Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Results Company LLC | insurance violation | 2021 | PA-INS | $8,000 | ||
| Trupanion Managers USA INC | insurance violation | 2021 | PA-INS | $150,000 | ||
| S&S LLC | environmental violation | 2021 | RI-ENV | $5,500 | ||
| Beaufort Oil Co., Inc. | environmental violation | 2021 | SC-ENV | $6,000 | ||
| Bahuchar Mata, LLC | environmental violation | 2021 | SC-ENV | $7,000 | ||
| Fishing Line Enterprises, LLC | environmental violation | 2021 | SC-ENV | $8,000 | ||
| Cendy's Cafe and Grocery | environmental violation | 2021 | SC-ENV | $7,000 | ||
| Oakwood Construction Services, Inc. | environmental violation | 2021 | SC-ENV | $8,400 | ||
| S and S Foods, LLC | environmental violation | 2021 | SC-ENV | $28,750 | ||
| Bommer Industries, Inc. | environmental violation | 2021 | SC-ENV | $12,000 | ||
| Sun Chemical Corporation | DIC Corporation | chemicals | environmental violation | 2021 | SC-ENV | $5,600 |
| Titan Peach Packaging Farm | environmental violation | 2021 | SC-ENV | $9,600 | ||
| Cane Lime & Supply, LLC | environmental violation | 2021 | SC-ENV | $10,000 | ||
| Jasper Pellets, LLC | environmental violation | 2021 | SC-ENV | $15,000 | ||
| Bennettsville Motors of SC, Inc. | insurance violation | 2021 | SC-INS | $10,000 | ||
| Freedom Warranty of America, LLC | insurance violation | 2021 | SC-INS | $25,000 | ||
| Cunningham Energy, LLC | investor protection violation | 2021 | SC-SEC | $5,000 | ||
| American Financial Security Life Insurance Co. | insurance violation | 2021 | SD-INS | $15,000 | ||
| Ameritas Investment Corp. | Ameritas Mutual Holding Company | financial services | investor protection violation | 2021 | SD-SEC | $20,000 |
| BS Patel & Son Corp | environmental violation | 2021 | TN-ENV | $15,840 | ||
| Nicholson General Merchandise | environmental violation | 2021 | TN-ENV | $9,600 | ||
| Dev Krupa, Inc. | environmental violation | 2021 | TN-ENV | $17,280 | ||
| Go Gas Quick Stop, Inc. | environmental violation | 2021 | TN-ENV | $16,080 | ||
| Keval Inc. | environmental violation | 2021 | TN-ENV | $18,960 | ||
| Design Team Sign Company LLC | environmental violation | 2021 | TN-ENV | $13,056 | ||
| Greenway Capital Management, LLC | investor protection violation | 2021 | TN-SEC | $5,000 | ||
| PFM Management Services, Inc. | investor protection violation | 2021 | TN-SEC | $10,000 | ||
| Form Advisory Group, LLC | investor protection violation | 2021 | TN-SEC | $6,000 | ||
| Financial Planning Center, LLP | investor protection violation | 2021 | TN-SEC | $7,500 | ||
| Trek Petroleum Company, Inc. | environmental violation | 2021 | TX-RRC | $18,231 | ||
| Lexro, LLC | environmental violation | 2021 | TX-RRC | $10,900 | ||
| Brotherton Production Co. | environmental violation | 2021 | TX-RRC | $10,225 | ||
| Lodi Operating Company LLC | environmental violation | 2021 | TX-RRC | $8,300 | ||
| IWR Operating, LLC | environmental violation | 2021 | TX-RRC | $13,380 | ||
| Envoy Resources, Inc. | environmental violation | 2021 | TX-RRC | $5,135 | ||
| Lexington Exploration, LLC | environmental violation | 2021 | TX-RRC | $18,500 | ||
| North American Drilling Corp | environmental violation | 2021 | TX-RRC | $10,860 | ||
| STL Pipeline, LLC | environmental violation | 2021 | TX-RRC | $5,000 | ||
| Pioneer Gas Pipeline, Inc. | environmental violation | 2021 | TX-RRC | $40,000 | ||
| Seven Cross Operating, LLC | environmental violation | 2021 | TX-RRC | $6,445 | ||
| NHRG Inc. | environmental violation | 2021 | TX-RRC | $47,947 | ||
| Continual Oil & Gas Inc. | environmental violation | 2021 | TX-RRC | $16,919 | ||
| JP Oil & Gas, LLC | environmental violation | 2021 | TX-RRC | $58,598 | ||
| JP Oil & Gas, LLC | environmental violation | 2021 | TX-RRC | $5,000 | ||
| Tom Coble Oil & Gas LP | environmental violation | 2021 | TX-RRC | $5,000 | ||
| VT Visatex Energy LLC | environmental violation | 2021 | TX-RRC | $5,000 | ||
| Jefferson Block 24 Oil & Gas LLC | environmental violation | 2021 | TX-RRC | $184,880 | ||
| Jefferson Block 24 Oil & Gas LLC | environmental violation | 2021 | TX-RRC | $190,420 | ||
| Tempo Energy, Inc. | environmental violation | 2021 | TX-RRC | $13,540 | ||
| Creek Swab. & Roust. Ser. Inc. | environmental violation | 2021 | TX-RRC | $8,303 | ||
| Bison Exploration Drilling 1 LP | environmental violation | 2021 | TX-RRC | $18,739 | ||
| Midway Oilfield Constructors Inc. | environmental violation | 2021 | TX-RRC | $5,310 | ||
