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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: United Kingdom
Current Parent Penalty Total since 2000: $90,252,898,867
Number of Records: 3,079
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
BP$36,486,562,463409
NatWest Group PLC$14,370,701,61843
GlaxoSmithKline$9,572,803,40650
Barclays$7,522,677,86157
HSBC$7,447,807,16183
Standard Chartered$1,985,483,44316
Reckitt Benckiser$1,875,910,85224
AstraZeneca$1,539,362,45732
Indivior PLC$1,416,500,0006
Shell PLC$1,340,414,421452

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
BarclaysBarclaysfinancial servicesprice-fixing or anti-competitive practices2015CFTC$115,000,000
HSBC BankHSBCfinancial servicesprice-fixing or anti-competitive practices2014CFTC$275,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2014CFTC$290,000,000
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesprice-fixing or anti-competitive practices2014CFTC$105,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2013CFTC$325,000,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2012CFTC$200,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2016CFTC$800,000
Barclays Bank PLCBarclaysfinancial servicesinvestor protection violation2016CFTC$560,000
BP Products North America Inc.BPoil and gasprice-fixing or anti-competitive practices2007CFTC$303,000,000
Shell International Trading and Shipping Co.Shell PLCoil and gasinvestor protection violation2006CFTC$200,000
Republic New York Securities CorporationHSBCfinancial servicesinvestor protection violation2001CFTC$5,000,000
Barclays Bank PLCBarclaysfinancial servicesdata submission deficiencies2016CFTC$500,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2017CFTC$85,000,000
HSBC Securities (USA) Inc.HSBCfinancial servicesinvestor protection violation2018CFTC$1,600,000
NatWest Markets PlcNatWest Group PLCfinancial servicesinvestor protection violation2018CFTC$750,000
NatWest Markets PlcNatWest Group PLCfinancial servicesinvestor protection violation2019CFTC$850,000
HSBC Bank USA, N.A.HSBCfinancial servicesinvestor protection violation2019CFTC$650,000
Barclays Bank PLCBarclaysfinancial servicesinvestor protection violation2022CFTC$75,000,000
HSBC Bank USA, N.A.HSBCfinancial servicesinvestor protection violation2023CFTC$45,000,000
HSBC Bank PLCHSBCfinancial servicesinvestor protection violation2023CFTC$30,000,000
ARCOBPoil and gasenvironmental violation2001CO-AG$250,000
Shell Oil Co.Shell PLCoil and gasenvironmental violation2008CO-AG$20,000,000
CF&I SteelEvrazmetalsair pollution violation2017CO-DPHE$30,100
CF&I SteelEvrazmetalsair pollution violation2015CO-DPHE$14,000
CF&I SteelEvrazmetalsair pollution violation2014CO-DPHE$157,050
CF&I SteelEvrazmetalsair pollution violation2012CO-DPHE$45,360
Evraz Rocky Mountain SteelEvrazmetalshazardous waste violation2011CO-DPHE$34,138
CF&I SteelEvrazmetalsair pollution violation2010CO-DPHE$9,000
CF&I SteelEvrazmetalsair pollution violation2009CO-DPHE$18,900
CF&I SteelEvrazmetalsair pollution violation2007CO-DPHE$46,000
CF&I SteelEvrazmetalsair pollution violation2005CO-DPHE$12,000
CF&I SteelEvrazmetalsair pollution violation2004CO-DPHE$300,000
CF&I SteelEvrazmetalsair pollution violation2003CO-DPHE$19,000
CF&I SteelEvrazmetalsair pollution violation2003CO-DPHE$1,800,000
