Violation Tracker

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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Current Parent Companies	Total Penalty $	Number of Records
Apollo Global Management	$1,234,942,355	495
KKR & Co.	$453,233,096	203
Blackstone	$293,961,855	114
Carlyle Group	$286,736,812	172
Madison Dearborn Partners	$270,052,453	14
Fillmore Capital Partners	$204,648,765	37
Platinum Equity	$132,943,097	70
TPG Capital	$130,080,344	11
Sycamore Partners Management	$123,492,849	71
Bain Capital	$94,857,613	112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company	Current Parent	Primary Offense Type	Year	Agency	Penalty Amount
Hexion Inc.	American Securities LLC	air pollution violation	2003	NC-ENV	$5,563
Magnetti Marelli	KKR & Co.	hazardous waste violation	2003	NC-ENV	$61,650
Armstrong Hardwood Flooring Company	American Industrial Partners	air pollution violation	2003	NC-ENV	$5,442
CALLAHAN CHEMICAL CO	SK Capital Partners	hazardous waste violation	2003	NJ-ENV	$8,000
Hohman Plating and Mfg., Inc.	KKR & Co.	environmental violation	2003	OH-ENV	$86,800
CCL Custom Manufacturing, Inc.	Centerbridge Partners	environmental violation	2003	RI-ENV	$17,200
Akzo Nobel Chemical, Inc.	Carlyle Group	environmental violation	2003	TX-ENV	$20,000
FOSTER FARMS KELSO	Atlas Holdings	environmental violation	2003	WA-ENV	$12,000
CALPINE	Energy Capital Partners	workplace safety or health violation	2003	OSHA	$19,690
MICHAELS THE ARTS & CRAFTS STORE	Apollo Global Management	workplace safety or health violation	2003	OSHA	$10,800
UNITED STATIONERS SUPPLY CO INC	Sycamore Partners Management	workplace safety or health violation	2003	OSHA	$5,350
GREDE FOUNDRIES, INC. - MILWAUKEE STEEL FOUNDRY	Gamut Capital	workplace safety or health violation	2003	OSHA	$70,250
HEXION SPECIALTY CHEMICALS FORMERLY BORDEN	American Securities LLC	workplace safety or health violation	2003	OSHA	$11,285
MICHAEL'S ARTS & CRAFTS STORE	Apollo Global Management	workplace safety or health violation	2003	OSHA	$7,310
SPARTECH PLASTICS	Arsenal Capital Partners	workplace safety or health violation	2003	OSHA	$13,950
FOSTER FARMS	Atlas Holdings	workplace safety or health violation	2003	OSHA	$30,275
99 CENTS ONLY STORES	Ares Management	workplace safety or health violation	2003	OSHA	$10,120
99 CENTS ONLY STORES	Ares Management	workplace safety or health violation	2003	OSHA	$16,810
LIFE FITNESS	KPS Capital Partners	workplace safety or health violation	2003	OSHA	$5,735
QUALA WASH	Advent International	workplace safety or health violation	2003	OSHA	$12,100
HUSSEY COPPER LTD.	KPS Capital Partners	workplace safety or health violation	2003	OSHA	$30,000
SECTIONAL STAMPING INC.	MiddleGround Capital	workplace safety or health violation	2003	OSHA	$6,325
TENNECO AUTOMOTIVE INC.	Apollo Global Management	workplace safety or health violation	2003	OSHA	$15,000
PETERSON SPRING CO.	MiddleGround Capital	workplace safety or health violation	2003	OSHA	$36,075
COPELAND CORP.	Blackstone	workplace safety or health violation	2003	OSHA	$5,000
CALSONIC KANSEI NORTH AMERICA INC	KKR & Co.	workplace safety or health violation	2003	OSHA	$18,935
SHOWA ALUMINUM CORPORATION OF AMERICA	Apollo Global Management	workplace safety or health violation	2003	OSHA	$28,575
INTERNATIONAL CONVERTER, LLC	Carlyle Group	workplace safety or health violation	2003	OSHA	$7,000
FEDERAL MOGUL	Apollo Global Management	workplace safety or health violation	2003	OSHA	$9,630
