Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Headquarters Summary Page

HQ Country: United Kingdom
Current Parent Penalty Total since 2000: $90,252,898,867
Number of Records: 3,079
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
BP$36,486,562,463409
NatWest Group PLC$14,370,701,61843
GlaxoSmithKline$9,572,803,40650
Barclays$7,522,677,86157
HSBC$7,447,807,16183
Standard Chartered$1,985,483,44316
Reckitt Benckiser$1,875,910,85224
AstraZeneca$1,539,362,45732
Indivior PLC$1,416,500,0006
Shell PLC$1,340,414,421452

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2004OFAC$14,970
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2004OFAC$5,500
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2004OFAC$8,375
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2003OFAC$10,107
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003OFAC$5,500
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003OFAC$11,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033
HSBC Bank USA, N.A.HSBCfinancial serviceseconomic sanction violation2013OFAC$32,400
British American Tobacco p.l.c.British American Tobaccotobaccoeconomic sanction violation2023OFAC$5,348,685
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2016OCC$35,000,000
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2013OCC$249,000,000
HSBC Bank USA, N.A.HSBCfinancial servicesbanking violation2012OCC$500,000,000
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2017OCC$32,500,000
National GridNational Gridutilities and power generationutility safety violation2021NY-PSC$21,000,000
National GridNational Gridutilities and power generationutility safety violation2018NY-PSC$1,980,000
National GridNational Gridutilities and power generationutility safety violation2016NY-PSC$500,000
National GridNational Gridutilities and power generationutility safety violation2023NY-PSC$500,000
National GridNational Gridutilities and power generationutility safety violation2024NY-PSC$1,700,000
Virgin Atlantic AirwaysVirgin Groupdiversifiedemployment discrimination2020NY-NYCCHR$18,000
HSBCHSBCfinancial servicesemployment discrimination2020NY-NYCCHR$30,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019NY-MANDA$292,000,000
HSBC Holdings plcHSBCfinancial serviceseconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000
Barclays plcBarclaysfinancial serviceseconomic sanction violation2010NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000
Lloyds TSB Bank plcLloyds Banking Groupfinancial serviceseconomic sanction violation2009NY-MANDA$175,000,000
GlaxoSmithKline LLCGlaxoSmithKlinepharmaceuticalsenvironmental violation2015NY-ENV$24,200
Ferguson Enterprises, Inc.Ferguson PLCbuilding materialsemployment discrimination2009NY-DHR$20,000
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2012NY-DFS$340,000,000
Deloitte Financial Advisory ServicesDeloittebusiness servicesanti-money-laundering deficiencies2013NY-DFS$10,000,000
Royal Bank of ScotlandNatWest Group PLCfinancial serviceseconomic sanction violation2013NY-DFS$50,000,000
PricewaterhouseCoopersPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2014NY-DFS$25,000,000
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2014NY-DFS$300,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015NY-DFS$485,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015NY-DFS$150,000,000
William Penn Life Insurance CompanyLegal & General Group PLCfinancial servicesinsurance violation2018NY-DFS$6,300,000
Barclays Bank PLCBarclaysfinancial servicesworkplace whistleblower retaliation2018NY-DFS$15,000,000
Standard Chartered BankStandard Charteredfinancial servicesprice-fixing or anti-competitive practices2019NY-DFS$40,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019NY-DFS$180,000,000
William Penn Life Insurance Company of New YorkLegal & General Group PLCfinancial servicesinsurance violation2020NY-DFS$110,000
Banner Life Insurance CompanyLegal & General Group PLCfinancial servicesinsurance violation2022NY-DFS$3,500,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2016NY-AG$35,000,000
Compass Group USA, Inc.Compass Grouprestaurants and foodserviceFalse Claims Act and related2012NY-AG$18,000,000
Diageo North America, Inc.Diageobeveragesprice-fixing or anti-competitive practices2006NY-AG$153,333
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2015NY-AG$10,000,000
HSBC Bank USA, N.A.HSBCfinancial servicesenvironmental violation2007NY-AG$918,000
National GridNational Gridutilities and power generationwage and hour violation2013NY-AG$4,800,000
Niagara Mohawk Power Corp.National Gridutilities and power generationenvironmental violation2005NY-AG$8,500,000
Royal Bank of ScotlandNatWest Group PLCfinancial servicestoxic securities abuses2018NY-AG$500,000,000
Terminix International Co., L.P.Rentokil Initial PLCmiscellaneous servicesenvironmental violation2003NY-AG$759,000
Seventh GenerationUnileverfood productsconsumer protection violation2000NY-AG$90,000
