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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Citigroup
Ownership Structure: publicly traded (ticker symbol NYSE: C)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$26,945,611,792
Number of records: 181
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$19,750,393,935106
consumer-protection-related offenses$4,383,636,46041
competition-related offenses$2,684,841,66617
employment-related offenses$125,465,98412
miscellaneous offenses$1,250,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,772,892,85710
investor protection violation$8,389,770,73071
price-fixing or anti-competitive practices$2,684,781,66616
mortgage abuses$2,360,975,0004
banking violation$2,234,543,37813
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYear sort iconAgencyPenalty Amount
Citigroup Global Markets Inc.investor protection violation2013MA-SEC$30,000,000
Citibank N.A.consumer protection violation2013private lawsuit-federal$2,320,000
Citibank N.A.consumer protection violation2013private lawsuit-federal$7,500,000
Citigroup Inc.banking violation2012FED$22,000,000
Citigroup Inc.mortgage abuses2012DOJ$2,202,000,000
Citigroupinvestor protection violation2012CFTC$525,000
Citimortgage Inc.mortgage abuses2012USAO$158,300,000
Citigroupmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $413,041,577
Citigroup Global Markets Inc.investor protection violation2012MA-SEC$2,000,000
Citigroupinvestor protection violation2012FINRA$1,279,106
Citigroup Global Markets, Inc.investor protection violation2012FINRA$3,500,000
Citigroup Global Markets, Incinvestor protection violation2012FINRA$2,741,489
Citigroup Global Markets, Inc.investor protection violation2012FINRA$725,000
Citigroup Mortgage Loan Trust Inc.consumer protection violation2012private lawsuit-federal$24,975,000
Citigrouptoxic securities abuses2011SEC$285,000,000
Citigrouptoxic securities abuses2011NCUA$20,500,000
Citigroup Global Marketswage and hour violation2011private lawsuit-federal$394,220
Citigroup Global Markets, Inc.investor protection violation2011FINRA$500,000
Citigroup Inc.toxic securities abuses2010SEC$75,000,000
Citigroup Global Markets, Inc.investor protection violation2010AK-DBS$150,507
Citigroup Global Markets, Inc.investor protection violation2010IN-SEC$692,000
Citigroup Global Markets, Inc.investor protection violation2010MO-SEC$277,500
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc.insurance violation2010NY-DFS$2,000,000
Citigroup Global Markets Inc.investor protection violation2010TX-SEC$130,000
Citifinancialhousing program violation2010MULTI-FIN$1,250,000
Citigroup Global Markets Inc.investor protection violation2010MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000
CITIGROUPair pollution violation2010NJ-ENV$6,000
Citigroup Global Markets Inc.investor protection violation2010FINRA$1,500,000
Citigroup Global Markets, Inc.investor protection violation2010FINRA$650,000
CITIBANK, N.A.workplace safety or health violation2010OSHA$5,000
Citigroup Private Bank GP, Inc.investor protection violation2009CFTC$100,000
Citigroupwage and hour violation2009WHD$38,926
Citigroup Global Markets Inc.investor protection violation2009DE-AG$309,000
Citigroup Global Markets Inc.investor protection violation2009NJ-AG$3,300,932
Citigroup Global Markets Inc.consumer protection violation2009CT-BKG$75,000
Citigroup Global Markets Inc.investor protection violation2009FINRA$600,000
Citigroup Global Marketsinvestor protection violation2009FINRA$425,000
Citigroup Global Marketsinvestor protection violation2009FINRA$2,000,000
Citigroup, N. A.economic sanction violation2008OFAC$16,250
Citigroupwage and hour violation2008private lawsuit-federal$98,000,000
Citibankconsumer protection violation2008CA-AG$3,500,000
Citigrouptoxic securities abuses2008MA-AG$20,000,000
Citigroup Global Markets, Inc. and Citi Smith Barneyinvestor protection violation2008MULTI-AG$7,100,000,000
CITIGROUP GLOBAL MARKETSinvestor protection violation2008VA-SEC$22,000
Citigroup Global Markets, Inc.investor protection violation2008FINRA$300,000
The BISYS Groupaccounting fraud or deficiencies2007SEC$25,000,000
Citigroup Global Markets, Inc.investor protection violation2007SEC$200,000
Citibankconsumer protection violation2007NY-AG$2,000,000
CitiFinancial, Inc.consumer protection violation2007NE-DBF$81,500
Citigroup Global Markets, Inc.investor protection violation2007FINRA$15,200,000
CITIMORTGAGE, INC.workplace safety or health violation2007OSHA$5,097
Citigroup Global Markets, Inc.investor protection violation2006SEC$1,500,000
CitiMortgage, Inc.consumer protection violation2006HUD$650,000
LAVA TRADING INC.benefit plan administrator violation2006EBSA$50,001
Citigroupwage and hour violation2006private lawsuit-federal$3,550,000
Ameriquest Mortgageconsumer protection violation2006MULTI-AG$325,000,000
Citigroup Global Markets Inc.investor protection violation2006FINRA$1,115,000
Citigroup Global Markets, Inc.investor protection violation2006FINRA$350,000
Citigroup, Inc.investor protection violation2005SEC$208,000,000
Citigroup Global Markets, Inc.investor protection violation2005SEC$20,000,000
Citigroup Global Markets Inc.investor protection violation2005FINRA$60,000
Citigroup Global Markets, Inc.investor protection violation2005FINRA$6,250,000
Citigroup Inc.banking violation2004FED$70,000,000
Citibankeconomic sanction violation2004OFAC$5,500
Citicorp Vendor Finance Ltdeconomic sanction violation2004OFAC$7,379
CITIGROUP GLOBAL MARKETS INCinvestor protection violation2004VA-SEC$72,486
Citigroup Global Markets, Inc.investor protection violation2004FINRA$275,000
Citigroup Global Markets, Inc.investor protection violation2004FINRA$250,000
Citigroup Global Markets Inc.investor protection violation2004FINRA$5,000,000
Citigroup Global Markets, Inc.investor protection violation2004FINRA$250,000
Citigroup, Inc.accounting fraud or deficiencies2003SEC$101,000,000
Citigroup, Inc.accounting fraud or deficiencies2003SEC$19,000,000
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc.investor protection violation2003SEC$400,000,000
Citigroup, Inc.accounting fraud or deficiencies2003NY-MANDA$25,000,000
CitiFinancial, Inc.consumer protection violation2003FL-OFR$8,199
Citigroup Global Markets Inc.investor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,000,000
Citigroup Inc.consumer protection violation2002FTC$215,000,000
Citibankconsumer protection violation2002MULTI-AG$1,600,000
Citibankconsumer protection violation2002CA-AG$1,600,000
Citibankgambling industry violation2002NY-AG$100,000
Citigroupdiscriminatory practices (non-employment)2001NY-DFS$1,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.