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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
JDA Software Group Inc.New Mountain Capitalaccounting fraud or deficiencies2014SEC$750,000
America OnlineApollo Global Managementaccounting fraud or deficiencies2004DOJ_CRIMINAL$210,000,000
VeriFone Holdings, Inc.Francisco Partnersaccounting fraud or deficiencies2009SEC$25,000
McAfee, Inc.Advent Internationalaccounting fraud or deficiencies2006SEC$50,000,000
America Online, Inc.Apollo Global Managementaccounting fraud or deficiencies2000SEC$3,500,000
AOLApollo Global Managementaccounting fraud or deficiencies2006AK-AG$25,000,000
Empire Kosher Poultry, Inc.Aterian Investment Partnersagribusiness violation2012GIPSA$18,000
Columbus Steel Castings CompanyProtostar Partnersair pollution violation2011EPA$825,000
Ferro CorporationAmerican Securities LLCair pollution violation2002EPA$1,050,000
Alcoa Inc.Apollo Global Managementair pollution violation2000EPA$8,800,000
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018EPA$1,100,000
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $550,000
Briggs & Stratton CorporationKPS Capital Partnersair pollution violation2004WI-AG$66,661
Columbus Steel Castings Company, Inc.Protostar Partnersair pollution violation2011OH-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $825,000
IMTT-LemontRiverstone Holdingsair pollution violation2003IL-AG$250,000
Sterigenics U.S., LLCWarburg Pincusair pollution violation2019IL-AG$300,000
Nouryon Functional Chemicals LLCCarlyle Groupair pollution violation2019EPA$450,000
Ascend Performance MaterialsSK Capital Partnersair pollution violation2016AL-ENV$27,000
Plasman Corporation, LLCMiddleGround Capitalair pollution violation2015AL-ENV$8,000
Grede II, LLCGamut Capitalair pollution violation2014AL-ENV$16,000
Momentive Specialty Chemical, Inc.American Securities LLCair pollution violation2011AL-ENV$10,000
GARDA CL West, Inc.BC Partnersair pollution violation2017CA-ARB$6,500
Briggs and Stratton CorporationKPS Capital Partnersair pollution violation2017CA-ARB$13,875
Foster Poultry FarmsAtlas Holdingsair pollution violation2016CA-ARB$10,125
Hot Topic, Inc.Sycamore Partners Managementair pollution violation2016CA-ARB$5,600
Staples IncorporatedSycamore Partners Managementair pollution violation2015CA-ARB$47,000
Zep Inc.New Mountain Capitalair pollution violation2015CA-ARB$152,000
Arctic Glacier USA IncorporatedCarlyle Groupair pollution violation2013CA-ARB$14,400
Jo-Ann Stores, Inc.Leonard Green & Partnersair pollution violation2009CA-ARB$10,000
Club Car, Inc.Platinum Equityair pollution violation2009CA-ARB$15,000
TruGreen LandcareClayton Dubilier & Riceair pollution violation2009CA-ARB$11,000
Apria Health CareBlackstoneair pollution violation2008CA-ARB$14,000
West Marine, Inc.L Cattertonair pollution violation2008CA-ARB$5,000
West Marine Products, Inc.L Cattertonair pollution violation2007CA-ARB$5,000
AmrepNew Mountain Capitalair pollution violation2007CA-ARB$298,318
AmrepNew Mountain Capitalair pollution violation2006CA-ARB$103,020
Amrep, Inc.New Mountain Capitalair pollution violation2006CA-ARB$48,662
AMREP, INC.New Mountain Capitalair pollution violation2006CA-ARB$270,000
AMREP, Inc.New Mountain Capitalair pollution violation2005CA-ARB$14,000
Intertape Polymer Corp.Clearlake Capitalair pollution violation2013CO-DPHE$5,250
Rockies Express Pipeline LLCBlackstoneair pollution violation2009CO-DPHE$5,600
Intertape Polymer Corp.Clearlake Capitalair pollution violation2009CO-DPHE$8,400
Strategic Materials, Inc.Littlejohn & Co.air pollution violation2020CT-ENV$39,200
ASCEND PERFORMANCE MATERIALS OPERATIONS LLCSK Capital Partnersair pollution violation2020FL-DEP$10,000
COVANTA LAKE II, INC.EQT ABair pollution violation2008FL-DEP$10,600
Blue Bird Body CompanyAmerican Securities LLCair pollution violation2020GA-ENV$5,747
LiFoam Industries, Inc.One Rock Capital Partnersair pollution violation2019GA-ENV$6,000
Blue Bird Body CompanyAmerican Securities LLCair pollution violation2018GA-ENV$10,552
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018GA-ENV$7,150
