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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYear sort iconAgencyPenalty Amount
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2021FL-DEP$8,500
Univar Solutions USA, Inc.Apollo Global Managementenvironmental violation2021FL-DEP$12,330
Accordia Life and Annuity CompanyKKR & Co.insurance violation2021MD-INS$131,350
H.I.G. Growth Partners, LLC and H.I.G. Capital, LLCH.I.G. CapitalFalse Claims Act and related2021MA-AG$19,950,000
ATHENE ANNUITY AND LIFE COMPANYApollo Global Managementinsurance violation2021MN-FIN$95,000
MOTEL 6Blackstoneenvironmental violation2021NJ-ENV$7,000
UNIVAR SOLUTIONS USAApollo Global Managementenvironmental violation2021NJ-ENV$11,400
Schlumberger Rod Lift, Inc.KPS Capital Partnerseconomic sanction violation2021OFAC$160,000
Sterigenics US, LLCWarburg Pincusair pollution violation2021CA-SCAQMD$16,500
Port Townsend Paper CompanyLindsay Goldbergenvironmental violation2021WA-ENV$7,500
Grede IIGamut Capitalenvironmental violation2021AL-ENV$50,000
99 Cents Only Stores, LLCAres Managementpesticide violation2021CA-DPR$122,211
EDSAL MANUFACTURING COMPANYMonomoy Capital Partnersbenefit plan administrator violation2021EBSA$10,001
International-Matex Tank Terminals LLCRiverstone Holdingsenvironmental violation2021LA-ENV$5,125
AmTrust Insurance Company of KansasStone Point Capitalinsurance violation2021MO-INS$26,850
Sedgwick Claims Management Services Inc.Carlyle Groupinsurance violation2021NY-DFS$10,500
Athene Annuity & Life Assurance Company of New YorkApollo Global Managementinsurance violation2021NY-DFS$49,950
Univar USA, Inc.Apollo Global Managementenvironmental violation2021OR-ENV$19,700
Univar Solutions USA, Inc.Apollo Global Managementenvironmental violation2021SC-ENV$12,000
Ascend Performance Materials Texas Inc.SK Capital Partnersenvironmental violation2021TX-ENV$300,000
Sequa CorporationCarlyle Groupenvironmental violation2021TX-ENV$29,693
Cytozyme Laboratories, Inc.AEA Investorsenvironmental violation2021UT-SLCDA$2,000,000
Barnes & Noble Booksellers, Inc.Elliott Managementwage and hour violation2021CA-LCO$6,072
Flow Polymers Inc.Arsenal Capital Partnersrailroad safety violation2021FRA$6,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2021FRA$5,180
Cornerstone Chemical CompanyLittlejohn & Co.railroad safety violation2021FRA$5,000
SI GROUP, INC.SK Capital Partnersenvironmental violation2021TX-ENV$14,940
ASCEND PERFORMANCE MATERIALS TEXAS INC. *SK Capital Partnersenvironmental violation2021TX-ENV$52,853
Ascend Performance Materials LlcSK Capital Partnersrailroad safety violation2021FRA$5,000
IMTT BayonneRiverstone Holdingsrailroad safety violation2021FRA$5,000
IMTT BayonneRiverstone Holdingsrailroad safety violation2021FRA$5,000
Calpine CorporationEnergy Capital Partnersutility service violation2021TX-PUC$50,000
Detrex CorporationBain Capitallabor relations violation2021NLRB$25,044
Capstone LogisticsH.I.G. Capitallabor relations violation2021NLRB$23,299
MASSAGE ENVYRoark Capitalwage and hour violation2021IL-DOL$5,000
Nouryon Surface Chemistry LLCCarlyle Groupwage and hour violation2021IL-DOL$26,378
capstone logistics llcH.I.G. Capitalwage and hour violation2021IL-DOL$5,000
Qdoba Mexican GrillApollo Global Managementwage and hour violation2021WA-DLI$7,100
Qdoba Mexican GrillApollo Global Managementwage and hour violation2021WA-DLI$7,100
Baskin Robbins Ice Cream #1313Roark Capitalwage and hour violation2021WA-DLI$9,100
Baskin Robbins Ice Cream #1313Roark Capitalwage and hour violation2021WA-DLI$9,100
Baskin Robbins Ice Cream #1313Roark Capitalwage and hour violation2021WA-DLI$9,100
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2021OSHA$7,659
STRATEGIC MATERIALS, INC.Littlejohn & Co.workplace safety or health violation2021OSHA$7,751
STRATEGIC MATERIALS, INC.Littlejohn & Co.workplace safety or health violation2021OSHA$8,192
RCHP - FLORENCE, LLCApollo Global Managementworkplace safety or health violation2021OSHA$6,827
KINDRED HOSPITAL SOUTH BAYApollo Global Managementworkplace safety or health violation2021OSHA$55,000
SIMONTON BUILDING PRODUCTSClayton Dubilier & Riceworkplace safety or health violation2021OSHA$5,852
BIO-LAB, INC.Centerbridge Partnersworkplace safety or health violation2021OSHA$5,107
FOSTER FARMSAtlas Holdingsworkplace safety or health violation2021OSHA$9,900
JOSEPH T. RYERSON & SONS INC.Platinum Equityworkplace safety or health violation2021OSHA$9,948
PACKERS SANITATION SERVICES, INC. LTD.Blackstoneworkplace safety or health violation2021OSHA$150,000
