Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Unilever Parent Company | Unilever | food products | air pollution violation | 2010 | CA-ARB | $1,300,000 |
| Unilever/Conopco | Unilever | food products | air pollution violation | 2010 | CA-ARB | $1,300,000 |
| Shell Oil Company and Shell Pipe Line Corporation | Shell PLC | oil and gas | oil spill | 2005 | IL-ENV | $1,332,932 |
| Equilon Enterprises LLC | Shell PLC | oil and gas | air pollution violation | 2007 | CA-SCAQMD | $1,351,000 |
| SmithKline Beecham Corp. | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2007 | TX-AG | $1,400,000 |
| BAE Systems San Diego Ship Repair Inc. | BAE Systems | aerospace and military contracting | wage and hour violation | 2023 | private lawsuit-federal | $1,426,786 |
| Hoeganaes Corporation | Melrose Industries | miscellaneous manufacturing | environmental violation | 2006 | private lawsuit-state | $1,450,000 |
| Brown & Williamson Tobacco Co. | British American Tobacco | tobacco | tobacco litigation | 2004 | MULTI-AG | $1,460,000 |
| PetSmart LLC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2023 | CA-MULTI | $1,460,000 |
| ROCKY MOUNTAIN STEEL MILLS | Evraz | metals | air pollution violation | 2003 | EPA | $1,460,000 |
| Osiris Therapeutics | Smith & Nephew | medical equipment and supplies | accounting fraud or deficiencies | 2017 | SEC | $1,500,000 |
| PriceWaterhouseCoopers | PricewaterhouseCoopers | business services | wage and hour violation | 2016 | private lawsuit-federal | $1,500,000 |
| Deloitte | Deloitte | business services | wage and hour violation | 2014 | private lawsuit-federal | $1,500,000 |
| National Grid | National Grid | utilities and power generation | consumer protection violation | 2016 | MA-AG | $1,500,000 |
| Ernst & Young | Ernst & Young | business services | False Claims Act and related | 2004 | USAO | $1,500,000 |
| Price Waterhouse, Bangalore et al. | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2011 | PCAOB | $1,500,000 |
| MTU America, Inc. | Rolls-Royce | aerospace and military contracting | air pollution violation | 2015 | CA-ARB | $1,500,000 |
| HSBC Securities (USA) | HSBC | financial services | investor protection violation | 2010 | FINRA | $1,500,000 |
| Shell Chemical Yabucoa, Inc. | Shell PLC | oil and gas | air pollution violation | 2010 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,500,000 |
| ASHTA Chemicals Inc. | Ineos | chemicals | water pollution violation | 2004 | OH-ENV | $1,541,647 |
| First Student | FirstGroup | miscellaneous services | wage and hour violation | 2010 | private lawsuit-federal | $1,550,000 |
| INEOS ABS | Ineos | chemicals | air pollution violation | 2009 | OH-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,550,000 |
| Ernst & Young LLP | Ernst & Young | business services | investor protection violation | 2007 | SEC | $1,587,170 |
| First Student | FirstGroup | miscellaneous services | wage and hour violation | 2014 | private lawsuit-federal | $1,600,000 |
| National Grid | National Grid | utilities and power generation | utility safety violation | 2024 | NY-PSC | $1,700,000 |
| BP | BP | oil and gas | environmental violation | 2009 | AK-AG | $1,709,498 |
| Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,720,000 |
| Boehringer Ingelheim Roxane, Inc. | Hikma Pharmaceuticals | pharmaceuticals | False Claims Act and related | 2008 | MA-AG | $1,800,000 |
| CF&I Steel | Evraz | metals | air pollution violation | 2003 | CO-DPHE | $1,800,000 |
| ALTLANTIC RICHFIELD COMPANY | BP | oil and gas | environmental violation | 2021 | EPA | $1,800,000 |
| HSBC Finance Corporation | HSBC | financial services | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| National Grid | National Grid | utilities and power generation | utility safety violation | 2018 | NY-PSC | $1,980,000 |
| Balli Aviation Ltd. | Balli Group | financial services | export control violation | 2010 | DOJ_NATSEC | $2,000,000 |