BEVERLY ENTERPRISES INC DBA TEKAMAH HEALTH & REHAB	Fillmore Capital Partners	workplace safety or health violation	2003	OSHA	$5,850
INTERTAPE POLYMER GROUP	Clearlake Capital	workplace safety or health violation	2003	OSHA	$6,480
APRIA HEALTHCARE	Blackstone	workplace safety or health violation	2003	OSHA	$7,000
FEDERAL MOGUL CORPORATION	Apollo Global Management	workplace safety or health violation	2003	OSHA	$9,000
ANCHOR GLASS CONTAINER CORPORATION	CVC Capital Partners	workplace safety or health violation	2003	OSHA	$7,125
ADVANCED WASTE SERVICES INC.	EQT AB	workplace safety or health violation	2003	OSHA	$7,500
GATES RUBBER CO.	Blackstone	workplace safety or health violation	2003	OSHA	$5,000
ARMSTRONG WOOD PRODUCTS	American Industrial Partners	workplace safety or health violation	2003	OSHA	$7,539
PIKE ELECTRIC, INC	Lindsay Goldberg	workplace safety or health violation	2003	OSHA	$18,500
LASALLE AMBULANCE, INC. DBA RURAL METRO MEDICAL	KKR & Co.	workplace safety or health violation	2003	OSHA	$35,000
UNIVAR USA INC	Apollo Global Management	workplace safety or health violation	2003	OSHA	$5,500
REICHHOLD CHEMICAL CORP	Black Diamond Capital Management	air pollution violation	2003	EPA	$156,100
Anchor Glass Container	CVC Capital Partners	environmental violation	2003	EPA	$177,996
Reilly Industries Incorporated	Wind Point Partners	hazardous waste violation	2003	EPA	$29,700
Calpine Natural Gas L.P.	Energy Capital Partners	water pollution violation	2003	EPA	$8,460
Gates Rubber Company	Blackstone	PCB violation	2003	EPA	$107,950
Chromalloy Gas Turbine Corporation	Veritas Capital Fund Management LLC	air pollution violation	2003	EPA	$326,722
Univar USA Inc. aka Van Waters & Rogers	Apollo Global Management	environmental violation	2003	EPA	$10,040
GOM Shelf LLC	Riverstone Holdings	oil or gas drilling violation	2002	BSEE	$60,000
FRONTIER AIRLINES INC	Indigo Partners	aviation safety violation	2002	FAA	$100,000
FRONTIER AIRLINES INC	Indigo Partners	aviation safety violation	2002	FAA	$5,000
FRONTIER AIRLINES INC	Indigo Partners	aviation safety violation	2002	FAA	$150,000
FRONTIER AIRLINES INC	Indigo Partners	aviation safety violation	2002	FAA	$35,000
FRONTIER AIRLINES INC	Indigo Partners	aviation safety violation	2002	FAA	$12,000
FRONTIER AIRLINES INC	Indigo Partners	aviation safety violation	2002	FAA	$8,000
Ferro Corporation	American Securities LLC	air pollution violation	2002	EPA	$1,050,000
Blue Bird Body	American Securities LLC	motor vehicle safety violation	2002	NHTSA	$65,000
Space Systems Loral	Advent International	export control violation	2002	DDTC	$20,000,000
VANDER-BEND PRECISION SHEETMETAL	Aterian Investment Partners	benefit plan administrator violation	2002	EBSA	$10,001
ALCOA Aluminum	Apollo Global Management	labor relations violation	2002	NLRB	$40,000
Tower Automotive	KPS Capital Partners	labor relations violation	2002	NLRB	$8,000
Burrows Paper Corporation	Apollo Global Management	labor relations violation	2002	NLRB	$253,000
Dura Automotive Systems, Inc	MiddleGround Capital	labor relations violation	2002	NLRB	$43,000
Burrows Paper Corporation	Apollo Global Management	labor relations violation	2002	NLRB	$188,396
Burrows Paper Corp	Apollo Global Management	labor relations violation	2002	NLRB	$40,000
TRW, Inc. TRW Valve Division	Apollo Global Management	labor relations violation	2002	NLRB	$28,137