TOWER AUTOMOTIVE OPERATIONS USA I, LLCKPS Capital Partnersworkplace safety or health violation2021OSHA$6,800
PETSMART LLCBC Partnersworkplace safety or health violation2021OSHA$7,303
PETCO #1194CVC Capital Partnersworkplace safety or health violation2021OSHA$7,711
KELLERMEYER BERGENSONS SERVICES LLCCerberus Capital Managementworkplace safety or health violation2021OSHA$18,000
ARCONIC, INC.Apollo Global Managementworkplace safety or health violation2021OSHA$7,022
UNITED ROTORCRAFT, A DIVISION OF AIR METHODS CORPORATIONAmerican Securities LLCworkplace safety or health violation2021OSHA$28,090
JOSEPH T. RYERSON - SON, INC.Platinum Equityworkplace safety or health violation2021OSHA$9,000
ASCEND PERFORMANCE MATERIALS TEXAS, INC.SK Capital Partnersworkplace safety or health violation2021OSHA$27,306
STAPLES THE OFFICE SUPERSTORE, LLC DBA STAPLESSycamore Partners Managementworkplace safety or health violation2021OSHA$13,653
API TECHNOLOGIES CORP.AEA Investorsworkplace safety or health violation2021OSHA$5,850
QUALAWASH HOLDINGS, LLCAdvent Internationalworkplace safety or health violation2021OSHA$11,605
COVANTA LONG BEACH RENEWABLE ENGERGY CORPORATIONEQT ABworkplace safety or health violation2021OSHA$36,750
GATES CORPORATIONBlackstoneworkplace safety or health violation2021OSHA$13,653
JOANN FABRICS AND CRAFTSLeonard Green & Partnersworkplace safety or health violation2021OSHA$8,123
QUALAWASH HOLDINGS, LLCAdvent Internationalworkplace safety or health violation2021OSHA$10,000
JETRO HOLDINGS, LLCLeonard Green & Partnersworkplace safety or health violation2021OSHA$13,653
ALUMAX, INC.Apollo Global Managementworkplace safety or health violation2021OSHA$19,380
KLOCKNER PENTAPLAST OF AMERICA, INC.Strategic Value Partnersworkplace safety or health violation2021OSHA$17,225
VANTEC HITACHI TRANSPORT SYSTEM (USA), INC.KKR & Co.workplace safety or health violation2021OSHA$8,778
OREGON TOOLPlatinum Equityworkplace safety or health violation2021OSHA$14,043
CHROMALLOY SAN DIEGOVeritas Capital Fund Management LLCworkplace safety or health violation2021OSHA$41,050
CALPINE OPERATING SERVICES COMPANY, INC.Energy Capital Partnersworkplace safety or health violation2021OSHA$13,653
STRATEGIC MATERIALS INCLittlejohn & Co.workplace safety or health violation2021OSHA$7,200
LSC COMMUNICATIONS US, LLCAtlas Holdingsworkplace safety or health violation2021OSHA$11,461
FEDERAL-MOGUL PISTON RINGS, LLCApollo Global Managementworkplace safety or health violation2021OSHA$8,192
ARCONIC DAVENPORT WORKSApollo Global Managementworkplace safety or health violation2021OSHA$7,104
NCI GROUP, INC.Clayton Dubilier & Riceworkplace safety or health violation2021OSHA$10,513
TEAM CAR CARE, LLCWynnchurch Capitalworkplace safety or health violation2021OSHA$13,653
JOSEPH T. RYERSON & SON, INC.Platinum Equityworkplace safety or health violation2021OSHA$25,473
JETRO HOLDINGS, LLCLeonard Green & Partnersworkplace safety or health violation2021OSHA$13,680
NCI GROUP, INCClayton Dubilier & Riceworkplace safety or health violation2021OSHA$6,000
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2021OSHA$10,922
FXI, INC.One Rock Capital Partnersworkplace safety or health violation2021OSHA$5,258
CHEWY, INC.BC Partnersworkplace safety or health violation2021OSHA$5,851
MORAN FOODS LLCOnexworkplace safety or health violation2021OSHA$5,800
PSSI HOLDINGS, LLCBlackstoneworkplace safety or health violation2021OSHA$29,195
CAPSTONE LOGISTICS LLCH.I.G. Capitalworkplace safety or health violation2021OSHA$12,400
ARCTIC GLACIERCarlyle Groupworkplace safety or health violation2021OSHA$15,000
LSC COMMUNICATION MCL LLCAtlas Holdingsworkplace safety or health violation2021OSHA$14,502
COVANTA HONOLULU RESOURCE RECOVERY VENTURE LLCEQT ABworkplace safety or health violation2021OSHA$23,230
TENNECO AUTOMOTIVE OPERATING COMPANYApollo Global Managementworkplace safety or health violation2021OSHA$6,717
TMS INTERNATIONALPritzker Organizationworkplace safety or health violation2021OSHA$6,750
PIKE ELECTRIC LLCLindsay Goldbergworkplace safety or health violation2021OSHA$29,004
TENNECO AUTOMOTIVE OPERATIONS COMPANY INC.Apollo Global Managementworkplace safety or health violation2021OSHA$11,800
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2021OSHA$22,750
TEKNI-PLEX, INC.Genstar Capitalworkplace safety or health violation2021OSHA$8,701
MAAX US CORP.Lone Star Fundsworkplace safety or health violation2021OSHA$7,071
DELTECH MONOMERS OP CO LLCSK Capital Partnersworkplace safety or health violation2021OSHA$28,671
INTERTAPE POLYMER GROUPClearlake Capitalworkplace safety or health violation2021OSHA$15,369
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.