Willis Group Holdings Ltd.Willis Towers Watsonfinancial servicesprice-fixing or anti-competitive practices2005NY-AG$50,000,000
National Grid USANational Gridutilities and power generationFalse Claims Act and related2021NY-AG$6,000,000
RBS Financial ProductsNatWest Group PLCfinancial servicestoxic securities abuses2012NV-AG$42,000,000
BP America Production CompanyBPoil and gasenvironmental violation2012NM-ENV$50,533
BP America Production CompanyBPoil and gasenvironmental violation2011NM-ENV$35,803
BP America Production CompanyBPoil and gasenvironmental violation2011NM-ENV$14,000
Barclays Capital Inc.Barclaysfinancial servicestoxic securities abuses2021NM-AG$4,642,857
NatWest Markets Securities Inc.NatWest Group PLCfinancial servicestoxic securities abuses2021NM-AG$4,642,857
Nestle Dreyer's Ice Cream CompanyFronerifood productslabor relations violation2016NLRB$66,400
First Student, Inc.FirstGroupmiscellaneous serviceslabor relations violation2016NLRB$48,841
Compass Group USA, Inc., d/b/a Chartwells Dining ServicesCompass Grouprestaurants and foodservicelabor relations violation2015NLRB$14,305
BAE Systems Land & Armaments, L.P.BAE Systemsaerospace and military contractinglabor relations violation2014NLRB$10,465
Ferguson Enterprises, Inc.Ferguson PLCbuilding materialslabor relations violation2013NLRB$400,010
IFCO SYSTEMSTriton Investments Advisersfinancial serviceslabor relations violation2013NLRB$91,866
First Student, Inc.FirstGroupmiscellaneous serviceslabor relations violation2013NLRB$21,828
First Transit Inc.FirstGroupmiscellaneous serviceslabor relations violation2013NLRB$56,921
FIRST GROUP AMERICA D/B/A FIRST STUDENTFirstGroupmiscellaneous serviceslabor relations violation2012NLRB$15,250
First Student, Inc.FirstGroupmiscellaneous serviceslabor relations violation2012NLRB$15,000
First StudentFirstGroupmiscellaneous serviceslabor relations violation2011NLRB$37,666
Bon Appetit Management CompanyCompass Grouprestaurants and foodservicelabor relations violation2011NLRB$19,191
Americanos U.S.A., LLC.FirstGroupmiscellaneous serviceslabor relations violation2011NLRB$15,000
First Transit, Inc.FirstGroupmiscellaneous serviceslabor relations violation2010NLRB$18,000
INEOS ABS USA Corporation (aks Lanxess Corporation)Ineoschemicalslabor relations violation2010NLRB$25,000
Restaurant Associates at the Metropolitan Museum of ArtCompass Grouprestaurants and foodservicelabor relations violation2010NLRB$5,000
First TransitFirstGroupmiscellaneous serviceslabor relations violation2010NLRB$50,000
B.A.E Systems NSRBAE Systemsaerospace and military contractinglabor relations violation2010NLRB$20,900
First TransitFirstGroupmiscellaneous serviceslabor relations violation2010NLRB$58,000
U.S. Borax, Inc.Rio Tintomining and mineralslabor relations violation2010NLRB$2,750,000
First Student, Inc.FirstGroupmiscellaneous serviceslabor relations violation2010NLRB$19,823
First StudentFirstGroupmiscellaneous serviceslabor relations violation2010NLRB$10,000
Chartwells, a Division of Compass Group USA at University of Maryland Baltimore CountyCompass Grouprestaurants and foodservicelabor relations violation2010NLRB$56,680
First StudentFirstGroupmiscellaneous serviceslabor relations violation2010NLRB$31,250
Holiday Inn Concord, Elite Concord LLCInterContinental Hotelshotelslabor relations violation2010NLRB$11,547
First Student, Inc.FirstGroupmiscellaneous serviceslabor relations violation2010NLRB$6,197
INEOS/NOVA, LLCIneoschemicalslabor relations violation2009NLRB$13,608
First Student, Inc.FirstGroupmiscellaneous serviceslabor relations violation2009NLRB$8,000
First StudentFirstGroupmiscellaneous serviceslabor relations violation2009NLRB$24,000
National GridNational Gridutilities and power generationlabor relations violation2009NLRB$220,000
First StudentFirstGroupmiscellaneous serviceslabor relations violation2009NLRB$16,000
United States Cold Storage, Inc.Swirediversifiedlabor relations violation2009NLRB$25,000
First Student Inc.FirstGroupmiscellaneous serviceslabor relations violation2009NLRB$10,000
First StudentFirstGroupmiscellaneous serviceslabor relations violation2009NLRB$6,000
TerminixRentokil Initial PLCmiscellaneous serviceslabor relations violation2009NLRB$5,640
First Student, Inc.FirstGroupmiscellaneous serviceslabor relations violation2009NLRB$25,024
Canteen Vending, a division of Compass Group USA, Inc.Compass Grouprestaurants and foodservicelabor relations violation2009NLRB$32,303
Kennecott Utah CopperRio Tintomining and mineralslabor relations violation2009NLRB$17,549
FIRST STUDENTFirstGroupmiscellaneous serviceslabor relations violation2009NLRB$33,293
Canteen VendingCompass Grouprestaurants and foodservicelabor relations violation2009NLRB$17,500
First Student Inc.FirstGroupmiscellaneous serviceslabor relations violation2009NLRB$10,500
First Student Inc.FirstGroupmiscellaneous serviceslabor relations violation2009NLRB$5,000
PetsmartBC Partnersprivate equity (including portfolio companies)labor relations violation2009NLRB$13,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.