Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| National Grid | National Grid | utilities and power generation | utility safety violation | 2016 | MA-DPU | $1,250,000 |
| National Grid | National Grid | utilities and power generation | utility safety violation | 2016 | NY-PSC | $500,000 |
| BP West Coast Products LLC | BP | oil and gas | air pollution violation | 2016 | WA-NCAA | $5,000 |
| BarclaysPLC | Barclays | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| HSBC HoldingsPLC | HSBC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| National Westminster Bank plc | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $3,500,000 |
| Royal Bank of Scotland GroupPLC | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| R.J. Reynolds Tobacco Co. | British American Tobacco | tobacco | consumer protection violation | 2016 | private lawsuit-federal | $4,750,000 |
| CROTHALL HEALTHCARE INC. | Compass Group | restaurants and foodservice | workplace safety or health violation | 2016 | OSHA | $40,000 |
| BAE SYSTEMS NORFOLK SHIP REPAIR | BAE Systems | aerospace and military contracting | workplace safety or health violation | 2016 | OSHA | $9,903 |
| BAE SYSTEMS NORFOLK SHIP REPAIR | BAE Systems | aerospace and military contracting | workplace safety or health violation | 2016 | OSHA | $10,400 |
| TA OPERATING LLC | BP | oil and gas | workplace safety or health violation | 2016 | OSHA | $7,350 |
| UNITED STATES COLD STORAGE OF CALIFORNIA | Swire | diversified | workplace safety or health violation | 2016 | OSHA | $16,930 |
| EVRAZ INC. NA | Evraz | metals | workplace safety or health violation | 2016 | OSHA | $63,000 |
| GARDA WORLD CASH LOGISTICS INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $5,100 |
| THE FINISH LINE, INC. OF INDIANA | JD Sports Fashion | retailing | workplace safety or health violation | 2016 | OSHA | $8,190 |
| UNITED STATES COLD STORAGE | Swire | diversified | workplace safety or health violation | 2016 | OSHA | $6,445 |
| FIRST STUDENT, INC. | FirstGroup | miscellaneous services | workplace safety or health violation | 2016 | OSHA | $57,501 |
| COLE HAAN LLC | Apax Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $5,250 |
| TATE & LYLE INGREDIENTS AMERICAS, INC. | Tate & Lyle | agribusiness | workplace safety or health violation | 2016 | OSHA | $34,920 |
| PGP INTERNATIONAL INC. | Associated British Foods | food products | workplace safety or health violation | 2016 | OSHA | $9,450 |
| BAE SYSTEMS ORDNANCE SYSTEMS, INC. | BAE Systems | aerospace and military contracting | workplace safety or health violation | 2016 | OSHA | $7,572 |
| FERGUSON ENTERPRISES INC. | Ferguson PLC | building materials | workplace safety or health violation | 2016 | OSHA | $13,400 |
| INEOS ABS (USA) LLC | Ineos | chemicals | workplace safety or health violation | 2016 | OSHA | $37,400 |
| GARDA CL NEW ENGLAND, INCORPORATED | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $70,000 |
| GARDA CL CENTRAL INC | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $29,500 |
| GARDA WORLD | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $7,000 |
| GKN SINTER METALS | Melrose Industries | miscellaneous manufacturing | workplace safety or health violation | 2016 | OSHA | $5,882 |
| TRAVEL CENTERS OF AMERICA | BP | oil and gas | workplace safety or health violation | 2016 | OSHA | $16,711 |
| TENNESSEE ALLOYS COMPANY, LLC | Ferroglobe | metals | workplace safety or health violation | 2016 | OSHA | $8,730 |
| UNILEVER ICE CREAM | Unilever | food products | workplace safety or health violation | 2016 | OSHA | $26,652 |
| GKN AEROSPACE MONITOR, INC | Melrose Industries | miscellaneous manufacturing | workplace safety or health violation | 2016 | OSHA | $10,864 |
| OMNOVA SOLUTIONS, INC. | Synthomer | chemicals | workplace safety or health violation | 2016 | OSHA | $5,679 |