TA OPERATING CORP. DBA TRAVEL CENTERS OF AMERICABPoil and gasenvironmental violation2021CO-DPHE$8,750
BP America Operating Co.BPoil and gasenvironmental violation2019CO-OIL$68,000
BP America Production Co.BPoil and gasenvironmental violation2017CO-OIL$45,000
BP America Production Co.BPoil and gasenvironmental violation2016CO-OIL$12,500
BP America Production Co.BPoil and gasenvironmental violation2015CO-OIL$20,000
PetSmart Inc.BC Partnersprivate equity (including portfolio companies)product safety violation2016CPSC$4,250,000
Conopco, Inc.Unileverfood productswater pollution violation2013CT-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000
R.J. Reynolds Tobacco Co.British American Tobaccotobaccotobacco litigation2010CT-AG$150,000
RBS Securities, Inc.NatWest Group PLCfinancial servicestoxic securities abuses2016CT-AG$120,000,000
Rolls-Royce Naval Marine, Inc.Rolls-Royceaerospace and military contractingtax violations2012CT-AG$5,663
Terminix International Co., LPRentokil Initial PLCmiscellaneous servicesenvironmental violation2002CT-AG$1,000,000
WPP Group USA, Inc.WPPbusiness servicestax violations2016CT-AG$5,400
TA Operating Corp.BPoil and gasenvironmental violation2004CT-ENV$102,125
TA Operating Corp.BPoil and gasenvironmental violation2003CT-ENV$89,960
First Student, Inc.FirstGroupmiscellaneous servicesenvironmental violation2003CT-ENV$5,000
Sermatech International Inc. dba Sermatech KlockLindeindustrial servicesenvironmental violation2001CT-ENV$25,000
BAE Systems plcBAE Systemsaerospace and military contractingexport control violation2011DDTC$79,000,000
Croda, Inc.Croda International PLCchemicalsenvironmental violation2019DE-ENV$246,739
Croda, Inc.Croda International PLCchemicalsenvironmental violation2012DE-ENV$60,203
Croda, Inc.Croda International PLCchemicalsenvironmental violation2021DE-ENV$300,000
Noble Drilling (U.S.) LLCNoble Corp.oilfield services and suppliesenvironmental violation2014DOJ$12,200,000
BP Exploration Alaska, Inc.BPoil and gaspipeline safety violation2011DOJ$25,000,000
BP Exploration and Production Inc.BPoil and gasoil spill2012DOJ$4,000,000,000
BPBPoil and gasoil spill2015DOJ$20,800,000,000
HSBC Bank USA NAHSBCfinancial servicesmortgage abuses2016DOJ$470,000,000
RBS PLC and RBS Securities JapanNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2014DOJ_ANTITRUST$150,000,000
KeySpan CorporationNational Gridutilities and power generationprice-fixing or anti-competitive practices2010DOJ_ANTITRUST$12,000,000
British Airways PLCInternational Airlines Groupairlinesprice-fixing or anti-competitive practices2007DOJ_ANTITRUST$300,000,000
De Beers Centenary AGAnglo American PLCmining and mineralsprice-fixing or anti-competitive practices2004DOJ_ANTITRUST$10,000,000
AstraZeneca LPAstraZenecapharmaceuticalsFalse Claims Act and related2015DOJ_CIVIL$7,900,000
Deloitte Consulting LLPDeloittebusiness servicesFalse Claims Act and related2016DOJ_CIVIL$11,380,000
Kilgore Flares CompanyChemringaerospace and military contractingFalse Claims Act and related2016DOJ_CIVIL$6,000,000
AstraZeneca LPAstraZenecapharmaceuticalsFalse Claims Act and related2015DOJ_CIVIL$46,500,000
R.J. Reynolds TobaccoBritish American Tobaccotobaccotobacco litigation2011DOJ_CIVIL$6,250,000
BP Amoco Corp.BPoil and gasFalse Claims Act and related2011DOJ_CIVIL$20,500,000
