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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Preferred Care, Inc. tax violations2013CT-AG$12,500
Presbyterian Healthcare tax violations2017NM-AG$18,500,000
Presidio International, Inc. tax violations2013CT-AG$5,385
Prexion, Inc. tax violations2013CT-AG$8,070
Priceline.Com, LLPBooking Holdingsmiscellaneous servicestax violations2015HI-AG$13,275,000
Primary Financial Services, LLC tax violations2014CT-AG$15,204
PRN Medical Services, LLC tax violations2014CT-AG$18,270
Progenity, Inc. tax violations2015CT-AG$5,985
Providence Journal Co. tax violations2011CT-AG$22,193
Pryor Learning Solutions, Inc. tax violations2016CT-AG$10,710
Questback, Inc. tax violations2014CT-AG$7,485
R.S. Means Company, LLC tax violations2012CT-AG$5,700
Radiation Safety & Control Services, Inc. tax violations2012CT-AG$15,225
Radio Spirits, LLC tax violations2013CT-AG$7,163
Rally Software Development Corp. tax violations2012CT-AG$6,270
Red Cedar Landscaper, Inc. tax violations2014CT-AG$8,115
RedWage, LLC tax violations2014CT-AG$5,700
Remet Corp. tax violations2012CT-AG$6,930
Renew Data Corp. tax violations2015CT-AG$13,755
Rentals Unlimited, Inc. tax violations2016CT-AG$6,000
Resnick Investment Advisors, LLC tax violations2012CT-AG$6,968
Retail Brand Alliance Card Services, LLC tax violations2013CT-AG$5,700
Reveal Imaging Technologies, Inc.Leidosinformation technologytax violations2013CT-AG$10,455
Revera Health Systems Management, LLC tax violations2012CT-AG$8,985
RF Technologies, Inc. tax violations2013CT-AG$12,150
Richard Dudgeon, Inc. tax violations2014CT-AG$28,322
Richardson Company tax violations2014CT-AG$10,170
Richmar Controls & Service Co., Inc. tax violations2014CT-AG$11,055
Rolls-Royce Naval Marine, Inc.Rolls-Royceaerospace and military contractingtax violations2012CT-AG$5,663
Ross, Jeffrey & Antle LLC tax violations2016CT-AG$12,345
Rudox Engine and Equipment Co. tax violations2016CT-AG$8,518
Rudox Engine and Equipment Co. tax violations2015CT-AG$17,035
Safe Step, LLC tax violations2012CT-AG$8,899
Safeware The Insurance Agency, Inc. tax violations2012CT-AG$7,785
San Vicente Productions, Inc. tax violations2013CT-AG$7,770
Sandvik Medical Solutions Oregon, Inc. tax violations2013CT-AG$6,315
Santa Rosa Consulting, Inc. tax violations2012CT-AG$5,985
Savage Arms, Inc. tax violations2015CT-AG$17,963
SC Lease Co. LLC tax violations2014CT-AG$6,600
Scantron Corp. tax violations2012CT-AG$11,430
Schneider Optical Machines, Inc. tax violations2013CT-AG$5,130
Sea & Shore Contracting, Inc. tax violations2016CT-AG$13,818
Seagate US LLC tax violations2016CT-AG$5,400
Seattle Specialty Insurance Services, Inc. tax violations2014CT-AG$6,570
Security Engineering, Inc. tax violations2015CT-AG$12,000
Security Engineering, Inc. tax violations2014CT-AG$8,393
Sellars Absorbant Materials, Inc. tax violations2014CT-AG$7,148
SeniorBridge Family Companies (NY), Inc.Humanahealthcare servicestax violations2015CT-AG$6,270
Sephora USA Inc.LVMHappareltax violations2019IN-AG$159,349
SerVertis REO, LLC tax violations2012CT-AG$5,865
Services Tire Truck Center, Inc. tax violations2013CT-AG$6,285
