Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,520 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $7,360 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $13,248 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $13,248 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $6,992 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,520 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $6,992 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,888 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,520 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $13,984 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $7,360 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,520 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $7,360 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $6,992 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,520 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,888 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,888 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $6,992 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $7,360 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $6,992 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,520 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $6,992 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,888 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $6,992 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $21,940 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $6,992 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,520 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $6,992 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,520 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $5,520 |
| CSX Transportation Inc. | CSX | railroads | railroad safety violation | 2021 | FRA | $7,360 |
| Stillwater Central Railroad Company, LLC | Watco Companies | railroads | railroad safety violation | 2021 | FRA | $7,000 |
| Stillwater Central Railroad Company, LLC | Watco Companies | railroads | railroad safety violation | 2021 | FRA | $7,500 |
| Watco Switching | Watco Companies | railroads | railroad safety violation | 2021 | FRA | $5,000 |
| Watco Switching | Watco Companies | railroads | railroad safety violation | 2021 | FRA | $7,500 |
| Watco Switching | Watco Companies | railroads | railroad safety violation | 2021 | FRA | $6,750 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $19,500 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $5,000 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $6,800 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $5,850 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $7,560 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $11,700 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $6,000 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $7,450 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $6,650 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $6,650 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $6,000 |
| Canadian National Railway Company | Canadian National Railway | railroads | railroad safety violation | 2021 | FRA | $6,900 |
| Consolidated Rail Corporation | Norfolk Southern | railroads | railroad safety violation | 2021 | FRA | $6,000 |
| Consolidated Rail Corporation | Norfolk Southern | railroads | railroad safety violation | 2021 | FRA | $7,250 |
| Consolidated Rail Corporation | Norfolk Southern | railroads | railroad safety violation | 2021 | FRA | $6,750 |
| The Kansas City Southern Railway Company | Canadian Pacific Kansas City Limited | railroads | railroad safety violation | 2021 | FRA | $5,000 |
| The Kansas City Southern Railway Company | Canadian Pacific Kansas City Limited | railroads | railroad safety violation | 2021 | FRA | $7,500 |
| The Kansas City Southern Railway Company | Canadian Pacific Kansas City Limited | railroads | railroad safety violation | 2021 | FRA | $5,000 |
| The Kansas City Southern Railway Company | Canadian Pacific Kansas City Limited | railroads | railroad safety violation | 2021 | FRA | $7,000 |
| The Kansas City Southern Railway Company | Canadian Pacific Kansas City Limited | railroads | railroad safety violation | 2021 | FRA | $11,000 |
| WATCO MECHANICAL SERVICES | Watco Companies | railroads | workplace safety or health violation | 2021 | OSHA | $100,000 |
| WATCO COMPANIES INC | Watco Companies | railroads | workplace safety or health violation | 2021 | OSHA | $10,000 |
| CSX INTERMODAL TERMINALS | CSX | railroads | workplace safety or health violation | 2021 | OSHA | $7,000 |
| UNION PACIFIC RAILROAD CO | Union Pacific | railroads | workplace safety or health violation | 2021 | OSHA | $15,300 |
| UNION PACIFIC RAILROAD (UPRR) | Union Pacific | railroads | water pollution violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $52,500 |
| Barnes And Noble, Inc. | Elliott Management | private equity (including portfolio companies) | wage and hour violation | 2021 | private lawsuit-federal | $910,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $1,450,000 |
| Athene Annuity and Life Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $400,000 |
| Apria Healthcare Group, Inc. and Apria Healthcare LLC | Blackstone | private equity (including portfolio companies) | False Claims Act and related | 2021 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000 |
| Covanta Plymouth Renewable Energy, LLC | EQT AB | private equity (including portfolio companies) | air pollution violation | 2021 | PA-ENV | $218,393 |
| Petco Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2021 | private lawsuit-federal | $1,300,000 |
| SEDGWICK CLAIMS MANAGEMENT SERVICES, INC. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2021 | CA-INS | $19,147 |
| CROTHALL LAUNDRY SERVICE | H.I.G. Capital | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $9,500 |
| GARDA CL SOUTHEAST, INC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | FL-OFR | $200,000 |
| Deltech LLC | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2021 | LA-ENV | $15,000 |
| IMTT - BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2021 | NJ-ENV | $10,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | VA-SEC | $25,000 |
| Port Townsend Paper Corp. | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2021 | WA-ENV | $6,000 |
| Univar Solutions USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | EPA | $165,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2021 | USAO | $650,000 |
| MoneyGram Payment Systems, Inc | Madison Dearborn Partners | private equity (including portfolio companies) | economic sanction violation | 2021 | OFAC | $34,328 |
| Chewy Inc. | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $600,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $375,000 |
| PetSmart LLC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $500,000 |
| Hussey Copper | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | EPA | $861,500 |
| Univar Solutions USA Inc | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $9,210 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | FL-OFR | $9,625 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2021 | IN-ENV | $13,410 |
| Athene Annuity and Life Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | MD-INS | $8,880 |
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2021 | MA-AG | $2,250,000 |
| Grede, LLC | Gamut Capital | private equity (including portfolio companies) | air pollution violation | 2021 | MI-ENV | $130,000 |
| BOASSO GLOBAL | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2021 | NJ-ENV | $8,000 |
| Selmet Inc. | Warburg Pincus | private equity (including portfolio companies) | environmental violation | 2021 | OR-ENV | $5,614 |
| KMS Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $1,750,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | SC-ENV | $5,600 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $19,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $17,500 |
| Global Medical Response dba American Medical Response | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $7,500 |
| Swanson Plating Corporation, Inc. | AEA Investors | private equity (including portfolio companies) | environmental violation | 2021 | WV-ENV | $5,880 |
| Shutterfly Inc. | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2021 | private lawsuit-state | $6,750,000 |
| Neiman Marcus Group, LLC | Ares Management | private equity (including portfolio companies) | privacy violation | 2021 | private lawsuit-federal | $1,600,000 |
| Forethought Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | DE-INS | $5,500 |
| Ascend Performance Materials Operations LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $8,500 |