Shell Oil CompanyShell PLCoil and gasFalse Claims Act and related2011DOJ_CIVIL$2,200,000
Roxane Laboratories Inc.Hikma PharmaceuticalspharmaceuticalsFalse Claims Act and related2010DOJ_CIVIL$280,000,000
AstraZeneca PharmaceuticalsAstraZenecapharmaceuticalsFalse Claims Act and related2009DOJ_CIVIL$2,600,000
NCS Pearson Inc.Pearsoninformation technologyFalse Claims Act and related2008DOJ_CIVIL$5,600,000
Armor Holdings Products LLCBAE Systemsaerospace and military contractingFalse Claims Act and related2008DOJ_CIVIL$30,000,000
PriceWaterhouseCoopersPricewaterhouseCoopersbusiness servicesFalse Claims Act and related2007DOJ_CIVIL$2,316,662
Balfour Beatty ConstructionBalfour Beattyconstruction and engineeringFalse Claims Act and related2005DOJ_CIVIL$24,750,000
GlaxoSmithKlineGlaxoSmithKlinepharmaceuticalsFalse Claims Act and related2005DOJ_CIVIL$150,000,000
PriceWaterhouseCoopers, LLPPricewaterhouseCoopersbusiness servicesFalse Claims Act and related2005DOJ_CIVIL$41,900,000
Shell Oil CompanyShell PLCoil and gasFalse Claims Act and related2003DOJ_CIVIL$49,000,000
AstraZeneca Pharmaceuticals LPAstraZenecapharmaceuticalsFalse Claims Act and related2003DOJ_CIVIL$354,900,000
BAE Systems ControlsBAE Systemsaerospace and military contractingFalse Claims Act and related2002DOJ_CIVIL$6,200,000
Lincare Inc.Lindeindustrial servicesFalse Claims Act and related2001DOJ_CIVIL$3,150,000
Shell Oil CompanyShell PLCoil and gasFalse Claims Act and related2001DOJ_CIVIL$110,000,000
O'Gara-Hess & Eisenhardt Armoring CompanyBAE Systemsaerospace and military contractingFalse Claims Act and related2000DOJ_CIVIL$1,100,000
BP AmocoBPoil and gasFalse Claims Act and related2000DOJ_CIVIL$32,000,000
Aegerion Pharmaceuticals Inc.Amryt Pharmapharmaceuticalsdrug or medical equipment safety violation2017DOJ_CIVIL$35,000,000
SmithKline BeechamGlaxoSmithKlinepharmaceuticalsFalse Claims Act and related2003DOJ_CIVIL$47,000,000
Deloitte & Touche LLPDeloittebusiness servicesFalse Claims Act and related2018DOJ_CIVIL$149,500,000
Royal Bank of Scotland Group plcNatWest Group PLCfinancial servicestoxic securities abuses2018DOJ_CIVIL$4,900,000,000
International Airlines GroupInternational Airlines GroupairlinesFalse Claims Act and related2018DOJ_CIVIL$5,800,000
Alexion Pharmaceuticals Inc.AstraZenecapharmaceuticalsFalse Claims Act and related2019DOJ_CIVIL$13,000,000
Shell OilShell PLCoil and gasfederal leasing royalty violation2000DOJ_CIVIL$56,000,000
Indivior SolutionsIndivior PLCpharmaceuticalsFalse Claims Act and related2020DOJ_CIVIL$589,000,000
Linde GmbHLindeindustrial servicesFalse Claims Act and related2020DOJ_CIVIL$22,200,000
Balfour Beatty Communities LLCBalfour Beattyconstruction and engineeringFalse Claims Act and related2021DOJ_CIVIL$65,400,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$710,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$395,000,000
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesprice-fixing or anti-competitive practices2014DOJ_CRIMINAL$86,000,000
ArthroCare CorporationSmith & Nephewmedical equipment and suppliesaccounting fraud or deficiencies2014DOJ_CRIMINAL$30,000,000
HSBC Holdings plc HSBC Bank USA N.A.HSBCfinancial servicesanti-money-laundering deficiencies2012DOJ_CRIMINAL$1,256,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2012DOJ_CRIMINAL$227,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.