SGIA LLC tax violations2016CT-AG$16,530
Shared Mutual Services, LLC tax violations2012CT-AG$9,375
ShellShell PLCoil and gastax violations2000LA-AG$4,360,000
Shiel Medical Laboratory, Inc. tax violations2014CT-AG$8,970
Sidney Frank Importing Co., Inc. tax violations2016CT-AG$39,630
Sierra Pacific Industries Corp.Sierra Pacific Industriesbuilding materialstax violations2014CT-AG$5,685
Sightpath Medical, LLC tax violations2015CT-AG$6,000
Skip's Outdoor Accents, Inc. tax violations2016CT-AG$11,055
SMI Demolition, Inc. tax violations2013CT-AG$9,570
Smitty's Supply, Inc. tax violations2015CT-AG$8,735
Solium Transcentive LLC tax violations2014CT-AG$12,600
Soundshore Technology Group, LLC tax violations2013CT-AG$9,990
Spa Castle Inc. tax violations2018NY-AG$2,500,000
Star2Star Communications, LLC tax violations2014CT-AG$13,800
Starnet Commercial Flooring, Inc. tax violations2014CT-AG$16,943
Starwood Associate Relief Fund, Inc. tax violations2014CT-AG$9,000
Starwood Hotels & Resorts Worldwide Foundation, Inc.Marriott Internationalhotelstax violations2014CT-AG$9,000
Staxi Corp. tax violations2015CT-AG$5,970
Stiles Machinery, Inc. tax violations2012CT-AG$5,190
StretchWall Installations, Inc. tax violations2012CT-AG$9,380
Structural Concepts Engineering, Inc. tax violations2012CT-AG$5,513
Stryker Sustainability Solutions, Inc.Strykermedical equipment and suppliestax violations2013CT-AG$14,995
Stuart Amusement Co. tax violations2012CT-AG$6,435
Summit Golf Brands, Inc. tax violations2015CT-AG$7,650
Superior Design International, Inc. tax violations2012CT-AG$6,563
Superior Technical Resources, Inc. tax violations2011CT-AG$20,685
Surge Resources, Inc. tax violations2012CT-AG$11,798
Sushi Samurai Inc. tax violations2017MI-AG$980,480
Sustainable Growth Advisers, LP tax violations2016CT-AG$16,530
Synovis Life Technologies, Inc. tax violations2012CT-AG$10,455
Syzygy 3, Inc. tax violations2013CT-AG$5,265
Taconic Heating & Cooling Corp. tax violations2014CT-AG$8,440
Taj Technologies, Inc. tax violations2014CT-AG$6,150
Target Corp.Targetretailingtax violations2004IL-AG$803,904
Tax Technologies, Inc. tax violations2014CT-AG$16,830
Tearscience, Inc. tax violations2016CT-AG$5,970
Tecan U.S., Inc. tax violations2013CT-AG$20,895
Teddy Bear Pools, Inc. tax violations2015CT-AG$13,725
Telecom Infrastructure Corp. tax violations2014CT-AG$17,715
TerraTherm, Inc. tax violations2015CT-AG$10,155
Tesla Energy Solutions (fka SolarCity) and Novogradac & Company LLPTesla Inc.motor vehiclestax violations2018OR-AG$13,000,000
The CSI Companies, Inc. tax violations2015CT-AG$8,370
The Game Agency, LLC tax violations2015CT-AG$6,600
The McGraw Co. tax violations2015CT-AG$18,120
The Reliable Automatic Sprinkler Co. Inc. tax violations2015CT-AG$13,755
The Washington Trust Co. tax violations2015CT-AG$46,740
Thomas Christe Swimming Pool Service and Maintenance, Inc. tax violations2016CT-AG$9,855
Thomas George Associates Ltd. tax violations2016CT-AG$7,625
Timberline Buildings, LLC tax violations2013CT-AG$6,638
Time Warner Cable Enterprises LLCCharter Communicationstelecommunicationstax violations2015CT-AG$6,900
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.