Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| NatWest Markets Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,750,000 |
| R.J. Reynolds Tobacco Co. | British American Tobacco | tobacco | consumer protection violation | 2016 | private lawsuit-federal | $4,750,000 |
| National Grid | National Grid | utilities and power generation | wage and hour violation | 2013 | NY-AG | $4,800,000 |
| PricewaterhouseCoopers LL | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2002 | SEC | $5,000,000 |
| Compass Group USA | Compass Group | restaurants and foodservice | wage and hour violation | 2014 | private lawsuit-federal | $5,000,000 |
| R.J. Reynolds Tobacco Company | British American Tobacco | tobacco | tobacco litigation | 2006 | CA-AG | $5,000,000 |
| Diageo plc | Diageo | beverages | investor protection violation | 2020 | SEC | $5,000,000 |
| Shell Oil Co. et al. | Shell PLC | oil and gas | MTBE violation | 2022 | RI-AG | $5,000,000 |
| BP | BP | oil and gas | consumer protection violation | 2015 | private lawsuit-federal | $5,000,000 |
| Shell Oil | Shell PLC | oil and gas | consumer protection violation | 2015 | private lawsuit-federal | $5,000,000 |
| INEOS ABS USA Corp. | Ineos | chemicals | environmental violation | 2009 | EPA | $5,100,000 |
| HSBC | HSBC | financial services | toxic securities abuses | 2012 | NCUA | $5,250,000 |
| British American Tobacco p.l.c. | British American Tobacco | tobacco | economic sanction violation | 2023 | OFAC | $5,348,685 |
| National Grid | National Grid | utilities and power generation | environmental violation | 2023 | EPA | $5,380,000 |
| AstraZeneca | AstraZeneca | pharmaceuticals | consumer protection violation | 2010 | KY-AG | $5,391,000 |
| AstraZeneca | AstraZeneca | pharmaceuticals | off-label or unapproved promotion of medical products | 2013 | KY-AG | $5,500,000 |
| AstraZeneca PLC | AstraZeneca | pharmaceuticals | kickbacks and bribery | 2016 | SEC | $5,522,000 |
| NCS Pearson Inc. | Pearson | information technology | False Claims Act and related | 2008 | DOJ_CIVIL | $5,600,000 |
| Barclays PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $5,700,000 |
| International Airlines Group | International Airlines Group | airlines | False Claims Act and related | 2018 | DOJ_CIVIL | $5,800,000 |
| LexisNexis Risk Solutions Inc. | RELX Group | media | False Claims Act and related | 2019 | MULTI-AG | $5,800,000 |
| Shell Oil Company | Shell PLC | oil and gas | air pollution violation | 2009 | private lawsuit-federal | $5,800,000 |
| PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2009 | NJ-AG | $5,850,000 |
| Kilgore Flares Company | Chemring | aerospace and military contracting | False Claims Act and related | 2016 | DOJ_CIVIL | $6,000,000 |
| PricewaterhouseCoopers | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2011 | SEC | $6,000,000 |
| National Grid USA | National Grid | utilities and power generation | False Claims Act and related | 2021 | NY-AG | $6,000,000 |
| HSBC Finance Corporation et al. | HSBC | financial services | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
| BAE Systems Controls | BAE Systems | aerospace and military contracting | False Claims Act and related | 2002 | DOJ_CIVIL | $6,200,000 |
| R.J. Reynolds Tobacco | British American Tobacco | tobacco | tobacco litigation | 2011 | DOJ_CIVIL | $6,250,000 |
| William Penn Life Insurance Company | Legal & General Group PLC | financial services | insurance violation | 2018 | NY-DFS | $6,300,000 |
| Standard Chartered Bank (Switzerland) SA, en liquidation | Standard Chartered | financial services | tax violations | 2015 | DOJ_TAX | $6,337,000 |
| Shell Chemical | Shell PLC | oil and gas | environmental violation | 2007 | LA-ENV | $6,500,000 |
| Compass Group USA, Inc. | Compass Group | restaurants and foodservice | privacy violation | 2022 | private lawsuit-federal | $6,800,000 |
| HSBC | HSBC | financial services | wage and hour violation | 2016 | private lawsuit-federal | $6,982,000 |
| BP Energy Company | BP | oil and gas | energy market violation | 2007 | FERC | $7,000,000 |
| National Grid | National Grid | utilities and power generation | consumer protection violation | 2018 | MA-AG | $7,000,000 |
| HSBC | HSBC | financial services | False Claims Act and related | 2020 | CA-AG | $7,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| BP Amoco Polymers Inc. | BP | oil and gas | price-fixing or anti-competitive practices | 2005 | private lawsuit-federal | $7,000,000 |
| Royal Bank of Scotland plc | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,100,000 |
| First Transit | FirstGroup | miscellaneous services | consumer protection violation | 2012 | MA-AG | $7,300,000 |
| Brown and Williamson Tobacco Corp. | British American Tobacco | tobacco | tobacco litigation | 2015 | MS-AG | $7,500,000 |
| Equilon Enterprises LLC, and Deer Park Refining Limited Partnership | Shell PLC | oil and gas | air pollution violation | 2001 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $7,500,000 |
| R. J. Reynolds Tobacco Co. | British American Tobacco | tobacco | tobacco litigation | 2015 | MS-AG | $7,500,000 |
| Equilon Enterprises LLC | Shell PLC | oil and gas | wage and hour violation | 2019 | private lawsuit-federal | $7,750,000 |
| SHELL PIPELINE COMPANY LP | Shell PLC | oil and gas | environmental violation | 2002 | WA-ENV | $7,860,000 |
| BP Products North America Inc. | BP | oil and gas | underground storage tank violation | 2015 | CA-WAT | $7,900,000 |
| PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | investor protection violation | 2019 | SEC | $7,944,055 |
| Atlantic Richfield Co. | BP | oil and gas | water pollution violation | 2008 | MT-AG | $8,000,000 |
| National Grid | National Grid | utilities and power generation | consumer protection violation | 2009 | MA-AG | $8,000,000 |
| Atlantic Richfield Co. | BP | oil and gas | MTBE violation | 2002 | CA-OCDA | $8,000,000 |
| Deloitte Touche Tohmatsu Auditores Independentes | Deloitte | business services | accounting fraud or deficiencies | 2016 | PCAOB | $8,000,000 |
| Equilon Enterprises | Shell PLC | oil and gas | oil spill | 2008 | private lawsuit-state | $8,000,000 |
| Royal Bank of Scotland PLC | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
| Brown & Williamson Tobacco Corp. | British American Tobacco | tobacco | tobacco litigation | 2011 | MS-AG | $8,100,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2009 | SEC | $8,500,000 |
| Niagara Mohawk Power Corp. | National Grid | utilities and power generation | environmental violation | 2005 | NY-AG | $8,500,000 |
| Roxane Laboratories, Inc. | Hikma Pharmaceuticals | pharmaceuticals | False Claims Act and related | 2009 | FL-AG | $8,500,000 |
| Rowan Companies, Inc. | Valaris | oilfield services and supplies | environmental violation | 2007 | EPA | $9,000,000 |
| Barclays Capital Inc. | Barclays | financial services | toxic securities abuses | 2016 | VA-AG | $9,000,000 |
| Globe Metallurgical, Inc. | Ferroglobe | metals | air pollution violation | 2023 | EPA | $9,100,000 |
| Terminix International Company LP | Rentokil Initial PLC | miscellaneous services | environmental violation | 2017 | EPA | $9,200,000 |
| Ernst & Young | Ernst & Young | business services | accounting fraud or deficiencies | 2016 | SEC | $9,300,000 |
| Shell Chemical L.P. and Shell Chemical Yabucoa | Shell PLC | oil and gas | environmental violation | 2010 | EPA | $9,500,000 |
| Roxanne Laboratories and Boehringer Ingelheim | Hikma Pharmaceuticals | pharmaceuticals | False Claims Act and related | 2008 | AL-AG | $9,500,000 |
| Coats Holdings Ltd. | Coats Group PLC | miscellaneous manufacturing | price-fixing or anti-competitive practices | 2014 | private lawsuit-federal | $9,850,000 |
| LexisNexis Coplogic Solutions Inc. | RELX Group | media | False Claims Act and related | 2020 | FL-AG | $9,880,000 |
| Shell Chemicals Appalachia, LLC | Shell PLC | oil and gas | environmental violation | 2023 | PA-ENV | $9,935,023 |
| Shell Chemicals Appalachia, LLC | Shell PLC | oil and gas | environmental violation | 2023 | PA-ENV | $9,935,023 |
| HSBC | HSBC | financial services | mortgage abuses | 2014 | USAO | $10,000,000 |
| Terminix International Company LP | Rentokil Initial PLC | miscellaneous services | environmental violation | 2016 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000 |
| De Beers Centenary AG | Anglo American PLC | mining and minerals | price-fixing or anti-competitive practices | 2004 | DOJ_ANTITRUST | $10,000,000 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $10,000,000 |
| BP Corporation | BP | oil and gas | air pollution violation | 2001 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2015 | NY-AG | $10,000,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2005 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2012 | LA-AG | $10,000,000 |
| RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2016 | VA-AG | $10,000,000 |
| SmithKline Beecham Corp. | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2005 | MULTI-AG | $10,000,000 |
| Deloitte Financial Advisory Services | Deloitte | business services | anti-money-laundering deficiencies | 2013 | NY-DFS | $10,000,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2021 | SEC | $10,000,000 |
| TravelCenters of America LLC | BP | oil and gas | price-fixing or anti-competitive practices | 2014 | private lawsuit-federal | $10,000,000 |
| AMOCO OIL COMPANY, ET. AL. | BP | oil and gas | air pollution violation | 2001 | EPA | $10,000,000 |
| BP EXPLORATION & OIL COMPANY - (NC) (8 Facilities) | BP | oil and gas | environmental violation | 2001 | EPA | $10,000,000 |
| BP PRODUCTS NORTH AMERICA | BP | oil and gas | air pollution violation | 2022 | EPA | $10,000,000 |
| BP AMOCO | BP | oil and gas | air pollution violation | 2001 | EPA | $10,000,000 |
| Unilever United States Inc. | Unilever | food products | product safety violation | 2014 | private lawsuit-federal | $10,250,000 |
| Shell Chemical LP | Shell PLC | oil and gas | air pollution violation | 2018 | EPA | $10,350,000 |
| HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2007 | SEC | $10,500,000 |
| Equilon Enterprises, LLC dba Shell Oil | Shell PLC | oil and gas | environmental violation | 2005 | CA-MULTI | $10,750,000 |
| BP America Inc. | BP | oil and gas | energy market violation | 2023 | FERC | $10,750,000 |
| Barclays Bank PLC | Barclays | financial services | insider trading | 2007 | SEC | $10,943,561 |
| AstraZeneca Pharmaceuticals LP | AstraZeneca | pharmaceuticals | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $11,000,000 |
| HSBC | HSBC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $11,000,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $11,100,000 |
| Equilon Enterprises | Shell PLC | oil and gas | wage and hour violation | 2012 | private lawsuit-federal | $11,170,000 |
| Deloitte Consulting LLP | Deloitte | business services | False Claims Act and related | 2016 | DOJ_CIVIL | $11,380,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2016 | SEC | $11,800,000 |
