Jacobs Tobacco Company | | | tax violations | 2020 | ATTTB | $114,174 |
Eagle Alcohol Company LLC | Alto Ingredients | miscellaneous energy products and systems | tax violations | 2020 | ATTTB | $7,500 |
Strachans SA | | | tax violations | 2020 | DOJ_TAX | $500,000 |
Hercules Incorporated | Ashland Global Holdings | chemicals | tax violations | 2004 | IRS | $36,000,000 |
Ernst & Young, LLP | Ernst & Young | business services | tax violations | 2003 | IRS | $15,000,000 |
Jenkens & Gilchrist | | | tax violations | 2007 | IRS | $76,000,000 |
BDO USA, LLP | BDO International | business services | tax violations | 2012 | IRS | $34,400,000 |
GlaxoSmithKline Holdings (Americas) | GlaxoSmithKline | pharmaceuticals | tax violations | 2006 | IRS | $3,400,000,000 |
Merck & Co., Inc. | Merck | pharmaceuticals | tax violations | 2007 | IRS | $2,300,000,000 |
Sidley Austin LLP | Sidley Austin | business services | tax violations | 2007 | IRS | $39,400,000 |
Rahn + Bodmer Co. | | | tax violations | 2021 | USAO | $22,000,000 |
Fabrizia Spirits, LLC | | | tax violations | 2020 | ATTTB | $75,000 |
Pine Tree Meat & Produce Inc. et al. | | | tax violations | 2020 | NY-AG | $4,700,000 |
Service Station Vending Equipment, Inc. | | | tax violations | 2021 | NY-AG | $4,250,000 |
Broadway Towing, Inc. and Broadway Auto & Towing, Inc. | | | tax violations | 2021 | NY-AG | $900,000 |
Swiss Life Holding AG et al. | Swiss Life Group | financial services | tax violations | 2021 | DOJ_TAX | $77,374,337 |
Cooperstown Distillery, LLC | | | tax violations | 2021 | ATTTB | $32,500 |
Sara, Inc. | | | tax violations | 2021 | ATTTB | $20,000 |
Levecke Corporation | | | tax violations | 2021 | ATTTB | $28,578,944 |
RN Acquisition, LLC & City Beverage - Markham, LLC | | | tax violations | 2021 | ATTTB | $850,000 |
Stone Brewing Co., LLC | | | tax violations | 2021 | ATTTB | $1,804,430 |
Iowa Beverage Systems, Inc. | | | tax violations | 2021 | ATTTB | $325,000 |
Global Universal SRL | | | tax violations | 2021 | ATTTB | $130,000 |
Latitude 33 Brewing Company | | | tax violations | 2021 | ATTTB | $160,217 |
Alaska Commercial Company | | | tax violations | 2021 | ATTTB | $433,382 |
Smith & Wesson Sales Company | Smith & Wesson | miscellaneous manufacturing | tax violations | 2021 | ATTTB | $1,729,000 |
ND Cigars, Inc. | | | tax violations | 2021 | ATTTB | $115,000 |
Verrazano Enterprises, Inc. | | | tax violations | 2021 | NY-AG | $189,000 |
Betty Foodmart | | | tax violations | 2021 | AL-AG | $34,219 |
Sunoco | Energy Transfer | pipelines | tax violations | 2021 | AL-AG | $122,314 |
Sun Liquor MFG, Inc. | | | tax violations | 2021 | ATTTB | $900,000 |
Fanatics, Inc. | | | tax violations | 2021 | NY-AG | $1,508,466 |
Fifth Generation, Inc. | | | tax violations | 2022 | ATTTB | $305,000 |
Doll Distributing LLC | | | tax violations | 2022 | ATTTB | $225,000 |
Decon Laboratories, Inc. | | | tax violations | 2021 | ATTTB | $3,200,000 |
Schmaltz Brewing Company LLC | | | tax violations | 2021 | ATTTB | $200,000 |
Mariposa Wine Company LLC D/B/A Mariposa Wine Company | | | tax violations | 2021 | ATTTB | $58,437 |
RYO Cigarettes of Nevada, Inc. DBA Smoke 4 Less | | | tax violations | 2021 | ATTTB | $140,000 |
RYO Cigarettes of Nevada Inc. DBA Double D's Tobacco Emporium | | | tax violations | 2021 | ATTTB | $210,000 |
58th Presidential Inaugural Committee and Trump Organization LLC et al. | | | tax violations | 2022 | DC-AG | $750,000 |
Transchemical Incorporated | | | tax violations | 2022 | ATTTB | $15,000 |
Greenbrush Brewing Co. | | | tax violations | 2022 | ATTTB | $25,000 |
New Tobacco King | | | tax violations | 2022 | ATTTB | $40,000 |
Crescent Brewery LLC | | | tax violations | 2022 | ATTTB | $7,400 |
Greenetrack Inc. | | | tax violations | 2022 | AL-AG | $76,000,000 |
Dallas Distilleries Incorporated | | | tax violations | 2022 | ATTTB | $73,000 |
Newburyport Brewing Company | | | tax violations | 2022 | ATTTB | $83,070 |
Davos Brands LLC | | | tax violations | 2022 | ATTTB | $30,000 |
Brews N' Views | | | tax violations | 2022 | ME-AG | $30,735 |
Grand River Enterprises Six Nations, Ltd. and Native Wholesale Supply Company, Inc. | | | tax violations | 2022 | NY-AG | $50,000,000 |
La Colombe Distilling, LLC | | | tax violations | 2022 | ATTTB | $61,510 |
Savage Arms, Inc. | | | tax violations | 2022 | ATTTB | $800,000 |
Grand River Enterprises Six Nations, Ltd. | | | tax violations | 2022 | NY-AG | $25,000,000 |
Native Wholesale Supply Company, Inc. | | | tax violations | 2022 | NY-AG | $25,000,000 |
Midway Wholesalers, Inc. | | | tax violations | 2022 | ATTTB | $250,000 |
