b/a Boaz Health Care CenterFillmore Capital Partnerslabor relations violation2000NLRB$18,000
Service Master Company, Inc. d/b/a Service Master Healthcare Management ServicesRoark Capitallabor relations violation2000NLRB$10,000
Standard Furniture Co.Aterian Investment Partnerslabor relations violation2000NLRB$6,910
Appvion Inc.Wynnchurch Capitalrailroad safety violation2000FRA$5,000
Beverly EnterprisesFillmore Capital PartnersFalse Claims Act and related2000DOJ_CIVIL$170,000,000
Baskin RobbinsRoark Capitalwage and hour violation2000CA-LCO$9,000
Baskin RobinsRoark Capitalwage and hour violation2000CA-LCO$11,000
Chuck E CheeseApollo Global Managementwage and hour violation2000CA-LCO$43,000
CELESTICA CORPORATIONOnexwage and hour violation2000KY-DWS$7,996
LifeScan Inc.Platinum Equitydrug or medical equipment safety violation2000USAO$60,000,000
Securities Services Network, Inc.Reverence Capital Partnersinvestor protection violation2000FL-OFR$10,000
COVANTA PLYMOUTH RENEWABLE ENERGY LLCEQT ABenvironmental violation2000PA-ENV$10,600
COVANTA PLYMOUTH RENEWABLE ENERGY LLCEQT ABenvironmental violation2000PA-ENV$6,400
COVANTA DELAWARE VALLEY LPEQT ABenvironmental violation2000PA-ENV$59,502
HUSSEY COPPER LTDKPS Capital Partnersenvironmental violation2000PA-ENV$5,000
EMPIRE KOSHER POULTRY INCAterian Investment Partnersenvironmental violation2000PA-ENV$25,600
FAR RESEARCH, INC.Arsenal Capital Partnershazardous waste violation2000FL-DEP$38,613
Roper Pump CompanyClayton Dubilier & Riceair pollution violation2000GA-ENV$6,000
Reichold, IncorporatedBlack Diamond Capital Managementair pollution violation2000GA-ENV$7,500
GEO Speciality ChemicalsArsenal Capital Partnerswater pollution violation2000GA-ENV$6,825
Gopher Resource LLCEnergy Capital Partnersair pollution violation2000MN-ENV$8,750
PORT TOWNSEND PAPER CORPLindsay Goldbergwater pollution violation2000WA-ENV$5,000
PORT TOWNSEND PAPER CORPLindsay Goldbergair pollution violation2000WA-ENV$9,200
RED SIMPSON, INC.Lindsay Goldbergworkplace safety or health violation2000OSHA$117,600
HOHMAN PLATING AND MFG., INC.KKR & Co.workplace safety or health violation2000OSHA$5,300
THE GATES RUBBER COMPANYBlackstoneworkplace safety or health violation2000OSHA$6,727
C & M FINE PACK INCMid Oaks Investmentsworkplace safety or health violation2000OSHA$5,000
SIMONTON WINDOWSClayton Dubilier & Riceworkplace safety or health violation2000OSHA$14,700
FOSTER POULTRY FARMS, INC.Atlas Holdingsworkplace safety or health violation2000OSHA$5,000
TOWER AUTOMOTIVEKPS Capital Partnersworkplace safety or health violation2000OSHA$8,719
J L FRENCH CORPOnexworkplace safety or health violation2000OSHA$48,875
TOWER AUTOMOTIVE - ELKTON BUSINESS UNITKPS Capital Partnersworkplace safety or health violation2000OSHA$8,077
GLEN-GERY CORPORATIONBain Capitalworkplace safety or health violation2000OSHA$90,000
FEDERAL MOGUL, INC.Apollo Global Managementworkplace safety or health violation2000OSHA$15,000
PETCO (GROOMING DEPT)CVC Capital Partnersworkplace safety or health violation2000OSHA$13,500
STAPLESSycamore Partners Managementworkplace safety or health violation2000OSHA$16,685
TRUGREEN LANDCAREClayton Dubilier & Riceworkplace safety or health violation2000OSHA$5,065
LYDALL WESTEXClearlake Capitalworkplace safety or health violation2000OSHA$6,550
SPARTECH-POLYCOM,INC.Arsenal Capital Partnersworkplace safety or health violation2000OSHA$5,850
JAMES AUSTIN COMPANYCenterbridge Partnersworkplace safety or health violation2000OSHA$7,770
SPARTECH PLASTICSArsenal Capital Partnersworkplace safety or health violation2000OSHA$6,700
LUFKIN INDUSTRIES, INC FOUNDRY DIVISIONKPS Capital Partnersworkplace safety or health violation2000OSHA$5,600
DURA AUTOMOTIVE SYSTEMSMiddleGround Capitalworkplace safety or health violation2000OSHA$20,500
