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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Time Warner Cable Enterprises LLCCharter Communicationstelecommunicationstax violations2015CT-AG$6,900
TISICS, LLC tax violations2016CT-AG$9,900
TNS North America, Inc. tax violations2012CT-AG$5,798
Topline Appliance Center tax violations2014NY-AG$1,560,000
Tops Markets, Inc.Tops Marketsretailingtax violations2000NY-AG$21,000
Trapeze Software Group, Inc. tax violations2012CT-AG$16,118
Travelocity.Com LLPExpedia Groupmiscellaneous servicestax violations2015HI-AG$13,275,000
Tremco Inc. of CT tax violations2015CT-AG$11,070
TruBridge of Ohio, Inc. tax violations2016CT-AG$9,870
Truckers B2B, LLC tax violations2015CT-AG$12,300
Trustees of Tufts College tax violations2015CT-AG$15,750
Turbo Technicians LLC tax violations2015CT-AG$8,415
Turco Golf, Inc. tax violations2013CT-AG$6,175
U.S. Water Services, Inc. tax violations2015CT-AG$6,570
Ultramar Travel Management, Inc. tax violations2014CT-AG$5,970
UniBank Fiscal Advisory Systems, Inc. tax violations2015CT-AG$18,675
Unifi Manufacturing, Inc.Unifi Inc.miscellaneous manufacturingtax violations2016CT-AG$27,075
Unirisc, Inc. tax violations2015CT-AG$10,770
United Claims Service, Inc. tax violations2013CT-AG$7,080
UnocalChevronoil and gastax violations2000LA-AG$4,360,000
Urban and Sons Insulation Co.,Inc. tax violations2015CT-AG$14,483
UTF Trucking, Inc. tax violations2014CT-AG$14,655
Vanguard Organizations, Inc. tax violations2014CT-AG$7,560
Ventura Foods, LLCVentura Foodsfood productstax violations2013CT-AG$35,235
Veracode, Inc. tax violations2014CT-AG$5,385
Veredus Corp. tax violations2015CT-AG$6,285
Verifone, Inc.Francisco Partnersprivate equity (including portfolio companies)tax violations2012CT-AG$6,205
Verizon Service Corp. and Verizon New EnglandVerizon Communicationstelecommunicationstax violations2012MA-AG$317,909
Veterinary Information Network, Inc. tax violations2016CT-AG$6,750
Viking Credit Master, LLC tax violations2012CT-AG$6,990
Vision III Architects, Inc. tax violations2013CT-AG$7,613
Wal-Mart Stores Inc.Walmartretailingtax violations2004IL-AG$803,904
Wellington Sales & Installation Co., Inc. tax violations2012CT-AG$6,390
White Plains Glass & Mirror, Inc. tax violations2012CT-AG$8,000
Wi-Lan Technologies Inc. tax violations2015CT-AG$12,255
Wildlife Management Institute, Inc. tax violations2016CT-AG$6,600
William and Alice Mortensen Foundation, Inc. tax violations2014CT-AG$5,415
William Gallagher Associates Insurance Brokers, Inc. tax violations2015CT-AG$20,130
William Somerville, Inc. tax violations2012CT-AG$7,000
Winter Equipment Company, Inc. tax violations2013CT-AG$15,269
Wipe New, LLC tax violations2014CT-AG$6,000
Wood Pro Installers, Inc. tax violations2015CT-AG$8,198
Woods Hole Group, Inc. tax violations2014CT-AG$8,513
Workplace Essentials, Inc. tax violations2016CT-AG$6,116
WPP Group USA, Inc.WPPbusiness servicestax violations2016CT-AG$5,400
X Plus One Solutions, Inc. tax violations2013CT-AG$7,838
Yakira Partners, LP tax violations2012CT-AG$8,378
YourPeople, Inc.TriNet Groupbusiness servicestax violations2016CT-AG$8,070
YP Management, LLC tax violations2012CT-AG$8,378
Ziff Brothers Investments, LLC tax violations2012CT-AG$15,480
Zirtual, Inc. tax violations2015CT-AG$5,085