ALCOA	Apollo Global Management	labor relations violation	2002	NLRB	$8,340
Res-Care, Inc.	KKR & Co.	labor relations violation	2002	NLRB	$6,656
American Medical Response NW (A Laidlaw Corporation)	KKR & Co.	labor relations violation	2002	NLRB	$46,700
Federal Mogul Corporation	Apollo Global Management	labor relations violation	2002	NLRB	$19,920
Southwestern Medical Center	Apollo Global Management	HHS civil monetary penalties	2002	HHSOIG	$30,000
International Matex Tank Terminals	Riverstone Holdings	railroad safety violation	2002	FRA	$9,750
Briggs & Stratton	KPS Capital Partners	product safety violation	2002	CPSC	$400,000
Green Burrito	Roark Capital	wage and hour violation	2002	CA-LCO	$9,000
Petco Animal Supplies	CVC Capital Partners	wage and hour violation	2002	private lawsuit-state	$2,500,000
Jo-Ann Stores	Leonard Green & Partners	wage and hour violation	2002	private lawsuit-state	$6,500,000
Tropicana Products	PAI Partners	employment discrimination	2002	private lawsuit-state	$816,815
Corporate Express	Sycamore Partners Management	employment discrimination	2002	private lawsuit-state	$2,900,000
ADT Security Services, Inc.	Apollo Global Management	consumer protection violation	2002	NY-AG	$750,000
Beverly Enterprises, Inc.	Fillmore Capital Partners	nursing home violation	2002	CA-AG	$2,586,927
SMG	Ares Management	wage and hour violation	2002	MA-AG	$545,000
World Kitchen Inc. dba Corning Revere Factory Stores	Cornell Capital	consumer protection violation	2002	CA-LACDA	$29,650
Securities Services Network, Inc.	Reverence Capital Partners	investor protection violation	2002	FL-OFR	$14,938
2-10 HOME BUYERS WARRANTY OF VIRGINIA INC	Genstar Capital	insurance violation	2002	VA-INS	$12,000
COLUMBIA LIGHTING	American Industrial Partners	environmental violation	2002	PA-ENV	$9,000
COVANTA DELAWARE VALLEY LP	EQT AB	environmental violation	2002	PA-ENV	$37,150
Lydall Filtration/Separation Inc.	Clearlake Capital	environmental violation	2002	CT-ENV	$120,000
Blue Bird Body Company	American Securities LLC	hazardous waste violation	2002	GA-ENV	$7,500
C & D TECHNOLOGIES INC	KPS Capital Partners	air pollution violation	2002	IN-ENV	$9,000
PREGIS INNOVATIVE PACKAGING INC	Warburg Pincus	air pollution violation	2002	IN-ENV	$5,000
PREGIS INNOVATIVE PACKAGING INC	Warburg Pincus	air pollution violation	2002	IN-ENV	$8,400
REICHHOLD INC	Black Diamond Capital Management	air pollution violation	2002	NJ-ENV	$59,996
REICHHOLD INC	Black Diamond Capital Management	water pollution violation	2002	NJ-ENV	$7,500
COVANTA WARREN ENERGY RESOURCE CO LP	EQT AB	air pollution violation	2002	NJ-ENV	$13,600
Tenneco Automotive Inc.	Apollo Global Management	environmental violation	2002	OH-ENV	$14,240
LUFKIN INDUSTRIES INCORPORATED	KPS Capital Partners	environmental violation	2002	TX-ENV	$54,000
Reichhold Inc.	Black Diamond Capital Management	air pollution violation	2002	CA-SCAQMD	$5,000
INSITUFORM TECHNOLOGIES USA, INC.	New Mountain Capital	workplace safety or health violation	2002	OSHA	$733,750
INSITUFORM TECHNOLOGIES INC.	New Mountain Capital	workplace safety or health violation	2002	OSHA	$5,625
MAXIM CRANE WORKS	Apollo Global Management	workplace safety or health violation	2002	OSHA	$7,000
FERRO ELECTRONIC MATERIALS	American Securities LLC	workplace safety or health violation	2002	OSHA	$18,450
PETCO	CVC Capital Partners	workplace safety or health violation	2002	OSHA	$13,400