Service Master | Roark Capital | wage and hour violation | 2008 | PA-DLI | $20,524 |
SERVICE MASTER | Roark Capital | workplace safety or health violation | 2013 | OSHA | $7,000 |
SERVICE MASTER | Roark Capital | workplace safety or health violation | 2016 | OSHA | $12,277 |
Sequa Corporation, dba Precoat Metals | Carlyle Group | environmental violation | 2022 | MS-ENV | $48,375 |
Sequa Corporation, d.b.a. Precoat Metals | Carlyle Group | air pollution violation | 2017 | SC-ENV | $19,000 |
Sequa Corporation | Carlyle Group | environmental violation | 2007 | TX-ENV | $46,580 |
Sequa Corporation | Carlyle Group | environmental violation | 2021 | TX-ENV | $29,693 |
SEQUA COATINGS, LLC | Carlyle Group | hazardous waste violation | 2009 | EPA | $65,000 |
SEQUA COATINGS, LLC | Carlyle Group | hazardous waste violation | 2009 | EPA | $31,750 |
SEMASS PARTNERSHIP/COVANTA ENERGY LLC | EQT AB | workplace safety or health violation | 2016 | OSHA | $14,000 |
Selmet, Inc. | Warburg Pincus | hazardous waste violation | 2020 | OR-ENV | $70,200 |
SELMET, INC. | Warburg Pincus | environmental violation | 2014 | OR-ENV | $11,199 |
Selmet Inc. | Warburg Pincus | environmental violation | 2021 | OR-ENV | $5,614 |
SELMET INC | Warburg Pincus | workplace safety or health violation | 2018 | OSHA | $6,700 |
SELMET INC | Warburg Pincus | workplace safety or health violation | 2019 | OSHA | $18,500 |
SELMET INC | Warburg Pincus | workplace safety or health violation | 2019 | OSHA | $27,500 |
Sedgwick Claims Management Services, Inc. | Carlyle Group | insurance violation | 2018 | IN-INS | $200,000 |
SEDGWICK CLAIMS MANAGEMENT SERVICES, INC. | Carlyle Group | insurance violation | 2021 | CA-INS | $19,147 |
Sedgwick Claims Management Services, Inc. | Carlyle Group | insurance violation | 2022 | OR-FIN | $12,000 |
Sedgwick Claims Management Services, Inc. | Carlyle Group | insurance violation | 2023 | OR-FIN | $7,000 |
SEDGWICK CLAIMS MANAGEMENT SERVICES, INC. | Carlyle Group | workplace safety or health violation | 2023 | OSHA | $22,324 |
Sedgwick Claims Management Services Inc. | Carlyle Group | insurance violation | 2010 | TX-INS | $7,000 |
Sedgwick Claims Management Services Inc. | Carlyle Group | insurance violation | 2021 | NY-DFS | $10,500 |
Sedgwick Claims Management Services Inc | Carlyle Group | insurance violation | 2019 | NY-DFS | $75,000 |
Sedgwick Claims Management | Carlyle Group | wage and hour violation | 2017 | private lawsuit-state | $2,500,000 |
Sedgwick Claims Management | Carlyle Group | insurance violation | 2020 | NY-DFS | $11,000 |
Sedgwick | Carlyle Group | wage and hour violation | 2022 | IL-DOL | $150,000 |
Securities Services Network, Inc. | Reverence Capital Partners | investor protection violation | 2000 | FL-OFR | $10,000 |
Securities Services Network, Inc. | Reverence Capital Partners | investor protection violation | 2002 | FL-OFR | $14,938 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2011 | IN-SEC | $11,018 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2012 | MT-FIN | $115,000 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2016 | NE-DBF | $40,000 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2015 | FINRA | $752,686 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2011 | FINRA | $250,000 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2009 | FINRA | $55,000 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2007 | FINRA | $322,000 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2006 | FINRA | $16,300,000 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2005 | FINRA | $2,400,000 |
Securities America, Inc. | Reverence Capital Partners | investor protection violation | 2021 | VA-SEC | $25,000 |
Securities America Inc. | Reverence Capital Partners | investor protection violation | 2013 | MA-SEC | $150,000 |
Securities America Inc. | Reverence Capital Partners | investor protection violation | 2015 | OR-FIN | $100,000 |
Securities America Advisors, Inc. | Reverence Capital Partners | investor protection violation | 2020 | SEC | $603,776 |
Securities America Advisors, Inc. | Reverence Capital Partners | investor protection violation | 2021 | SEC | $1,750,000 |
Securities America Advisors Inc. | Reverence Capital Partners | investor protection violation | 2018 | SEC | $5,828,448 |
Securities America | Reverence Capital Partners | investor protection violation | 2014 | FINRA | $625,000 |
SECTIONAL STAMPING INC. | MiddleGround Capital | workplace safety or health violation | 2003 | OSHA | $6,325 |
SECTIONAL STAMPING INC. | MiddleGround Capital | workplace safety or health violation | 2015 | OSHA | $30,000 |
Seacor Holdings, Inc. | American Industrial Partners | wage and hour violation | 2008 | WHD | $271,689 |
Scotts Lawn Service (later Trugreen) | Clayton Dubilier & Rice | wage and hour violation | 2016 | private lawsuit-federal | $8,975,000 |
SCHULTZ INDUSTRIAL SERVICES, INC. | New Mountain Capital | workplace safety or health violation | 2019 | OSHA | $16,870 |