| Deloitte Touche Tohmatsu LLC | Deloitte | business services | accounting fraud or deficiencies | 2019 | SEC | $2,000,000 |
| National Grid | National Grid | utilities and power generation | wage and hour violation | 2013 | MA-AG | $2,000,000 |
| Deloitte & Touche LLP | Deloitte | business services | accounting fraud or deficiencies | 2013 | PCAOB | $2,000,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2012 | PCAOB | $2,000,000 |
| Amoco Oil Company | BP | oil and gas | underground storage tank violation | 2003 | IL-ENV | $2,000,000 |
| RBS Securities, Inc. | NatWest Group PLC | financial services | investor protection violation | 2016 | FINRA | $2,000,000 |
| HSBC Bank USA N.A. | HSBC | financial services | False Claims Act and related | 2017 | USAO | $2,118,861 |
| Shell Offshore Inc. | Shell PLC | oil and gas | environmental violation | 2019 | EPA | $2,200,000 |
| Ferguson Enterprises | Ferguson PLC | building materials | wage and hour violation | 2012 | private lawsuit-federal | $2,250,000 |
| PriceWaterhouseCoopers | PricewaterhouseCoopers | business services | False Claims Act and related | 2007 | DOJ_CIVIL | $2,316,662 |
| PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2004 | SEC | $2,400,000 |
| Roxane Laboratories Inc. | Hikma Pharmaceuticals | pharmaceuticals | False Claims Act and related | 2009 | OH-AG | $2,400,000 |
| BP PRODUCTS NORTH AMERICA INC. | BP | oil and gas | workplace safety or health violation | 2005 | OSHA | $2,415,000 |
| Petsmart, Inc. | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2019 | private lawsuit-federal | $2,420,000 |
| Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2016 | OFAC | $2,485,890 |
| AstraZeneca Pharmaceuticals LP and AstraZeneca LP | AstraZeneca | pharmaceuticals | False Claims Act and related | 2011 | ID-AG | $2,500,000 |
| HSBC Securities (USA) Inc. | HSBC | financial services | toxic securities abuses | 2016 | VA-AG | $2,500,000 |
| First Transit, Inc. | FirstGroup | miscellaneous services | wage and hour violation | 2020 | private lawsuit-federal | $2,500,000 |
| Burberry | Burberry | apparel | wage and hour violation | 2017 | private lawsuit-federal | $2,540,000 |
| BP West Coast Products LLC | BP | oil and gas | air pollution violation | 2017 | CA-ARB | $2,542,000 |
| Elementis Chromium, Inc. | Elementis | chemicals | environmental violation | 2013 | EPA | $2,571,800 |
| Elementis Chromium, LP | Elementis | chemicals | environmental violation | 2013 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,571,800 |
| AstraZeneca Pharmaceuticals | AstraZeneca | pharmaceuticals | False Claims Act and related | 2009 | DOJ_CIVIL | $2,600,000 |
| AstraZeneca Pharmaceuticals LP | AstraZeneca | pharmaceuticals | False Claims Act and related | 2009 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,600,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2012 | ID-AG | $2,600,000 |
| Willis Group Holdings Ltd. | Willis Towers Watson | financial services | consumer protection violation | 2007 | FL-AG | $2,600,000 |
| GLOBE METALLURGICAL, INC. | Ferroglobe | metals | air pollution violation | 2023 | EPA | $2,600,000 |
| Aegerion Pharmaceuticals Inc. | Amryt Pharma | pharmaceuticals | False Claims Act and related | 2017 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,700,000 |
| U.S. Borax, Inc. | Rio Tinto | mining and minerals | labor relations violation | 2010 | NLRB | $2,750,000 |
| BP Products North America Inc. | BP | oil and gas | air pollution violation | 2022 | private lawsuit-federal | $2,750,000 |
| PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2024 | PCAOB | $2,750,000 |
| Shell Oil Products U.S. | Shell PLC | oil and gas | air pollution violation | 2007 | CA-BAAQMD | $2,850,000 |
| Triumph Motorcycles Ltd. and Triumph Motorcycles (America) Ltd. | Triumph Motorcycles Ltd. | motor vehicles | motor vehicle safety violation | 2015 | NHTSA | $2,900,000 |
