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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
AMREP, Inc.New Mountain Capitalair pollution violation2008GA-ENV$38,000
AMREP, Inc.New Mountain Capitalair pollution violation2005GA-ENV$29,780
AMREP, INC.New Mountain Capitalworkplace safety or health violation2001OSHA$70,000
AMREP, INC.New Mountain Capitalenvironmental violation2015EPA$195,585
AMSPECOlympus Partnersworkplace safety or health violation2012OSHA$9,000
AMSPEC CHEMICAL CORPORATIONOlympus Partnersworkplace safety or health violation2018OSHA$7,316
AMSPEC CHEMICAL CORPORATIONOlympus Partnersenvironmental violation2000EPA$150,990
AMSPEC CHEMICAL CORPORATIONOlympus Partnersenvironmental violation2000EPA$15,118
AMSPEC INCOlympus Partnershazardous waste violation2010NJ-ENV$7,500
AmTrust Financial Services Inc.Stone Point Capitalinvestor protection violation2020SEC$10,300,000
Amtrust Insurance CompanyStone Point Capitalinsurance violation2022TX-INS$6,500
AmTrust Insurance CompanyStone Point Capitalinsurance violation2023TX-INS$8,500
AmTrust Insurance CompanyStone Point Capitalinsurance violation2023TX-INS$8,000
AmTrust Insurance Company and Technology Insurance Company, Inc.Stone Point Capitalinsurance violation2023TX-INS$40,000
Amtrust Insurance Company of KansasStone Point Capitalinsurance violation2015MO-INS$72,425
AmTrust Insurance Company of KansasStone Point Capitalinsurance violation2021MO-INS$26,850
Amtrust Insurance Company of Kansas Inc.Stone Point Capitalinsurance violation2021TX-INS$19,000
Amtrust Insurance Company of Kansas Inc.Stone Point Capitalinsurance violation2021TX-INS$17,500
AmTrust Insurance Company of Kansas, Inc.Stone Point Capitalinsurance violation2019MN-FIN$7,000
Amtrust Insurance Company of Kansas, Inc.Stone Point Capitalinsurance violation2018TX-INS$25,000
AmTrust Title Insurance Company and First Nationwide Title AgencyStone Point Capitalprice-fixing or anti-competitive practices2022NY-AG$1,250,000
Analogic Corp.Altaris Capital PartnersForeign Corrupt Practices Act2016SEC$11,470,000
ANALOGIC CORPORATIONAltaris Capital Partnersworkplace safety or health violation2011OSHA$19,600
Anchor Glass ContainerCVC Capital Partnershazardous waste violation2010GA-ENV$7,000
Anchor Glass ContainerCVC Capital Partnersenvironmental violation2003EPA$177,996
ANCHOR GLASS CONTAINER CORPCVC Capital Partnersair pollution violation2017IN-ENV$5,000
ANCHOR GLASS CONTAINER CORPCVC Capital Partnersair pollution violation2004IN-ENV$6,200
ANCHOR GLASS CONTAINER CORPCVC Capital PartnersPCB violation2001EPA$43,442
ANCHOR GLASS CONTAINER CORP.CVC Capital Partnersworkplace safety or health violation2010OSHA$37,500
ANCHOR GLASS CONTAINER CORP.CVC Capital Partnersworkplace safety or health violation2010OSHA$7,500
ANCHOR GLASS CONTAINER CORP.CVC Capital Partnersworkplace safety or health violation2011OSHA$15,000
ANCHOR GLASS CONTAINER CORP.CVC Capital Partnersair pollution violation2006EPA$96,901
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018EPA$1,100,000
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $550,000
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018GA-ENV$7,150
Anchor Glass Container CorporationCVC Capital Partnersenvironmental violation2022GA-ENV$10,000
Anchor Glass Container CorporationCVC Capital Partnersenvironmental violation2023FL-DEP$23,000
Anchor Glass Container CorporationCVC Capital Partnersenvironmental violation2023GA-ENV$7,876
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2003OSHA$7,125
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2015OSHA$16,800
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2016OSHA$6,235
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2016OSHA$24,956
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2017OSHA$9,700
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2017OSHA$8,000
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2017OSHA$12,934
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2019OSHA$41,677
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2019OSHA$7,000
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2021OSHA$22,750
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2021OSHA$14,502
