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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Citigroup
Ownership Structure: publicly traded (ticker symbol NYSE: C)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$26,945,611,792
Number of records: 181
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$19,750,393,935106
consumer-protection-related offenses$4,383,636,46041
competition-related offenses$2,684,841,66617
employment-related offenses$125,465,98412
miscellaneous offenses$1,250,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,772,892,85710
investor protection violation$8,389,770,73071
price-fixing or anti-competitive practices$2,684,781,66616
mortgage abuses$2,360,975,0004
banking violation$2,234,543,37813
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgency sort iconPenalty Amount
Citigroup Global Marketsinvestor protection violation2009FINRA$2,000,000
Citigroup Global Markets, Inc.investor protection violation2008FINRA$300,000
Citigroup Global Markets, Inc.investor protection violation2007FINRA$15,200,000
Citigroup Global Markets Inc.investor protection violation2006FINRA$1,115,000
Citigroup Global Markets, Inc.investor protection violation2006FINRA$350,000
Citigroup Global Markets Inc.investor protection violation2005FINRA$60,000
Citigroup Global Markets, Inc.investor protection violation2005FINRA$6,250,000
Citigroup Global Markets, Inc.investor protection violation2004FINRA$275,000
Citigroup Global Markets, Inc.investor protection violation2004FINRA$250,000
Citigroup Global Markets Inc.investor protection violation2004FINRA$5,000,000
Citigroup Global Markets, Inc.investor protection violation2004FINRA$250,000
Citimortgage Inc. and Citibank N.A.toxic securities abuses2013FHFA$395,000,000
Citigrouptoxic securities abuses2013FHFA$968,000,000
CITIGROUP INC.banking violation2015FED$342,000,000
Citigroup Inc.banking violation2012FED$22,000,000
Citigroup Inc.banking violation2004FED$70,000,000
Citigroupbanking violation2018FED$8,600,000
Banamex USAbanking violation2015FDIC$140,000,000
LAVA TRADING INC.benefit plan administrator violation2006EBSA$50,001
Citibank N.A.bankruptcy professional violation2018DOJ_UTP$5,000,000
CitiFinancial Credit Companyconsumer protection violation2017DOJ_RIGHTS$907,000
Citicorpprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$925,000,000
Banamex USAanti-money-laundering deficiencies2017DOJ_CRIMINAL$97,440,000
Citigroup Inc.toxic securities abuses2014DOJ$7,000,000,000
Citigroup Inc.mortgage abuses2012DOJ$2,202,000,000
Citigroup Global Markets Inc.investor protection violation2009DE-AG$309,000
Citigroup Global Markets Inc.investor protection violation2015CT-SEC$35,000
Citigroup Global Markets Inc.consumer protection violation2009CT-BKG$75,000
Citibank N.A.privacy violation2013CT-AG$55,000
Citigroupprice-fixing or anti-competitive practices2016CFTC$175,000,000
Citibankprice-fixing or anti-competitive practices2016CFTC$250,000,000
Citibankprice-fixing or anti-competitive practices2014CFTC$310,000,000
Citigroupinvestor protection violation2012CFTC$525,000
Citigroup Private Bank GP, Inc.investor protection violation2009CFTC$100,000
Citigroup Global Markets Inc.investor protection violation2017CFTC$25,000,000
Citibank N.A.investor protection violation2017CFTC$550,000
Citibank N.A.investor protection violation2020CFTC$4,500,000
Citibank, N.A.investor protection violation2021CFTC$1,000,000
Citibank N.A.investor protection violation2022CFTC$75,000,000
Citibankconsumer protection violation2016CFPB$7,890,000
Citibankconsumer protection violation2016CFPB$45,000,000
Citibank N.A.consumer protection violation2015CFPB$733,800,000
CitiFinancial Servicing and CitiMortgage, Inc.consumer protection violation2017CFPB$28,800,000
Citibank N.A.consumer protection violation2017CFPB$6,000,000
Citibank, N.A.consumer protection violation2018CFPB$335,000,000
Citibank N.A.discriminatory practices (non-employment)2023CFPB$25,900,000
CitiBank, N.A.,wage and hour violation2014CA-LCO$10,148
CitiMortgage, Inc.consumer protection violation2019CA-DFPI$7,800,000
Citibankconsumer protection violation2008CA-AG$3,500,000
Citibankconsumer protection violation2002CA-AG$1,600,000
Citibank NAexport control violation2018BIS$60,000
CitiMortgage, Inc.consumer protection violation2014AR-SEC$20,000
Citigroup Global Markets, Inc.investor protection violation2010AK-DBS$150,507
Citigroup Global Markets, Inc.investor protection violation2015AK-DBS$35,000
Citigroupwage and hour violation2017private lawsuit-federal$1,080,000
Citigroupwage and hour violation2017private lawsuit-federal$325,000
Citigroupwage and hour violation2015private lawsuit-federal$4,650,000
Citigroup Global Marketswage and hour violation2011private lawsuit-federal$394,220
Citigroupwage and hour violation2008private lawsuit-federal$98,000,000
Citigroupwage and hour violation2006private lawsuit-federal$3,550,000
Citigroup, Inc.benefit plan administrator violation2019private lawsuit-federal$6,900,000
Citigroup Inc.benefit plan administrator violation2014private lawsuit-federal$8,500,000
Citibank N.A.price-fixing or anti-competitive practices2020private lawsuit-federal$7,025,000
Citibank N.A.price-fixing or anti-competitive practices2020private lawsuit-federal$33,400,000
Citibank N.A.price-fixing or anti-competitive practices2018private lawsuit-federal$130,000,000
Citibank N.A.price-fixing or anti-competitive practices2019private lawsuit-federal$91,250,000
Citibank N.A.price-fixing or anti-competitive practices2022private lawsuit-federal$9,990,000
Citigroup Global Markets Inc.price-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Citigroup Inc.price-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
Citigroup Inc.price-fixing or anti-competitive practices2018private lawsuit-federal$402,000,000
Citigroup Inc.price-fixing or anti-competitive practices2018private lawsuit-federal$42,000,000
Citigroup Inc.price-fixing or anti-competitive practices2020private lawsuit-federal$9,950,000
CitigroupInc.price-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Citibank N.A.consumer protection violation2014private lawsuit-federal$110,000,000
Citibank N.A.consumer protection violation2013private lawsuit-federal$2,320,000
Citibank N.A.consumer protection violation2013private lawsuit-federal$7,500,000
Citigroup Global Markets Inc.consumer protection violation2015private lawsuit-federal$78,333,333
Citigroup Global Markets Inc.consumer protection violation2015private lawsuit-federal$10,571,428
Citigroup Inc.consumer protection violation2016private lawsuit-federal$13,500,000
Citigroup Mortgage Loan Trust Inc.consumer protection violation2012private lawsuit-federal$24,975,000
Citimortgage Inc.consumer protection violation2015private lawsuit-federal$2,200,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.