DURA AUTOMOTIVE SYSTEMS, INC.MiddleGround Capitalworkplace safety or health violation2000OSHA$13,525
HUSSEY COPPER LTD.KPS Capital Partnersworkplace safety or health violation2000OSHA$5,000
PPL MONTANARiverstone Holdingsworkplace safety or health violation2000OSHA$62,500
PPL MONTANARiverstone Holdingsworkplace safety or health violation2000OSHA$23,500
COLUMBIA LIGHTING INCAmerican Industrial Partnersworkplace safety or health violation2000OSHA$7,200
RED SIMPSON, INC.Lindsay Goldbergworkplace safety or health violation2000OSHA$7,000
GLEN-GERY CORPORATIONBain Capitalworkplace safety or health violation2000OSHA$6,405
MAACO AUTO PAINTING AND BODYWORKSRoark Capitalworkplace safety or health violation2000OSHA$13,548
DURA AUTOMOTIVE SYSTEMS, INC.MiddleGround Capitalworkplace safety or health violation2000OSHA$7,594
THE PIKE COMPANYLindsay Goldbergworkplace safety or health violation2000OSHA$21,500
PIKE ELECTRIC, INC.Lindsay Goldbergworkplace safety or health violation2000OSHA$8,000
LYDALL THERMAL/ACOUSTICAL GROUPClearlake Capitalworkplace safety or health violation2000OSHA$17,200
JOANN STORES, INC., D/B/A JOANN, ETC.Leonard Green & Partnersworkplace safety or health violation2000OSHA$13,050
NATIONAL BEDDING COMPANY DBA SERTA MATTRESS CO.Advent Internationalworkplace safety or health violation2000OSHA$10,150
LYDALL WESTEX, INC.Clearlake Capitalworkplace safety or health violation2000OSHA$7,175
VAN WATERS & ROGERS INCApollo Global Managementworkplace safety or health violation2000OSHA$13,050
AMSPEC CHEMICAL CORPORATIONOlympus Partnersenvironmental violation2000EPA$150,990
AMSPEC CHEMICAL CORPORATIONOlympus Partnersenvironmental violation2000EPA$15,118
APPLETON PAPERS, INC.Wynnchurch Capitalair pollution violation2000EPA$490,000
GLEN-GERY CORPORATIONBain Capitalenvironmental violation2000EPA$93,295
CHROMALLOY - TURBINE AIRFOILS DIVISIONVeritas Capital Fund Management LLCenvironmental violation2000EPA$5,000
CALSONIC NORTH AMERICAKKR & Co.environmental violation2000EPA$5,000
PIONEER METAL FINISHING CORP.Aterian Investment Partnersenvironmental violation2000EPA$5,000
AKZO NOBEL CHEMICALS, INC.Carlyle Groupenvironmental violation2000EPA$5,600
PIONEER METAL FINISHINGAterian Investment Partnersenvironmental violation2000EPA$17,966
SHOWA ALUMINUM CORPORATIONApollo Global Managementenvironmental violation2000EPA$5,000
HOHMAN PLATING & MFG. INC.KKR & Co.environmental violation2000EPA$5,000
JOSTENS, INC.Platinum Equityenvironmental violation2000EPA$5,000
DANAHER TOOL GROUPBain Capitalenvironmental violation2000EPA$5,000
TENNECO AUTOMOTIVE, INC.Apollo Global Managementair pollution violation2000EPA$30,000
TENNECO AUTOMOTIVE, INC.Apollo Global Managementair pollution violation2000EPA$30,000
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2000MSHA$5,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2001FAA$15,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2001FAA$22,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2001FAA$22,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2001FAA$7,500
Akzo Nobel Chemicals BVCarlyle Groupprice-fixing or anti-competitive practices2001DOJ_ANTITRUST$12,000,000
Lifescan, Inc.Platinum EquityFalse Claims Act and related2001DOJ_CIVIL$15,000,000
Vencor Inc. and Ventas Inc.Apollo Global ManagementFalse Claims Act and related2001DOJ_CIVIL$104,500,000
TPG CapitalTPG Capitalinvestor protection violation2001SEC$50,000
Beverly Enterprises, Inc.Fillmore Capital Partnersemployment discrimination2001EEOC$1,200,000
Tower Automotive Products, Inc.KPS Capital Partnerslabor relations violation2001NLRB$38,385
Service Master, Inc.Roark Capitallabor relations violation2001NLRB$28,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.