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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
BankTrust Financial banking violation2013FDIC$7,500
First Federal Savings Bank of Elizabethtown banking violation2013FDIC$100,000
Farmers Bank and Trust Company, Princeton, Kentucky banking violation2013FDIC$6,250
Grant County Deposit Bank banking violation2014FDIC$195,000
First Federal Savings Bank of Elizabethtown banking violation2015FDIC$160,000
Kaplan State Bank banking violation2013FDIC$6,160
Simmesport State Bank banking violation2013FDIC$15,400
Bank of Louisiana banking violation2013FDIC$540,000
Bank of Coushatta banking violation2013FDIC$20,000
The Evangeline Bank and Trust Company banking violation2015FDIC$123,000
Institution for Savings in Newburyport and its Vicinity banking violation2015FDIC$10,650
UniBank for Savings banking violation2015FDIC$6,250
First Bank, Upper Michigan banking violation2013FDIC$5,790
First State Bank of Decatur banking violation2014FDIC$6,200
Stockman Bank of Montana banking violation2015FDIC$5,400
Hastings State Bank banking violation2012FDIC$220,000
Shore Community Bank banking violation2013FDIC$6,850
Millington Savings Bank banking violation2014FDIC$35,000
Bank of the Southwest banking violation2013FDIC$13,240
Alma Bank banking violation2013FDIC$9,755
The Monitor Bank banking violation2015FDIC$9,600
First State Bank banking violation2015FDIC$6,900
First United Bank and Trust Company banking violation2013FDIC$24,640
Peoples Bank banking violation2013FDIC$20,000
Doral Bank banking violation2013FDIC$135,000
Great Western BankFirst Interstate Bancsystemfinancial servicesbanking violation2013FDIC$40,810
Decatur County Bank banking violation2014FDIC$15,000
Graham Savings and Loan, SSB banking violation2012FDIC$9,205
Citizens State Bank banking violation2013FDIC$15,000
West Texas State Bank banking violation2013FDIC$7,500
First Electronic Bank banking violation2015FDIC$250,000
Inland Northwest Bank banking violation2013FDIC$50,000
Community Bank CBD banking violation2013FDIC$6,100
PremierBank banking violation2013FDIC$5,020
River Bank banking violation2013FDIC$47,500
Citizens State Bank of La Crosse banking violation2013FDIC$7,900
Bancroft State Bank banking violation2014FDIC$15,065
Park Bank banking violation2014FDIC$15,800
American Bank & Trust Wisconsin banking violation2016FDIC$9,385
TCF National BankHuntington Bancsharesfinancial servicesbanking violation2016OCC$56,500
Stearns Bank National Association banking violation2016OCC$1,000,000
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2016OCC$35,000,000
Sun National BankOceanFirst Financialfinancial servicesbanking violation2016OCC$25,000
Citizens Bank, National AssociationCitizens Financial Groupfinancial servicesbanking violation2015OCC$2,000,000
First Financial Bank, National AssociationFirst Financial Bancorp.financial servicesbanking violation2015OCC$11,700
RBS Citizens, National AssociationCitizens Financial Groupfinancial servicesbanking violation2015OCC$10,000,000
Citibank, N.A.Citigroupfinancial servicesbanking violation2015OCC$35,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2015OCC$30,000,000
Bank of America, National AssociationBank of Americafinancial servicesbanking violation2015OCC$1,104,530
First National Bank of PennsylvaniaF.N.B. Corporationfinancial servicesbanking violation2015OCC$180,720
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2015OCC$4,000,000
Bank of America, National AssociationBank of Americafinancial servicesbanking violation2015OCC$30,000,000
Amory Federal Savings & Loan Association banking violation2015OCC$16,700
Lone Star National Bank banking violation2015OCC$1,000,000
Santander Bank, National AssociationBanco Santanderfinancial servicesbanking violation2015OCC$6,000,000
Keybank National AssociationKeyCorpfinancial servicesbanking violation2015OCC$5,005
Bank of America, National AssociationBank of Americafinancial servicesbanking violation2014OCC$250,000,000
Citibank, National AssociationCitigroupfinancial servicesbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2014OCC$350,000,000
Capital One, National AssociationCapital One Financialfinancial servicesbanking violation2014OCC$4,000,000
PNC Bank, National AssociationPNC Financial Servicesfinancial servicesbanking violation2014OCC$2,000,000
Helena National Bank banking violation2014OCC$19,450
U.S. Bank National AssociationU.S. Bancorpfinancial servicesbanking violation2014OCC$51,900,000
The Hondo National Bank banking violation2014OCC$7,000
Associated Bank, National AssociationAssociated Banc-Corpfinancial servicesbanking violation2014OCC$500,000
The Somerville National Bank banking violation2014OCC$8,770
Equitable Bank banking violation2014OCC$6,115
Old National BankOld National Bancorpfinancial servicesbanking violation2014OCC$500,000
American Express Bank, FSBAmerican Expressfinancial servicesbanking violation2013OCC$7,500,000
National Bank of Ohio banking violation2013OCC$18,160
Mutual of Omaha BankFirst Citizens BancSharesfinancial servicesbanking violation2013OCC$51,765
Great Plains National Bank banking violation2013OCC$11,925
Liberty Savings Bank, FSB banking violation2013OCC$18,000
FNB Bank, National Association banking violation2013OCC$43,120
Fulton Bank, National Association banking violation2013OCC$135,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2013OCC$60,000,000
Swineford National BankFulton Financialfinancial servicesbanking violation2013OCC$33,880
First National Bank of Picayune banking violation2013OCC$11,250
First National Bank of Wahoo banking violation2013OCC$11,240
RBS Citizens, National AssociationCitizens Financial Groupfinancial servicesbanking violation2013OCC$7,500,000
Amarillo National Bank banking violation2013OCC$7,250
Seacoast National BankSeacoast Banking Corporation of Floridafinancial servicesbanking violation2013OCC$26,950
American Express Bank, FSBAmerican Expressfinancial servicesbanking violation2012OCC$6,500,000
Capital One Bank (USA), National AssociationCapital One Financialfinancial servicesbanking violation2012OCC$35,000,000
Presidential Bank, FSB banking violation2012OCC$43,890
Trustmark National BankTrustmarkfinancial servicesbanking violation2012OCC$6,250
The First National Bank of McConnelsville banking violation2012OCC$10,000
The Park National BankPark National Corp.financial servicesbanking violation2011OCC$30,415
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2011OCC$34,500,000
First Niagara Bank, National AssociationKeyCorpfinancial servicesbanking violation2011OCC$10,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2011OCC$35,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2011OCC$2,000,000
Woodforest National BankWoodforest National Bankfinancial servicesbanking violation2010OCC$33,000,000
American National Bank banking violation2010OCC$13,450
Intercredit Bank, National Association banking violation2010OCC$200,000
City National BankRoyal Bank of Canadafinancial servicesbanking violation2010OCC$5,250
T Bank, National Association banking violation2010OCC$100,000
Whitney National Bank banking violation2010OCC$125,000
First Community Bank banking violation2016FED$27,285
Farmers & Merchants Bank of Ashland banking violation2016FED$6,200
The Bank of Monroe banking violation2015FED$28,640
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.