MOA Rifles, LLC | | | tax violations | 2022 | ATTTB | $100,000 |
Little Miss Whiskey's Golden Dollar and Jimmy Valentine's Lonely Hearts Club | | | tax violations | 2023 | DC-AG | $144,001 |
Trump Corp. | Trump Organization | real estate | tax violations | 2023 | NY-MANDA | $810,000 |
Trump Payroll Corp. | Trump Organization | real estate | tax violations | 2023 | NY-MANDA | $800,000 |
Bayou Teche Brewing L.L.C. | | | tax violations | 2022 | ATTTB | $77,600 |
Abu Nawas Beverage Company LLC | | | tax violations | 2022 | ATTTB | $25,000 |
Excel Industries, Inc. | | | tax violations | 2023 | ATTTB | $44,527 |
Allied Wine Corp. | | | tax violations | 2023 | ATTTB | $55,000 |
Shacksbury Holdings Inc. | | | tax violations | 2023 | ATTTB | $68,631 |
Cutwater Spirits, LLC | | | tax violations | 2023 | ATTTB | $169,850 |
Signature Selections, LLC | | | tax violations | 2023 | ATTTB | $90,000 |
Park Street Imports, LLC | | | tax violations | 2023 | ATTTB | $350,000 |
Banque Pictet et Cie SA | | | tax violations | 2023 | DOJ_TAX | $122,900,000 |
Marosi Designs LLC | | | tax violations | 2023 | ATTTB | $37,500 |
Far East Ship Supply | | | tax violations | 2023 | ATTTB | $60,000 |
RWC Group LLC | | | tax violations | 2023 | ATTTB | $1,776,836 |
Seattle Cider Company, LLC | | | tax violations | 2023 | ATTTB | $12,000 |
Holtec International | Holtec International | miscellaneous energy products and systems | tax violations | 2024 | NJ-AG | $5,000,000 |
Octopi Brewing, LLC | | | tax violations | 2024 | ATTTB | $47,043 |
William Grant & Sons, Inc. | William Grant & Sons Ltd. | beverages | tax violations | 2024 | ATTTB | $303,815 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | financial services | securities issuance or trading violation | 2018 | FINRA | $5,990,530 |
KuCoin | | | securities issuance or trading violation | 2023 | NY-AG | $22,066,642 |
TradeStation Crypto | | | securities issuance or trading violation | 2024 | MULTI-AG | $1,500,000 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | money laundering | 2021 | DOJ_CRIMINAL | $79,000,000 |
LLC Wholesale Supply LLC | | | money laundering | 2022 | USAO | $98,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | SEC | $35,000,000 |
Credit Suisse Securities (USA) LLC | UBS | financial services | investor protection violation | 2016 | SEC | $54,300,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2016 | SEC | $4,000,000 |
Morgan Stanley Investment Management | Morgan Stanley | financial services | investor protection violation | 2015 | SEC | $8,800,000 |
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. | JPMorgan Chase | financial services | investor protection violation | 2015 | SEC | $267,000,000 |
ICBC Standard Bank Plc | Industrial and Commercial Bank of China | financial services | investor protection violation | 2015 | SEC | $4,200,000 |
UBS Willow Management LLC and UBS Fund Advisor LLC | UBS | financial services | investor protection violation | 2015 | SEC | $17,500,000 |
UBS AG | UBS | financial services | investor protection violation | 2015 | SEC | $19,500,000 |
Blackstone Group | Blackstone | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $39,000,000 |
Citigroup Global Markets | Citigroup | financial services | investor protection violation | 2015 | SEC | $15,000,000 |
Edward D. Jones & Co. LP | Jones Financial | financial services | investor protection violation | 2015 | SEC | $20,000,000 |
Kohlberg Kravis Roberts & Co. | KKR & Co. | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $30,000,000 |
BlackRock Advisors LLC | BlackRock | financial services | investor protection violation | 2015 | SEC | $12,000,000 |
UBS Securities LLC | UBS | financial services | investor protection violation | 2015 | SEC | $14,400,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | financial services | investor protection violation | 2014 | SEC | $4,000,000 |
HSBC Private Bank (Suisse) | HSBC | financial services | investor protection violation | 2014 | SEC | $12,500,000 |
Credit Suisse Group AG | UBS | financial services | investor protection violation | 2014 | SEC | $196,000,000 |
Massachusetts Mutual Life Insurance Company | Massachusetts Mutual Life Insurance | financial services | investor protection violation | 2012 | SEC | $1,625,000 |
OppenheimerFunds Inc. | Invesco | financial services | investor protection violation | 2012 | SEC | $35,000,000 |
UBS Financial Services Inc. of Puerto Rico | UBS | financial services | investor protection violation | 2012 | SEC | $26,600,000 |
UBS Global Asset Management | UBS | financial services | investor protection violation | 2012 | SEC | $300,000 |