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2022OSHA$51,796
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2022OSHA$64,289
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2022OSHA$8,100
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2023OSHA$9,375
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersair pollution violation2018EPA$183,333
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018EPA$366,667
Anchor Glass Container Corporation, Inc.CVC Capital Partnersair pollution violation2018EPA$91,667
ANCHOR GLASS CORPCVC Capital Partnersair pollution violation2018EPA$458,333
Ann TaylorSycamore Partners Managementwage and hour violation2017private lawsuit-state$3,500,000
ANN TAYLORSycamore Partners Managementworkplace safety or health violation2021OSHA$5,190
AnnTaylor StoresSycamore Partners Managementwage and hour violation2006private lawsuit-state$6,500,000
Anytime FitnessRoark Capitalwage and hour violation2013CA-LCO$13,500
Anytime Fitness, LLCRoark Capitalwage and hour violation2013WHD$5,967
Anytime Fitness, LLCRoark Capitalwage and hour violation2013WHD$11,198
Anytime Fitness, LLCRoark Capitalwage and hour violation2013WHD$10,637
AOLApollo Global Managementaccounting fraud or deficiencies2006AK-AG$25,000,000
Apex Tool GroupBain Capitalair pollution violation2007NC-ENV$6,744
APEX TOOL GROUP LLC.Bain Capitalworkplace safety or health violation2012OSHA$7,650
APEX TOOL GROUP LLC.Bain Capitalworkplace safety or health violation2015OSHA$7,560
Apex Tool Group, LLCBain Capitalhazardous waste violation2015AR-ENV$6,125
Apex Tool Group, LLCBain Capitalenvironmental violation2015NC-ENV$28,278
Apex Tool Group, LLCBain Capitalenvironmental violation2022SC-ENV$15,000
APEX TOOL GROUP, LLCBain Capitalworkplace safety or health violation2012OSHA$8,500
APEX TOOL GROUP, LLCBain Capitalworkplace safety or health violation2020OSHA$9,500
APEX TOOL GROUP, LLCBain Capitalhazardous waste violation2019EPA$36,080
Apex Tool Group, LLCBain Capitalenvironmental violation2016EPA$150,000
API TECH CORPAEA Investorsenvironmental violation2012PA-ENV$6,300
API TECH CORPAEA Investorsenvironmental violation2009PA-ENV$8,211
API TechnologiesAEA Investorslabor relations violation2016NLRB$30,000
API TECHNOLOGIES CORP.AEA Investorsworkplace safety or health violation2021OSHA$5,850
Apollo Global ManagementApollo Global Managementinvestor protection violation2016SEC$52,700,000
Apollo Global ManagementApollo Global ManagementWARN Act violation2019private lawsuit-federal$2,500,000
Appleton Coated LLCWynnchurch Capitalenvironmental violation2010WI-AG$70,000
APPLETON COATED LLCWynnchurch Capitalworkplace safety or health violation2015OSHA$7,875
APPLETON COATED, LLCWynnchurch Capitalair pollution violation2011EPA$15,000
Appleton PapersWynnchurch Capitallabor relations violation2010NLRB$5,000
Appleton PapersWynnchurch Capitallabor relations violation2010NLRB$250,000
Appleton PapersWynnchurch Capitallabor relations violation2007NLRB$104,000
APPLETON PAPERS INCWynnchurch Capitalair pollution violation2010EPA$331,762
APPLETON PAPERS INCORPORATEDWynnchurch Capitalworkplace safety or health violation2002OSHA$9,000
APPLETON PAPERS INCORPORATEDWynnchurch Capitalworkplace safety or health violation2007OSHA$5,400
APPLETON PAPERS, INC.Wynnchurch Capitalair pollution violation2000EPA$490,000
APPVION INCWynnchurch Capitalenvironmental violation2014PA-ENV$9,911
Appvion Inc.Wynnchurch Capitalrailroad safety violation2000FRA$5,000
APPVION, INC.Wynnchurch Capitalworkplace safety or health violation2015OSHA$7,000
APPVION, INC.Wynnchurch Capitalworkplace safety or health violation2017OSHA$9,381
Apria Health CareBlackstoneair pollution violation2008CA-ARB$14,000
APRIA HEALTHCAREBlackstoneworkplace safety or health violation2003OSHA$7,000
Apria Healthcare Group, Inc.Blackstonelabor relations violation2001NLRB$77,551
Apria Healthcare Group, Inc.Blackstoneemployment discrimination2005EEOC$60,000
Apria Healthcare Group, Inc.BlackstoneFalse Claims Act and related2020USAO$40,500,000
Apria Healthcare Group, Inc. and Apria Healthcare LLCBlackstoneFalse Claims Act and related2021MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.