Jalisco Auto Sales tax violations2019AZ-AG$153,000
Prime Partners SA tax violations2017USAO$5,000,000
New York Racing Association Inc. tax violations2005USAO$3,000,000
G.B. Enterprises Inc. tax violations2004USAO$36,005,649
AJS Holdings, LLC tax violations2019CO-DENVERDA$125,000
Dynamic Growth Partners LLC tax violations2019CO-DENVERDA$125,000
Wilkay Corp. tax violations2002CA-LACDA$59,400
Seren LLC tax violations2018NY-MANDA$10,000
Shvo Art Ltd. tax violations2018NY-MANDA$10,000
Take-Two Interactive Software, Inc.Take-Two Interactive Software Inc.entertainmenttax violations2009NY-MANDA$300,000
TEM Food Corp. tax violations2008NY-MANDA$886,361
Weisbrod Chinese Art, Ltd. tax violations2007NY-MANDA$1,121,046
Cipriani Fifth Avenue, LLC et al. tax violations2007NY-MANDA$10,000,000
Ari Enterprises, Ltd. and Bolero Records, Ltd. tax violations2007NY-MANDA$2,500,000
Park Avenue Country Club tax violations2006NY-MANDA$1,920,136
L'Antiquaire and the Connoisseur, Inc. tax violations2005NY-MANDA$635,083
Federal Diamond Corp. tax violations2004NY-MANDA$350,000
Historical Design, Inc. tax violations2004NY-MANDA$475,000
Keshishian Ltd. tax violations2004NY-MANDA$99,969
Art Advisory Services, Inc. tax violations2004NY-MANDA$250,000
Berry-Hill Galleries, Inc. tax violations2003NY-MANDA$750,000
Chinese Porcelain Co. tax violations2003NY-MANDA$275,000
Salomon Lillian Gallery tax violations2003NY-MANDA$33,000
Chatelaine Ltd. tax violations2003NY-MANDA$120,000
Macklowe Gallery Ltd. tax violations2003NY-MANDA$95,000
S.J. Shrubsole Corp. tax violations2003NY-MANDA$150,000
Bob P. Haboldt and Company, Inc. tax violations2003NY-MANDA$400,000
Trinity Auto Body, Inc. tax violations2016NY-NCDA$188,199
Autobody by Victor, Inc. dba Victor's Collision & Towing tax violations2015NY-QCDA$451,849
MSM Arrangements tax violations2015NY-QCDA$388,448
New York Rent-A-Car Corp. tax violations2003NY-QCDA$3,800,000
Six Stars Auto Sales tax violations2003NY-QCDA$2,100,000
Metabolife International Inc. tax violations2005USAO$600,000
Alpha Technologies Inc. tax violations2004USAO$500,000
G.B. Enterprises Inc. tax violations2004USAO$40,000,000
HSBC Private Bank (Suisse) SAHSBCfinancial servicestax violations2019USAO$192,350,000
Union Bancaire Privee, UBP SAUnion Bancaire Priveefinancial servicestax violations2020DOJ_TAX$14,000,000
Coutts & Co Ltd.NatWest Group PLCfinancial servicestax violations2019DOJ_TAX$27,900,000
Bank Hapoalim B.M,Bank Hapoalimfinancial servicestax violations2020FED$37,350,000
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd.Bank Hapoalimfinancial servicestax violations2020DOJ_TAX$616,910,000
Christie's Inc. tax violations2020NY-MANDA$16,700,000
Credit Suisse AGUBSfinancial servicestax violations2014NY-DFS$715,000,000
Bank LeumiBank Leumifinancial servicestax violations2014NY-DFS$130,000,000
Bank Hapoalim B.M.Bank Hapoalimfinancial servicestax violations2020NY-DFS$220,000,000
Anheuser-Busch, LLCAnheuser-Busch InBevbeveragestax violations2020ATTTB$5,000,000
Civitas Therapeutics tax violations2020ATTTB$516,636
Bottle Tree Beverage Company, LLC tax violations2020ATTTB$195,000
Idaho Bourbon Distillers, LLC tax violations2020ATTTB$10,000
Smoke Zone LLC tax violations2020ATTTB$25,000
Jacobs Tobacco Company tax violations2020ATTTB$114,174
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.