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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
ARVEST Privatbank AG tax violations2015DOJ_TAX$1,044,000
Privatbank Von Graffenried AG tax violations2015DOJ_TAX$287,000
Ersparniskasse Schaffhausen AG tax violations2015DOJ_TAX$2,066,000
Bank Linth LLB AG tax violations2015DOJ_TAX$4,150,000
Bank Sparhafen Zurich AG tax violations2015DOJ_TAX$1,810,000
Societe Generale Private Banking (Suisse) SASociete Generalefinancial servicestax violations2015DOJ_TAX$17,807,000
Berner Kantonalbank AG tax violations2015DOJ_TAX$4,619,000
Rothschild Bank AG tax violations2015DOJ_TAX$11,510,000
Banca Credinvest SA tax violations2015DOJ_TAX$3,022,000
Societe Generale Private Banking (Lugano-Svizzera)Societe Generalefinancial servicestax violations2015DOJ_TAX$1,363,000
MediBank AG tax violations2015DOJ_TAX$826,000
LBBW (Schweiz) AG tax violations2015DOJ_TAX$34,000
Scobag Privatbank AG tax violations2015DOJ_TAX$9,090
Finter Bank Zurich AG tax violations2015DOJ_TAX$5,414,000
Vadian Bank AG tax violations2015DOJ_TAX$4,253,000
BSI SA tax violations2015DOJ_TAX$211,000,000
Bank Leumi GroupBank Leumifinancial servicestax violations2014DOJ_TAX$270,000,000
Credit Suisse AGUBSfinancial servicestax violations2014DOJ_TAX$1,800,000,000
Wegelin & Co tax violations2013DOJ_TAX$74,000,000
Excel Home Care Inc. tax violations2009DOJ_TAX$473,510
UBS AGUBSfinancial servicestax violations2009DOJ_TAX$780,000,000
KPMG LLPKPMGbusiness servicestax violations2005DOJ_TAX$456,000,000
UBS AGUBSfinancial servicestax violations2009SEC$200,000,000
Fisher Sand & Gravel Inc.Fisher Industriesbuilding materialstax violations2009DOJ_TAX$1,160,000
Acme Refining Co. tax violations2017USAO$4,545,243
SRC Construction Inc. tax violations2016USAO$250,000
House of Oxford Inc. tax violations2014USAO$13,600,000
Tantus Tobacco LLC tax violations2014USAO$750,000
Swisspartners Investment Network AG tax violations2014USAO$4,400,000
Liechtensteinische Landesbank AG tax violations2013USAO$23,800,000
Beaulieu GroupEngineered Floorsbuilding materialstax violations2007USAO$33,184,364
Hon Hai Precision Industry Company Ltd. And E-Star Inc.Foxconn Technology Group (Hon Hai Precision Industry Company)electrical and electronic equipmenttax violations2007USAO$42,000,000
BAYERISCHE HYPO- UND VEREINSBANK AG tax violations2006USAO$29,635,125
Basler Kantonalbank tax violations2018DOJ_TAX$60,400,000
Mirelis Holding S.A. tax violations2018DOJ_TAX$10,245,000
NPB Neue Privat Bank tax violations2018DOJ_TAX$5,000,000
Zurcher Kantonalbank tax violations2018USAO$98,500,000
Mizrahi-Tefahot Bank Ltd. tax violations2019USAO$195,000,000
Zurich Life Insurance Company LtdZurich Insurancefinancial servicestax violations2019DOJ_TAX$5,115,000
151 East Post Road Corp. tax violations2014CT-AG$10,665
19 Pinney Street Corp. tax violations2012CT-AG$9,780
2020 Company, LLC tax violations2012CT-AG$6,900
3C Electrical Co, Inc. tax violations2014CT-AG$11,975
3SI Security Systems, Inc. tax violations2014CT-AG$13,343
47 East 34th Street (NY), LP tax violations2015NY-AG$4,446,153
A & A Drug Co. tax violations2012CT-AG$5,182
Access Intelligence LLC tax violations2014CT-AG$6,900
Acquia Inc. tax violations2016CT-AG$9,570
AcuPowder International, LLC tax violations2012CT-AG$5,640