| HOLIDAY INN, LLC | InterContinental Hotels | hotels | workplace safety or health violation | 2016 | OSHA | $6,360 |
| GARDA WORLD | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $6,338 |
| FIRST STUDENT, INC. | FirstGroup | miscellaneous services | workplace safety or health violation | 2016 | OSHA | $15,200 |
| TATE - LYLE GRAIN INCORPORATED | Tate & Lyle | agribusiness | workplace safety or health violation | 2016 | OSHA | $7,000 |
| FIRST STUDENT, INC. | FirstGroup | miscellaneous services | workplace safety or health violation | 2016 | OSHA | $11,901 |
| ROLLS-ROYCE CROSSPOINTE, LLC | Rolls-Royce | aerospace and military contracting | workplace safety or health violation | 2016 | OSHA | $7,467 |
| GKN SINTER METALS - DUBOIS | Melrose Industries | miscellaneous manufacturing | workplace safety or health violation | 2016 | OSHA | $8,000 |
| EVRAZ INC. NA | Evraz | metals | workplace safety or health violation | 2016 | OSHA | $8,500 |
| JOHNSON MATTHEY PHARMACEUTICAL MATERIALS INC | Johnson Matthey | metals | air pollution violation | 2016 | EPA | $110,000 |
| OMNOVA SOLUTIONS, INC. | Synthomer | chemicals | environmental violation | 2016 | EPA | $7,090 |
| BP EXPLORATION/MOEX/TRANSOCEAN DEEPWATER/TRITON/GULF OF MEXICO OIL SPILL/DEEPWATER HORIZON (NC) | BP | oil and gas | water pollution violation | 2016 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,377,250,000 |
| SHELL CHEMICAL LP | Shell PLC | oil and gas | environmental violation | 2016 | EPA | $22,407 |
| BAE SYSTEMS ORDNANCE SYSTEMS, INC. | BAE Systems | aerospace and military contracting | PCB violation | 2016 | EPA | $14,450 |
| BAE SYSTEMS ORDNANCE SYSTEMS, INC. | BAE Systems | aerospace and military contracting | water pollution violation | 2016 | EPA | $168,750 |
| LINDE GAS NORTH AMERICA | Linde | industrial services | air pollution violation | 2016 | EPA | $111,707 |
| BP Products North America Inc. | BP | oil and gas | air pollution violation | 2016 | EPA | $50,313 |
| BP/AMOCO CORPORATION (BLANCHARD REFINING)-TEXAS CITY REFINERY | BP | oil and gas | air pollution violation | 2016 | EPA | $3,450,000 |
| BP Exploration & Production Inc. (Gulf of Mexico Oil Spill) (National Case) (Lead) | BP | oil and gas | water pollution violation | 2016 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,372,250,000 |
| Shell Chemical L.P. | Shell PLC | oil and gas | air pollution violation | 2016 | EPA | $91,800 |
| INEOS Nitriles USA LLC | Ineos | chemicals | air pollution violation | 2016 | EPA | $174,250 |
| United States Cold Storage LP | Swire | diversified | air pollution violation | 2016 | EPA | $30,000 |
| BP Exploration (Alaska) Inc | BP | oil and gas | water pollution violation | 2016 | EPA | $30,000 |
| Equilon Enterprises | Shell PLC | oil and gas | air pollution violation | 2015 | EPA | $900,000 |
| Triumph Motorcycles Ltd. and Triumph Motorcycles (America) Ltd. | Triumph Motorcycles Ltd. | motor vehicles | motor vehicle safety violation | 2015 | NHTSA | $2,900,000 |
| First Student Inc. | FirstGroup | miscellaneous services | motor vehicle safety violation | 2015 | FMCSA | $11,690 |
| Norbulk Shipping UK Ltd | Norbulk Shipping UK Ltd | freight and logistics | environmental violation | 2015 | USCG | $750,000 |
| MTU America Inc. | Rolls-Royce | aerospace and military contracting | air pollution violation | 2015 | EPA | $1,200,000 |
| BP | BP | oil and gas | oil spill | 2015 | DOJ | $20,800,000,000 |
| ROYAL BANK OF SCOTLAND PLC | NatWest Group PLC | financial services | banking violation | 2015 | FED | $274,000,000 |
| Coutts & Co Ltd | NatWest Group PLC | financial services | tax violations | 2015 | DOJ_TAX | $78,484,000 |
| Standard Chartered Bank (Switzerland) SA, en liquidation | Standard Chartered | financial services | tax violations | 2015 | DOJ_TAX | $6,337,000 |
| AER LINGUS LIMITED | International Airlines Group | airlines | aviation safety violation | 2015 | FAA | $42,690 |
