Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| DRS Global Enterprise Solutions | telecommunications violation | 2020 | FCC | $1,000,000 | ||
| Williams-Sonoma, Inc. | Williams-Sonoma | retailing | consumer protection violation | 2020 | FTC | $1,000,000 |
| Williams Brothers Construction Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $1,000,000 | ||
| Harcros Chemicals, Inc. | Harcros Chemicals | chemicals | environmental violation | 2020 | USAO | $1,000,000 |
| MGP Ingredients, Inc. | MGP Ingredients | agribusiness | environmental violation | 2020 | USAO | $1,000,000 |
| Ares Management LLC | Ares Management | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,000,000 |
| Old Ironsides Energy, LLC | investor protection violation | 2020 | SEC | $1,000,000 | ||
| Legacy Post-Acute Rehabilitation Center | False Claims Act and related | 2020 | CA-AG | $1,000,000 | ||
| Care.com | consumer protection violation | 2020 | CA-MULTI | $1,000,000 | ||
| Williams-Sonoma, Inc. | Williams-Sonoma | retailing | consumer protection violation | 2020 | FTC | $1,000,000 |
| Dimauro Carpet & Tile, Inc. | False Claims Act and related | 2020 | MA-AG | $1,000,000 | ||
| Strudwick & Associates, Inc. | investor protection violation | 2020 | MD-SEC | $1,000,000 | ||
| Spectro Scientific | False Claims Act and related | 2020 | USAO | $1,000,000 | ||
| University of Virginia | False Claims Act and related | 2020 | USAO | $1,000,000 | ||
| Morgan Stanley Smith Barney FA Notes Holdings LLC | Morgan Stanley | financial services | consumer protection violation | 2020 | CA-DFPI | $1,000,000 |
| Macromark Inc. | fraud | 2020 | DOJ_CIVIL | $1,000,000 | ||
| Aetna Life Insurance Company | CVS Health | retailing | privacy violation | 2020 | HHSOCR | $1,000,000 |
| Aliera Healthcare Inc. | insurance violation | 2020 | WA-INS | $1,000,000 | ||
| Sunshine Enterprises | housing program violation | 2020 | CA-LACDA | $1,000,000 | ||
| Dentsply Sirona Inc. | Dentsply Sirona | medical equipment and supplies | investor protection violation | 2020 | SEC | $1,000,000 |
| Covia Holdings Corp. and Fairmount Santrol Holdings Inc. | investor protection violation | 2020 | SEC | $1,000,000 | ||
| Southern California Edison Co. (SCE) | Edison International | utilities and power generation | utility safety violation | 2020 | CA-PUC | $1,000,000 |
| Boston Gas Company and Colonial Gas Company d/b/a National Grid | National Grid | utilities and power generation | utility safety violation | 2020 | MA-DPU | $1,000,000 |
| Boston Gas Company and Colonial Gas Company d/b/a National Grid | National Grid | utilities and power generation | utility safety violation | 2020 | MA-DPU | $1,000,000 |
| Dominion Energy Ohio | Dominion Energy | utilities and power generation | utility safety violation | 2020 | OH-PUC | $1,000,000 |
| Teami LLC | consumer protection violation | 2020 | FTC | $1,000,000 | ||
| Lupin Pharmaceuticals Inc. | Lupin Limited | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,000,000 |
| Meritor Inc. | Cummins | miscellaneous manufacturing | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,000,000 |
| Shizuki Electric Co. Ltd. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,000,000 | ||
| State Of Michigan | wage and hour violation | 2020 | MI-LEO | $1,000,000 | ||
| KP KAUFFMAN COMPANY INC | environmental violation | 2020 | EPA | $1,000,000 | ||
| Charter Communications, Inc. | Charter Communications | telecommunications | consumer protection violation | 2020 | WA-AG | $995,060 |
| Volkswagen AG | Volkswagen | motor vehicles | employment discrimination | 2020 | private lawsuit-federal | $995,000 |
| Fallen Hero Bracelets | consumer protection violation | 2020 | WA-AG | $995,000 | ||
| Virginia Electric and Power Co. | Dominion Energy | utilities and power generation | environmental violation | 2020 | VA-ENV | $990,000 |
| Computer Sciences Corp. | DXC Technology | information technology | False Claims Act and related | 2020 | NY-AG | $989,565 |
| MUFG Bank Ltd. | U.S. Bancorp | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $985,000 |
| LPL Financial LLC | LPL Financial | financial services | investor protection violation | 2020 | NH-BSR | $976,000 |
| Societe Generale | Societe Generale | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $975,000 |
| iNovex Information Systems, Incorporated | False Claims Act and related | 2020 | USAO | $962,747 | ||
| WMS Solutions LLC | employment discrimination | 2020 | OFCCP | $960,905 | ||
| BorgWarner Inc. | BorgWarner | automotive parts | accounting fraud or deficiencies | 2020 | SEC | $950,000 |
| Green Tokai Co. Ltd. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $950,000 | ||
| Evolution Quality Guard Inc. | wage and hour violation | 2020 | WHD | $942,127 | ||
| Position Gurus and Top Shelf Ecommerce | consumer protection violation | 2020 | FTC | $931,000 | ||
| BPU Investment Management, Inc. | investor protection violation | 2020 | SEC | $927,107 | ||
| Indianapolis Power & Light Company | AES Corp. | utilities and power generation | environmental violation | 2020 | EPA | $925,000 |
| Princeton University | Princeton University | miscellaneous services | employment discrimination | 2020 | OFCCP | $925,000 |
| Foremost Trading LLC | investor protection violation | 2020 | CFTC | $923,013 | ||