Adler Consulting, Transport Planning and Traffic Engineering, PLLC tax violations2012CT-AG$5,520
ADP Workscape, Inc. tax violations2013CT-AG$5,685
AdvanIDE, Inc. tax violations2012CT-AG$9,255
Advicent Solutions, Inc. tax violations2015CT-AG$5,070
AFS Technologies, Inc. tax violations2012CT-AG$15,240
AIG Aerospace Adjustment Services, Inc. tax violations2014CT-AG$20,085
Air Contact Transport, Inc. tax violations2013CT-AG$8,340
Alerion Investment Partners I L.P. tax violations2014CT-AG$5,940
Alex and Ani, LLC tax violations2016CT-AG$10,500
Alliance Healthcare Services, Inc. tax violations2009CT-AG$15,427
Allied Account Services, Inc. tax violations2016CT-AG$9,344
Alterisio Construction, Inc. tax violations2012CT-AG$8,033
Amada Capital Corp. tax violations2013CT-AG$5,610
Ambassador College Bookstores, Inc. tax violations2012CT-AG$7,110
AMC Diligence, LLC tax violations2014CT-AG$5,700
Amdocs IT Services, LLC tax violations2013CT-AG$22,005
Amec Aes, Inc. tax violations2014CT-AG$5,085
Amerada HessHess Corp.oil and gastax violations2000LA-AG$4,360,000
American Customer Care, Inc. tax violations2016CT-AG$11,458
American Customer Care, Inc. tax violations2015CT-AG$5,729
American Cybersystems, Inc. tax violations2015CT-AG$6,300
American Express Centurion BankAmerican Expressfinancial servicestax violations2012CT-AG$14,970
American Forest Products, LLC tax violations2013CT-AG$7,260
American International Group, Inc.American International Groupfinancial servicestax violations2006MI-AG$5,279,484
American Mortgage Consultants, Inc. tax violations2015CT-AG$6,870
American Tax Funding Servicing, LLC tax violations2015CT-AG$5,400
Ameri-Kleen Inc. tax violations2014CT-AG$12,840
Ameritraining, Inc. tax violations2014CT-AG$8,243
AMG Marketing Services, LLC tax violations2015CT-AG$14,100
AMS Sales, LLC tax violations2015CT-AG$35,745
Anderson Merchandisers, LLC tax violations2016CT-AG$5,100
Approved Storage and Waste Hauling Inc. tax violations2014CT-AG$12,995
AQS, Inc. tax violations2015CT-AG$6,300
Aquatic Renovation Systems, Inc. tax violations2013CT-AG$7,193
Armor All/STP Products Co. tax violations2013CT-AG$6,270
Ascend Management Innovations LLCMaximusmiscellaneous servicestax violations2016CT-AG$22,800
Association of Family and Conciliation Courts, Inc. tax violations2015CT-AG$9,113
AsymmetRx, Inc. tax violations2013CT-AG$5,000
Atlantic Bridge & Engineering, Inc. tax violations2014CT-AG$7,980
Atlantic Millwrights, Inc. tax violations2014CT-AG$8,640
Aulson Company Inc. tax violations2012MA-AG$327,566
Autogenomics, Inc. tax violations2016CT-AG$15,240
Automotive Finance Corp. tax violations2013CT-AG$9,473
AWR Corp. tax violations2012CT-AG$5,085
Axalta Powder Coating Systems, USA, Inc.Axalta Coating Systemspaints and coatingstax violations2014CT-AG$6,428
B & T Field Merchandising LLC tax violations2016CT-AG$20,700
Bamco, Inc. tax violations2015CT-AG$12,713
Barlo Signs International, Inc. tax violations2012CT-AG$6,682
Barrett & Worthen, Inc. tax violations2014CT-AG$6,480
Bedford, Freeman & Worth Publishing Group, LLC tax violations2013CT-AG$5,100
Belpastry, Inc. tax violations2014CT-AG$6,750
Bensussen Deutsch & Associates, Inc. tax violations2013CT-AG$7,170
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.