| ASHTA CHEMICALS, INC. | Ineos | chemicals | railroad safety violation | 2015 | FRA | $7,500 |
| BAE Systems | BAE Systems | aerospace and military contracting | railroad safety violation | 2015 | FRA | $9,000 |
| PRAXAIR, INC. | Linde | industrial services | railroad safety violation | 2015 | FRA | $5,000 |
| Shell Canada Products | Shell PLC | oil and gas | railroad safety violation | 2015 | FRA | $6,000 |
| AstraZeneca LP | AstraZeneca | pharmaceuticals | False Claims Act and related | 2015 | DOJ_CIVIL | $46,500,000 |
| Deloitte & Touche LLP | Deloitte | business services | accounting fraud or deficiencies | 2015 | SEC | $1,113,916 |
| INEOS PHENOL, INC. | Ineos | chemicals | railroad safety violation | 2015 | FRA | $5,000 |
| ASHTA CHEMICALS INC. | Ineos | chemicals | railroad safety violation | 2015 | FRA | $12,000 |
| Compass Group USA, Inc., d/b/a Chartwells Dining Services | Compass Group | restaurants and foodservice | labor relations violation | 2015 | NLRB | $14,305 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $10,000,000 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $3,800,000 |
| AstraZeneca LP | AstraZeneca | pharmaceuticals | False Claims Act and related | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $46,500,000 |
| BP | BP | oil and gas | oil spill | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,900,000,000 |
| BP | BP | oil and gas | oil spill | 2015 | MS-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,500,000,000 |
| Brown and Williamson Tobacco Corp. | British American Tobacco | tobacco | tobacco litigation | 2015 | MS-AG | $7,500,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2015 | NY-AG | $10,000,000 |
| HSBC | HSBC | financial services | consumer protection violation | 2015 | MO-AG | $825,000 |
| R. J. Reynolds Tobacco Co. | British American Tobacco | tobacco | tobacco litigation | 2015 | MS-AG | $7,500,000 |
| BAE Systems San Diego Ship Repair, Inc. | BAE Systems | aerospace and military contracting | environmental violation | 2015 | CA-SDCA | $54,135 |
| Deloitte Touche Tohmatsu Certified Public Accountants Limited | Deloitte | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
| Ernst & Young Hua Ming LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
| PricewaterhouseCoopers Zhong Tian CPAs Limited Company | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
| OMNOVA SOLUTIONS INC | Synthomer | chemicals | environmental violation | 2015 | PA-ENV | $8,720 |
| JOHNSTOWN WIRE TECHS INC | GFG Alliance | metals | environmental violation | 2015 | PA-ENV | $10,500 |
| INEOS BIO USA, LLC | Ineos | chemicals | hazardous waste violation | 2015 | AR-ENV | $6,750 |
| Johnson Matthey, Inc. | Johnson Matthey | metals | air pollution violation | 2015 | CA-ARB | $50,000 |
| MTU America, Inc. | Rolls-Royce | aerospace and military contracting | air pollution violation | 2015 | CA-ARB | $1,500,000 |
| BP Products North America Inc. | BP | oil and gas | underground storage tank violation | 2015 | CA-WAT | $7,900,000 |
| CF&I Steel | Evraz | metals | air pollution violation | 2015 | CO-DPHE | $14,000 |
| BP America Production Co. | BP | oil and gas | environmental violation | 2015 | CO-OIL | $20,000 |
| BP PRODUCTS NORTH AMERICA INC | BP | oil and gas | air pollution violation | 2015 | IN-ENV | $12,500 |
| Shell Pipeline Company, LP | Shell PLC | oil and gas | environmental violation | 2015 | LA-ENV | $8,000 |
| BP America Production Company | BP | oil and gas | environmental violation | 2015 | LA-ENV | $8,000 |
| DIAGEO NORTH AMERICA | Diageo | beverages | air pollution violation | 2015 | MD-ENV | $35,000 |
| JOHNSON MATTHEY INC WEST DEPTFORD SITE | Johnson Matthey | metals | air pollution violation | 2015 | NJ-ENV | $13,800 |
| JOHNSON MATTHEY PHARMACEUTICAL MATERIALS | Johnson Matthey | metals | air pollution violation | 2015 | NJ-ENV | $9,000 |
