Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2007 | SEC | $10,500,000 |
Barclays Bank PLC | Barclays | financial services | insider trading | 2007 | SEC | $10,943,561 |
Deloitte & Touche LLP | Deloitte | business services | accounting fraud or deficiencies | 2005 | SEC | $375,000 |
Deloitte & Touche LLP | Deloitte | business services | accounting fraud or deficiencies | 2005 | SEC | $50,000,000 |
Royal Dutch Petroleum Company | Shell PLC | oil and gas | accounting fraud or deficiencies | 2004 | SEC | $120,000,000 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2004 | SEC | $2,400,000 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2003 | SEC | $1,000,000 |
PricewaterhouseCoopers LL | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2002 | SEC | $5,000,000 |
AstraZeneca PLC | AstraZeneca | pharmaceuticals | kickbacks and bribery | 2016 | SEC | $5,522,000 |
Ernst & Young | Ernst & Young | business services | accounting fraud or deficiencies | 2016 | SEC | $9,300,000 |
GlaxoSmithKline plc | GlaxoSmithKline | pharmaceuticals | kickbacks and bribery | 2016 | SEC | $20,000,000 |
Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2016 | SEC | $11,800,000 |
Barclays Capital | Barclays | financial services | investor protection violation | 2017 | SEC | $97,037,659 |
Osiris Therapeutics | Smith & Nephew | medical equipment and supplies | accounting fraud or deficiencies | 2017 | SEC | $1,500,000 |
Aegerion Pharmaceuticals | Amryt Pharma | pharmaceuticals | investor protection violation | 2017 | SEC | $4,100,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2017 | SEC | $12,710,040 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | SEC | $500,000 |
Deloitte & Touche | Deloitte | business services | accounting fraud or deficiencies | 2018 | SEC | $99,057 |
Royal Bank of Scotland Group plc | NatWest Group PLC | financial services | investor protection violation | 2014 | SEC | $120,000 |
Ernst & Young LLP | Ernst & Young | business services | investor protection violation | 2008 | SEC | $2,918,987 |
Ernst & Young LLP | Ernst & Young | business services | investor protection violation | 2007 | SEC | $1,587,170 |
Deloitte Touche Tohmatsu LLC | Deloitte | business services | accounting fraud or deficiencies | 2019 | SEC | $2,000,000 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | investor protection violation | 2019 | SEC | $7,944,055 |
Deloitte Touche Tohmatsu Certified Public Accountants Limited | Deloitte | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
Ernst & Young Hua Ming LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
PricewaterhouseCoopers Zhong Tian CPAs Limited Company | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
Diageo plc | Diageo | beverages | investor protection violation | 2020 | SEC | $5,000,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2020 | SEC | $725,000 |
Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2021 | SEC | $10,000,000 |
Ernst & Young LLP | Ernst & Young | business services | investor protection violation | 2022 | SEC | $100,000,000 |
Janus Henderson Investors US LLC | Janus Henderson | financial services | investor protection violation | 2022 | SEC | $150,000 |
Deloitte Touche Tohmatsu Certified Public Accountants LLP (Deloitte-China) | Deloitte | business services | accounting fraud or deficiencies | 2022 | SEC | $20,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2023 | SEC | $15,000,000 |
Rio Tinto PLC | Rio Tinto | mining and minerals | investor protection violation | 2023 | SEC | $28,000,000 |