SCHULTZ INDUSTRIAL SERVICES, INC | New Mountain Capital | workplace safety or health violation | 2019 | OSHA | $18,000 |
SCHULTZ INDUSTRIAL SERVICES, INC | New Mountain Capital | workplace safety or health violation | 2019 | OSHA | $5,735 |
Schlumberger Rod Lift, Inc. | KPS Capital Partners | economic sanction violation | 2021 | OFAC | $160,000 |
Schenectady International, Inc. | SK Capital Partners | environmental violation | 2004 | TX-ENV | $10,260 |
Schenectady International, Inc. | SK Capital Partners | environmental violation | 2004 | EPA | $28,600 |
SCHENECTADY INTERNATIONAL | SK Capital Partners | workplace safety or health violation | 2005 | OSHA | $8,500 |
SARGENT FLETCHER INC DBA COBHAM MISSION SYSTEMS | Advent International | workplace safety or health violation | 2010 | OSHA | $9,000 |
Sagepoint Financial, Inc. | Reverence Capital Partners | investor protection violation | 2013 | MO-SEC | $816,000 |
SagePoint Financial, Inc. | Reverence Capital Partners | insurance violation | 2023 | CA-INS | $6,000 |
SagePoint Financial, Inc. | Reverence Capital Partners | investor protection violation | 2023 | SEC | $100,000 |
SAGEPOINT FINANCIAL, INC. | Reverence Capital Partners | insurance violation | 2023 | CA-INS | $6,000 |
SagePoint Financial Inc. | Reverence Capital Partners | investor protection violation | 2017 | SC-SEC | $40,000 |
RYERSON, INC. | Platinum Equity | workplace safety or health violation | 2008 | OSHA | $7,000 |
RYERSON, INC. | Platinum Equity | workplace safety or health violation | 2015 | OSHA | $5,400 |
RYERSON METALS | Platinum Equity | workplace safety or health violation | 2010 | OSHA | $5,895 |
RYERSON METAL PROCESSING | Platinum Equity | workplace safety or health violation | 2006 | OSHA | $17,400 |
RYERSON INC. | Platinum Equity | workplace safety or health violation | 2011 | OSHA | $23,800 |
RYERSON INC. | Platinum Equity | workplace safety or health violation | 2016 | OSHA | $9,000 |
RYERSON INC. | Platinum Equity | workplace safety or health violation | 2018 | OSHA | $7,391 |
RYERSON | Platinum Equity | workplace safety or health violation | 2009 | OSHA | $7,250 |
Rural/Metro of San Diego, Inc. | KKR & Co. | wage and hour violation | 2010 | WHD | $28,196 |
Rural/Metro of Greater Seattle, Inc. | KKR & Co. | wage and hour violation | 2008 | WHD | $79,989 |
Rural/Metro Corporation, Rural/Metro of Central Alabama, Inc., and Mercury Ambulance Service, Inc. dba Rural/Metro Ambulance | KKR & Co. | False Claims Act and related | 2012 | USAO | $5,426,000 |
Rural/Metro Corporation of Florida | KKR & Co. | employment discrimination | 2021 | EEOC | $55,000 |
RURAL/METRO CORPORATION d/b/a SOUTHWEST AMBULANCE | KKR & Co. | labor relations violation | 2016 | NLRB | $19,747 |
Rural/Metro Corporation | KKR & Co. | False Claims Act and related | 2007 | DOJ_CIVIL | $2,500,000 |
Rural/Metro Corporation | KKR & Co. | wage and hour violation | 2011 | WHD | $1,109,697 |
Rural/Metro Corporation | KKR & Co. | False Claims Act and related | 2012 | USAO | $5,400,000 |
Rural/Metro Corporation | KKR & Co. | False Claims Act and related | 2021 | USAO | $650,000 |
RSCR West Virginia, Inc. | KKR & Co. | wage and hour violation | 2015 | WHD | $40,455 |
RSCR West Virginia, Inc | KKR & Co. | wage and hour violation | 2015 | WHD | $139,960 |
RSCR California INC | KKR & Co. | wage and hour violation | 2014 | WHD | $41,519 |
RSCR CALIFORNIA, INC. | KKR & Co. | wage and hour violation | 2009 | WHD | $27,344 |
Royal Alliance Associates, SagePoint Financial and FSC Securities Corporation | Reverence Capital Partners | investor protection violation | 2016 | SEC | $9,500,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2009 | SEC | $500,001 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2007 | CT-SEC | $500,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2012 | IL-SEC | $10,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2013 | MA-SEC | $25,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2007 | MT-FIN | $5,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2019 | NH-BSR | $190,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2019 | NJ-BOS | $250,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2020 | SEC | $502,400 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2006 | FINRA | $250,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2005 | FINRA | $6,600,000 |
Rowdy Pipeline, LLC | Encap Investments | air pollution violation | 2008 | WY-ENV | $7,500 |
Roper Pump Company | Clayton Dubilier & Rice | air pollution violation | 2000 | GA-ENV | $6,000 |
ROLL COATER, INC. | Carlyle Group | hazardous waste violation | 2010 | EPA | $51,000 |
ROLL COATER INC. | Carlyle Group | workplace safety or health violation | 2006 | OSHA | $5,000 |
ROLL COATER INC. | Carlyle Group | workplace safety or health violation | 2011 | OSHA | $5,950 |
ROLL COATER INC | Carlyle Group | environmental violation | 2009 | IN-ENV | $9,000 |
ROLL COATER INC | Carlyle Group | water pollution violation | 2011 | KY-ENV | $5,000 |