| BAE Systems | BAE Systems | aerospace and military contracting | wage and hour violation | 2017 | private lawsuit-federal | $2,900,000 |
| Ernst & Young LLP | Ernst & Young | business services | investor protection violation | 2008 | SEC | $2,918,987 |
| Johnson Matthey Inc. | Johnson Matthey | metals | water pollution violation | 2008 | EPA | $3,000,000 |
| PricewaterhouseCoopers Auditing Company SA | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2023 | PCAOB | $3,000,000 |
| PricewaterhouseCoopers Zhong Tian LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2023 | PCAOB | $3,000,000 |
| Roxane, Inc. | Hikma Pharmaceuticals | pharmaceuticals | False Claims Act and related | 2010 | MO-AG | $3,100,000 |
| Lincare Inc. | Linde | industrial services | False Claims Act and related | 2001 | DOJ_CIVIL | $3,150,000 |
| Reckitt Benckiser | Reckitt Benckiser | household and personal care products | consumer protection violation | 2024 | private lawsuit-federal | $3,275,000 |
| Equilon Enterprises LLC | Shell PLC | oil and gas | air pollution violation | 2006 | CA-SCAQMD | $3,300,000 |
| AstraZeneca Pharmaceuticals, LP | AstraZeneca | pharmaceuticals | False Claims Act and related | 2010 | HI-AG | $3,333,333 |
| GlaxoSmithKline LLC | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2010 | HI-AG | $3,333,333 |
| BP/AMOCO CORPORATION (BLANCHARD REFINING)-TEXAS CITY REFINERY | BP | oil and gas | air pollution violation | 2016 | EPA | $3,450,000 |
| Conopco, Inc. | Unilever | food products | water pollution violation | 2013 | CT-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2006 | MULTI-AG | $3,500,000 |
| Banner Life Insurance Company | Legal & General Group PLC | financial services | insurance violation | 2022 | NY-DFS | $3,500,000 |
| National Westminster Bank plc | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $3,500,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | off-label or unapproved promotion of medical products | 2010 | KY-AG | $3,700,000 |
| Willis Group Holdings Ltd. | Willis Towers Watson | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
| Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2013 | FINRA | $3,750,000 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $3,800,000 |
| TA Operating LLC and HPT TA Properties Trust and Petro Travel Plaza LLC | BP | oil and gas | underground storage tank violation | 2014 | CA-WAT | $3,800,000 |
| HSBC | HSBC | financial services | consumer protection violation | 2016 | MA-AG | $4,000,000 |
| BP West Coast Products | BP | oil and gas | environmental violation | 2003 | CA-MULTI | $4,000,000 |
| PricewaterhouseCoopers | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2023 | PCAOB | $4,000,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2014 | SEC | $4,070,000 |
| Aegerion Pharmaceuticals | Amryt Pharma | pharmaceuticals | investor protection violation | 2017 | SEC | $4,100,000 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | product safety violation | 2016 | CPSC | $4,250,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2011 | KS-AG | $4,250,000 |
| Shell | Shell PLC | oil and gas | tax violations | 2000 | LA-AG | $4,360,000 |
| Shell Oil Company and Motiva Enterprises | Shell PLC | oil and gas | wage and hour violation | 2014 | WHD | $4,470,764 |
| Ernst & Young | Ernst & Young | business services | False Claims Act and related | 2006 | USAO | $4,471,980 |
| Conopco Inc. dba Unilever Home and Personal Care | Unilever | food products | water pollution violation | 2014 | EPA | $4,500,000 |
| BP PIPELINES (ALASKA) INC | BP | oil and gas | pipeline safety violation | 2011 | PHMSA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,500,000 |
| Barclays Capital Inc. | Barclays | financial services | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
| NatWest Markets Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