| Roca Production, Inc. | environmental violation | 2021 | TX-RRC | $20,098 | ||
| Sol Oil., L.C. | environmental violation | 2021 | TX-RRC | $5,998 | ||
| IWR Operating, LLC | environmental violation | 2021 | TX-RRC | $10,410 | ||
| Dalf Energy LLC | environmental violation | 2021 | TX-RRC | $77,200 | ||
| Black Strata LLC | environmental violation | 2021 | TX-RRC | $28,300 | ||
| Alliance-One Services, Inc. | insurance violation | 2021 | TX-INS | $375,000 | ||
| Premier Claims L.L.C. | insurance violation | 2021 | TX-INS | $13,000 | ||
| Independent Financial Group, LLC | investor protection violation | 2021 | TX-SEC | $75,000 | ||
| Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2021 | UT-INS | $41,500 |
| Puff E-cig | consumer protection violation | 2021 | VT-AG | $90,500 | ||
| SV3, LLC | consumer protection violation | 2021 | VT-AG | $34,000 | ||
| Atlantic Intertech, LLC | consumer protection violation | 2021 | VT-AG | $22,500 | ||
| Westside Vapor, LLC | consumer protection violation | 2021 | VT-AG | $5,000 | ||
| Poulin Auto Sales, Inc. | consumer protection violation | 2021 | VT-AG | $20,000 | ||
| Strategic IT Partner | consumer protection violation | 2021 | VT-AG | $7,000 | ||
| Commonwealth Dairy, LLC | environmental violation | 2021 | VT-DEC | $25,000 | ||
| Cushing & Sons, Inc. | environmental violation | 2021 | VT-DEC | $12,750 | ||
| North Hollow Farm LLC | environmental violation | 2021 | VT-DEC | $9,562 | ||
| Fairmont Farm LLC | environmental violation | 2021 | VT-DEC | $6,500 | ||
| J.A. Devos and Sons, Inc. | environmental violation | 2021 | VT-DEC | $9,000 | ||
| Rodney's Rubbish | environmental violation | 2021 | VT-DEC | $27,934 | ||
| Timberlake Associates, L.L.P. and C-Store Contracting, LTD | environmental violation | 2021 | VT-DEC | $20,000 | ||
| Union House Nursing Home Inc. | environmental violation | 2021 | VT-DEC | $11,250 | ||
| Patriot Insurance Company | insurance violation | 2021 | VT-FIN | $10,000 | ||
| Transamerica Premier Life Insurance Company | Aegon | financial services | insurance violation | 2021 | VT-FIN | $84,000 |
| Metropolitan Property and Casualty Insurance Company | Zurich Insurance | financial services | insurance violation | 2021 | VT-FIN | $13,000 |
| ZenPayroll, Inc. d/b/a Gusto | insurance violation | 2021 | VT-FIN | $135,000 | ||
| Therieau Financial Services LLC | insurance violation | 2021 | VT-FIN | $45,000 | ||
| Curran-Birge Real Estate Partnership, LLC and Vermont Packinghouse, LLC | environmental violation | 2021 | VT-NRB | $9,711 | ||
| Key Tours International Inc. | consumer protection violation | 2021 | VA-AG | $14,838 | ||
| Ryadd, Inc. | consumer protection violation | 2021 | VA-AG | $188,450 | ||
| Allied Title Lending, LLC d/b/a Allied Cash Advance | consumer protection violation | 2021 | VA-AG | $1,000,000 | ||
| Voyageurs International, Ltd. | consumer protection violation | 2021 | VA-AG | $313,500 | ||
| UnitedHealthcare Insurance Company, et al. | UnitedHealth Group | healthcare services | insurance violation | 2021 | VA-INS | $200,000 |
| Quicksilva Title & Escrow, LLC | insurance violation | 2021 | VA-INS | $5,000 | ||
| United Services Automobile Association et al. | USAA | financial services | insurance violation | 2021 | VA-INS | $10,000 |
| Churchill Title Solutions, LLC | insurance violation | 2021 | VA-INS | $7,500 | ||
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | VA-SEC | $25,000 |
| BDT & Associates, Inc. | investor protection violation | 2021 | VA-SEC | $11,000 | ||
| First Command Advisory Services, Inc. | investor protection violation | 2021 | VA-SEC | $20,500 | ||
| F.C. Franchising Systems, Inc. d/b/a Fresh Coat | investor protection violation | 2021 | VA-SEC | $8,000 | ||
| 360 Painting, LLC | investor protection violation | 2021 | VA-SEC | $11,000 | ||
| CLA Estate Services, Inc. and CLA USA, Inc. | consumer protection violation | 2021 | WA-AG | $14,400,000 | ||
| Wave Division Holdings LLC | consumer protection violation | 2021 | WA-AG | $900,000 | ||
| Gateway Financial & Estate Planning, Inc. | investor protection violation | 2021 | WA-SEC | $10,000 | ||
| Svaram Group, Inc. and Svaram Global, LLC | investor protection violation | 2021 | WA-SEC | $6,000 | ||
| Lasting Connections, LLC | investor protection violation | 2021 | WA-SEC | $5,000 | ||
| Port Townsend Paper Corp. | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2021 | WA-ENV | $6,000 |
| All American Bottled Water Corp. | environmental violation | 2021 | WA-ENV | $14,000 |