GKN AEROSPACE SOUTH CAROLINA INC | Melrose Industries | miscellaneous manufacturing | hazardous waste violation | 2020 | SC-ENV | $6,000 |
BALFOUR BEATTY CONSTRUCTION, LLC | Balfour Beatty | construction and engineering | air pollution violation | 2011 | SC-ENV | $11,000 |
GKN Aerospace South Carolina, Inc. | Melrose Industries | miscellaneous manufacturing | environmental violation | 2022 | SC-ENV | $15,000 |
OMNOVA Solutions, Inc. | Synthomer | chemicals | environmental violation | 2023 | SC-ENV | $12,050 |
TA Operating LLC | BP | oil and gas | environmental violation | 2017 | RI-ENV | $6,250 |
Jiffy Lube International, Inc. | Shell PLC | oil and gas | environmental violation | 2004 | RI-ENV | $9,000 |
First Student, Inc. | FirstGroup | miscellaneous services | environmental violation | 2000 | RI-ENV | $7,205 |
Shell Oil Co. et al. | Shell PLC | oil and gas | MTBE violation | 2022 | RI-AG | $5,000,000 |
BP | BP | oil and gas | MTBE violation | 2022 | RI-AG | $205,000 |
AMOCO OIL CO | BP | oil and gas | pipeline safety violation | 2010 | PHMSA | $90,000 |
BP PIPELINES (ALASKA) INC | BP | oil and gas | pipeline safety violation | 2011 | PHMSA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,500,000 |
SHELL PIPELINE CO. L.P. | Shell PLC | oil and gas | pipeline safety violation | 2014 | PHMSA | $144,000 |
SHELL PIPELINE CO. L.P. | Shell PLC | oil and gas | pipeline safety violation | 2010 | PHMSA | $6,300 |
NATIONAL GRID LNG L.P. | National Grid | utilities and power generation | pipeline safety violation | 2009 | PHMSA | $41,000 |
AERA ENERGY LLC | Shell PLC | oil and gas | pipeline safety violation | 2009 | PHMSA | $15,000 |
AMOCO OIL CO | BP | oil and gas | pipeline safety violation | 2007 | PHMSA | $10,000 |
NATIONAL GRID LNG L.P. | National Grid | utilities and power generation | pipeline safety violation | 2007 | PHMSA | $108,000 |
BP OIL PIPELINE CO | BP | oil and gas | pipeline safety violation | 2006 | PHMSA | $5,000 |
U.S. BORAX | Rio Tinto | mining and minerals | pipeline safety violation | 2006 | PHMSA | $5,000 |
BP PIPELINE (NORTH AMERICA) INC. | BP | oil and gas | pipeline safety violation | 2006 | PHMSA | $45,000 |
AMOCO OIL CO | BP | oil and gas | pipeline safety violation | 2006 | PHMSA | $5,000 |
AMOCO OIL CO | BP | oil and gas | pipeline safety violation | 2006 | PHMSA | $50,000 |
BP PIPELINE (NORTH AMERICA) INC. | BP | oil and gas | pipeline safety violation | 2006 | PHMSA | $10,000 |
BP PIPELINE (NORTH AMERICA) INC. | BP | oil and gas | pipeline safety violation | 2006 | PHMSA | $45,250 |
NATIONAL GRID LNG L.P. | National Grid | utilities and power generation | pipeline safety violation | 2006 | PHMSA | $11,600 |
BP PIPELINE (NORTH AMERICA) INC. | BP | oil and gas | pipeline safety violation | 2005 | PHMSA | $18,500 |
PRAXAIR INC | Linde | industrial services | pipeline safety violation | 2005 | PHMSA | $8,000 |
BP PIPELINE (NORTH AMERICA) INC. | BP | oil and gas | pipeline safety violation | 2005 | PHMSA | $15,500 |
SHELL OIL PRODUCTS COMPANY | Shell PLC | oil and gas | pipeline safety violation | 2005 | PHMSA | $7,500 |
SHELL PIPELINE CO. L.P. | Shell PLC | oil and gas | pipeline safety violation | 2005 | PHMSA | $12,000 |
SHELL PIPELINE CO. L.P. | Shell PLC | oil and gas | pipeline safety violation | 2005 | PHMSA | $11,500 |
BP OIL PIPELINE CO | BP | oil and gas | pipeline safety violation | 2004 | PHMSA | $35,000 |
EQUILON ENTERPRISES LLC DBA SHELL OIL PRODUCTS US - SHELL AV | Shell PLC | oil and gas | pipeline safety violation | 2003 | PHMSA | $10,000 |