| Monterey Mushrooms, Inc. | Monterey Mushrooms | food products | environmental violation | 2020 | CA-WAT | $911,800 |
| HAVILAND ENTERPRISES, INC. | environmental violation | 2020 | EPA | $906,110 | ||
| Venture Capital Investments LLC | investor protection violation | 2020 | CFTC | $900,604 | ||
| Southern California Edison | Edison International | utilities and power generation | environmental violation | 2020 | USAO | $900,000 |
| Curtis Investment Group, Inc. | discriminatory practices (non-employment) | 2020 | DC-AG | $900,000 | ||
| Argo Group International Holdings, Ltd. | investor protection violation | 2020 | SEC | $900,000 | ||
| Frontier Communications Corp. et al. | Frontier Communications | telecommunications | consumer protection violation | 2020 | WA-AG | $900,000 |
| Dillard's, Inc. | Dillard's | retailing | employment discrimination | 2020 | EEOC | $900,000 |
| Pacific Gas & Electric Co. (PG&E) | PG&E Corp. | utilities and power generation | utility safety violation | 2020 | CA-PUC | $900,000 |
| Hokuriku Electric Industry Co. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $900,000 | ||
| Comtech Telecommunications Corp. | Comtech Telecommunications | telecommunications | economic sanction violation | 2020 | OFAC | $894,111 |
| Creative Financial Designs, Inc. | investor protection violation | 2020 | SEC | $890,240 | ||
| P-D Valmiera Glass USA Corp. | WARN Act violation | 2020 | private lawsuit-federal | $887,500 | ||
| Advanced Pain Management Holdings Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $885,452 | ||
| STABL (F/K/A NEBRASKA BY PRODUCTS); LANT, INC.; LEON JOHNSON; AND ANN JOHNSON | environmental violation | 2020 | EPA | $880,000 | ||
| Timberline South LLC | wage and hour violation | 2020 | WHD | $878,874 | ||
| SMM New England Corp. | environmental violation | 2020 | RI-AG | $875,000 | ||
| Competitive Energy Services, LLC | energy market violation | 2020 | FERC | $875,000 | ||
| SMM NEW ENGLAND CORPORATION d/b/a SIMS METAL MANAGEMENT | environmental violation | 2020 | RI-ENV | $875,000 | ||
| Synapse Group, Inc. | consumer protection violation | 2020 | WA-AG | $875,000 | ||
| Shamrock Foods Company | Shamrock Foods | restaurants and foodservice | employment discrimination | 2020 | OFCCP | $858,492 |
| Boucher & James, Inc. | False Claims Act and related | 2020 | PA-AG | $851,000 | ||
| Punch It Performance and Tuning | environmental violation | 2020 | USAO | $850,000 | ||
| Pioneer Products Inc. and Noble Industrial Supply Corp. | False Claims Act and related | 2020 | MA-AG | $850,000 | ||
| Northshore University Healthsystem | Northshore University Healthsystem | healthcare services | wage and hour violation | 2020 | private lawsuit-federal | $850,000 |
| Aisin Seiki Co. Ltd. | Aisin Corp. | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $850,000 |
| Punch It | environmental violation | 2020 | EPA | $850,000 | ||
| Mejia Corp. dba El Tio Tex-Mex Grill | wage and hour violation | 2020 | WHD | $848,006 | ||
| Keihin Corporation | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $836,000 |
| Henningsen Foods Inc. | environmental violation | 2020 | EPA | $827,500 | ||
| HENNINGSEN FOODS INC | environmental violation | 2020 | EPA | $827,500 | ||
| Approved Financial Inc. | consumer protection violation | 2020 | NC-AG | $825,000 | ||
| Faurecia Madison Automobile Seating, Inc. | Forvia | automotive parts | employment discrimination | 2020 | EEOC | $825,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2020 | USAO | $825,000 |
| Whitford Worldwide Company, LLC | economic sanction violation | 2020 | OFAC | $824,314 | ||
| A.S. Research, LLC | consumer protection violation | 2020 | FTC | $821,000 | ||
| EXIDE CORPORATION(GENERAL BATTERY CORP.) | Exide Technologies | miscellaneous energy products and systems | environmental violation | 2020 | EPA | $820,000 |
| Days and Towers, LLC | False Claims Act and related | 2020 | USAO | $817,927 | ||
| Pool Water Products Inc. | environmental violation | 2020 | EPA | $800,000 | ||
| Harris Jewelry | consumer protection violation | 2020 | TN-AG | $800,000 | ||
| Charter Communications, Inc. | Charter Communications | telecommunications | employment discrimination | 2020 | EEOC | $800,000 |
| Koppers Inc. | Koppers | chemicals | environmental violation | 2020 | EPA | $800,000 |
| Williamsburg Physical Therapy, P.C. and Euro Physical Therapy, P.C. | False Claims Act and related | 2020 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $800,000 | ||
| Cormark Securities Inc. | investor protection violation | 2020 | SEC | $800,000 | ||
| Handicare USA dba Prism Medical Services | False Claims Act and related | 2020 | USAO | $800,000 | ||
| Pool Water Products, Inc. | environmental violation | 2020 | EPA | $800,000 | ||
| 7 S Packing, LLC, dba Texas Packing Company | agribusiness violation | 2020 | AMS | $797,975 | ||
| A.S.V. INC., A/K/A TEREX | labor relations violation | 2020 | NLRB | $791,515 | ||
| Plymouth Rock Assurance Corporation of New York | insurance violation | 2020 | NY-DFS | $791,000 | ||
| Clean Harbors Environmental Services Inc. | Clean Harbors Inc. | waste management and environmental services | environmental violation | 2020 | EPA | $790,000 |
| Trina Health-Wichita NW LLC | False Claims Act and related | 2020 | USAO | $775,000 | ||
| J.R. Simplot Company | J.R. Simplot | agribusiness | environmental violation | 2020 | EPA | $775,000 |