Trojan Battery Company LLCKPS Capital Partnersair pollution violation2016GA-ENV$13,359
Zep Inc.New Mountain Capitalair pollution violation2015GA-ENV$5,000
Dolco PackagingGenstar Capitalair pollution violation2011GA-ENV$11,118
AMREP, IncNew Mountain Capitalair pollution violation2010GA-ENV$10,000
Zep Inc.New Mountain Capitalair pollution violation2008GA-ENV$5,000
AMREP, Inc.New Mountain Capitalair pollution violation2008GA-ENV$38,000
Dolco PackagingGenstar Capitalair pollution violation2007GA-ENV$10,911
Trojan Battery CompanyKPS Capital Partnersair pollution violation2005GA-ENV$5,000
AMREP, Inc.New Mountain Capitalair pollution violation2005GA-ENV$29,780
Blue Bird Body CompanyAmerican Securities LLCair pollution violation2005GA-ENV$13,500
Acuity Specialty Products Group, Inc.New Mountain Capitalair pollution violation2004GA-ENV$33,900
Carry-On Trailer CorporationBain Capitalair pollution violation2003GA-ENV$8,000
Dolco Packaging CorporationGenstar Capitalair pollution violation2003GA-ENV$6,000
Roper Pump CompanyClayton Dubilier & Riceair pollution violation2000GA-ENV$6,000
Reichold, IncorporatedBlack Diamond Capital Managementair pollution violation2000GA-ENV$7,500
GLEN GERY CORPORATIONBain Capitalair pollution violation2008IL-ENV$950,000
Federal-Mogul CorporationApollo Global Managementair pollution violation2005IL-ENV$10,000
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2020IN-ENV$14,044
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2019IN-ENV$34,403
ALCOA INCApollo Global Managementair pollution violation2019IN-ENV$28,750
LSC COMMUNICATIONS INCAtlas Holdingsair pollution violation2019IN-ENV$9,000
THE PULLMAN COApollo Global Managementair pollution violation2019IN-ENV$10,200
DOLCO PKG CORP A TEXI-PLEX BUSINESSGenstar Capitalair pollution violation2018IN-ENV$22,500
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2018IN-ENV$49,000
ANCHOR GLASS CONTAINER CORPCVC Capital Partnersair pollution violation2017IN-ENV$5,000
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2016IN-ENV$14,000
MULTI COLOR CORPClayton Dubilier & Riceair pollution violation2015IN-ENV$5,000
ALCOA INCApollo Global Managementair pollution violation2015IN-ENV$6,250
THE PULLMAN COApollo Global Managementair pollution violation2014IN-ENV$10,200
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2013IN-ENV$10,200
ALCOA INCApollo Global Managementair pollution violation2013IN-ENV$6,200
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2012IN-ENV$6,250
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2009IN-ENV$40,000
FERRO CORPAmerican Securities LLCair pollution violation2008IN-ENV$18,000
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2008IN-ENV$15,000
ALCOA INCApollo Global Managementair pollution violation2007IN-ENV$7,000
PREGIS INNOVATIVE PACKAGING INCWarburg Pincusair pollution violation2007IN-ENV$14,200
ANCHOR GLASS CONTAINER CORPCVC Capital Partnersair pollution violation2004IN-ENV$6,200
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2002IN-ENV$9,000
PREGIS INNOVATIVE PACKAGING INCWarburg Pincusair pollution violation2002IN-ENV$5,000
PREGIS INNOVATIVE PACKAGING INCWarburg Pincusair pollution violation2002IN-ENV$8,400
FEDERAL MOGUL CORPApollo Global Managementair pollution violation2010KY-ENV$5,000
LIFOAM INDUSTRIESOne Rock Capital Partnersair pollution violation2019MD-ENV$30,000
POLYONE DESIGNED STRUCTURESArsenal Capital Partnersair pollution violation2016MD-ENV$39,000
LIFOAM INDUSTRIESOne Rock Capital Partnersair pollution violation2016MD-ENV$70,000
LIFOAM INDUSTRIESOne Rock Capital Partnersair pollution violation2012MD-ENV$40,000
SPARTECHArsenal Capital Partnersair pollution violation2010MD-ENV$60,000
COVANTA POWEREQT ABair pollution violation2003MD-ENV$18,000
MAACORoark Capitalair pollution violation2003MD-ENV$5,000
Gulf Oil Limited PartnershipArcLight Capital Partnersair pollution violation2014ME-ENV$29,500
Intertape Polymer GroupClearlake Capitalair pollution violation2020MI-ENV$42,500
Grede LLCGamut Capitalair pollution violation2016MI-ENV$41,450
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.