BP PIPELINE (NORTH AMERICA) INC. | BP | oil and gas | pipeline safety violation | 2003 | PHMSA | $35,000 |
AMOCO EXPLORATION AND PRODUCTION COMPANY | BP | oil and gas | pipeline safety violation | 2003 | PHMSA | $5,000 |
BP PIPELINE (NORTH AMERICA) INC. | BP | oil and gas | pipeline safety violation | 2002 | PHMSA | $55,000 |
SHELL PIPELINE CO. L.P. | Shell PLC | oil and gas | pipeline safety violation | 2016 | PHMSA | $25,900 |
BP PIPELINE (NORTH AMERICA) INC. | BP | oil and gas | pipeline safety violation | 2017 | PHMSA | $100,000 |
BOC GASES | Linde | industrial services | pipeline safety violation | 2018 | PHMSA | $43,200 |
Linde | Linde | industrial services | pipeline safety violation | 2024 | PHMSA | $20,400 |
BP Pipeline Inc. | BP | oil and gas | pipeline safety violation | 2024 | PHMSA | $41,600 |
PricewaterhouseCoopers | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2019 | PCAOB | $10,000 |
Deloitte Anjin LLC | Deloitte | business services | accounting fraud or deficiencies | 2019 | PCAOB | $350,000 |
PricewaterhouseCoopers, S.C. | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2019 | PCAOB | $100,000 |
Deloitte & Touche Ltda. | Deloitte | business services | accounting fraud or deficiencies | 2019 | PCAOB | $15,000 |
Deloitte LLP | Deloitte | business services | accounting fraud or deficiencies | 2018 | PCAOB | $350,000 |
Deloitte & Touche LLP | Deloitte | business services | accounting fraud or deficiencies | 2018 | PCAOB | $500,000 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2017 | PCAOB | $1,000,000 |
Ernst & Young, S.L. | Ernst & Young | business services | accounting fraud or deficiencies | 2017 | PCAOB | $10,000 |
Price Waterhouse & Co. S.R.L. | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2017 | PCAOB | $25,000 |
PricewaterhouseCoopers Auditores, S.L. | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2017 | PCAOB | $15,000 |
Deloitte Accountants B.V. | Deloitte | business services | accounting fraud or deficiencies | 2016 | PCAOB | $300,000 |
Deloitte Touche Tohmatsu Auditores Independentes | Deloitte | business services | accounting fraud or deficiencies | 2016 | PCAOB | $8,000,000 |
Deloitte & Touche LLP | Deloitte | business services | accounting fraud or deficiencies | 2013 | PCAOB | $2,000,000 |
Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2012 | PCAOB | $2,000,000 |
Price Waterhouse, Bangalore et al. | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2011 | PCAOB | $1,500,000 |
Deloitte & Touche LLP | Deloitte | business services | accounting fraud or deficiencies | 2007 | PCAOB | $1,000,000 |
Deloitte LLP | Deloitte | business services | accounting fraud or deficiencies | 2021 | PCAOB | $350,000 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2022 | PCAOB | $750,000 |
Deloitte & Touche S.A.S. | Deloitte | business services | accounting fraud or deficiencies | 2023 | PCAOB | $900,000 |
Deloitte Audit | Deloitte | business services | accounting fraud or deficiencies | 2023 | PCAOB | $50,000 |
PricewaterhouseCoopers Auditing Company SA | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2023 | PCAOB | $3,000,000 |
PricewaterhouseCoopers | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2023 | PCAOB | $4,000,000 |
PricewaterhouseCoopers Zhong Tian LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2023 | PCAOB | $3,000,000 |
PricewaterhouseCoopers Australia | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2024 | PCAOB | $600,000 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2024 | PCAOB | $2,750,000 |