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Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parentsort icon Primary Offense Type Year Agency Penalty Amount
Selective Insurance Company of America Selective Insurance Group insurance violation 2015 MN-FIN $15,000
Selective Insurance Co. of America Selective Insurance Group insurance violation 2004 NJ-DBI $25,000
Selective Insurance Company of New York Selective Insurance Group insurance violation 2014 NY-DFS $50,000
Selective Insurance Company of America Selective Insurance Group insurance violation 2014 NY-DFS $50,000
Selective Way Insurance Company Selective Insurance Group insurance violation 2014 NY-DFS $50,000
Selective Insurance Companies Selective Insurance Group insurance violation 2018 NY-DFS $4,666,268
Selective Insurance Company of South Carolina Selective Insurance Group insurance violation 2005 PA-INS $5,000
Selective Way Insurance Company Selective Insurance Group insurance violation 2005 PA-INS $5,000
Selective Insurance Company of South Carolina Selective Insurance Group insurance violation 2014 TN-INS $10,000
Selective Insurance Company of America Selective Insurance Group insurance violation 2019 TX-INS $6,500
SELECTIVE INSURANCE CO., ET AL. Selective Insurance Group insurance violation 2010 VA-INS $66,000
Selective Insurance Company of America Selective Insurance Group insurance violation 2011 VA-INS $8,000
SELECTIVE INSURANCE COMPANY OF AMERICA Selective Insurance Group insurance violation 2017 VA-INS $339,333
SELECTIVE INSURANCE CO. ET AL. Selective Insurance Group insurance violation 2018 VA-INS $10,000
Selective Insurance Company of America Selective Insurance Group insurance violation 2019 VA-INS $10,137
Selective Insurance Company of the Southeast Selective Insurance Group insurance violation 2011 WI-INS $5,000
Selective Insurance Company of America Selective Insurance Group insurance violation 2020 OR-FIN $10,000
Sentry Insurance a Mutual Company Sentry Insurance wage and hour violation 2004 WHD $46,524
Sentry Insurance Sentry Insurance consumer protection violation 2014 MA-AG $53,430
Sentry Insurance A Mutual Co. Sentry Insurance insurance violation 2015 AZ-INS $20,000
Sentry Insurance A Mutual Company Sentry Insurance insurance violation 2005 FL-OFR $7,500
Sentry Insurance A Mutual Company Sentry Insurance insurance violation 2001 MA-INS $14,500
Sentry Insurance a Mutual Company Sentry Insurance insurance violation 2011 MO-INS $5,200
Sentry Insurance a Mutual Company Sentry Insurance insurance violation 2018 MO-INS $15,000
Dairyland Insurance Company Sentry Insurance insurance violation 2003 SC-INS $5,000
Sentry Insurance Group Sentry Insurance insurance violation 2015 SD-INS $125,000
Sentry Insurance Sentry Insurance insurance violation 2008 TX-INS $5,000
Sentry Insurance, A Mutual Company Sentry Insurance insurance violation 2010 TX-INS $7,200
Sentry Insurance, A Mutual Company Sentry Insurance insurance violation 2012 TX-INS $13,750
Sentry Insurance Sentry Insurance insurance violation 2014 TX-INS $17,731
Sentry Insurance Sentry Insurance insurance violation 2015 TX-INS $20,000
Sentry Insurance Sentry Insurance insurance violation 2016 TX-INS $12,000
Sentry Insurance Sentry Insurance insurance violation 2019 TX-INS $9,000
Sentry Insurance A Mutual Company Sentry Insurance insurance violation 2011 UT-INS $6,000
DAIRYLAND INSURANCE CO Sentry Insurance insurance violation 2001 VA-INS $8,500
Dairyland Insurance Company Sentry Insurance insurance violation 2013 VT-FIN $37,852
Dairyland Insurance Co. and Peak Property and Casualty Insurance Corp. Sentry Insurance insurance violation 2020 VA-INS $140,492
Simmons First National Bank Simmons First National Corp. employment discrimination 2010 OFCCP $360,187
Sallie Mae Bank SLM Corp. banking violation 2014 FDIC $93,300,000
Societe Generale Societe Generale toxic securities abuses 2014 FHFA $122,000,000
Societe Generale Private Banking (Suisse) SA Societe Generale tax violations 2015 DOJ_TAX $17,807,000
Societe Generale Private Banking (Lugano-Svizzera) Societe Generale tax violations 2015 DOJ_TAX $1,363,000
Societe Generale Societe Generale economic sanction violation 2003 OFAC $6,600
Societe Generale Societe Generale economic sanction violation 2003 OFAC $11,000
SG Americas Securities, LLC Societe Generale investor protection violation 2016 CFTC $750,000
Societe Generale Societe Generale data submission deficiencies 2016 CFTC $450,000
Societe Generale S.A. Societe Generale toxic securities abuses 2017 USAO $50,000,000
SG Americas Securities LLC Societe Generale investor protection violation 2015 SEC $1,011,093
Societe Generale S.A. Societe Generale interest rate benchmark manipulation 2018 CFTC $475,000,000
Societe Generale S.A. Societe Generale Foreign Corrupt Practices Act 2018 DOJ_CRIMINAL $860,000
SG Americas Securities, LLC Societe Generale investor protection violation 2009 SEC $8,384,932
Societe Generale S.A. Societe Generale economic sanction violation 2018 FED $81,300,000
Societe Generale S.A. Societe Generale economic sanction violation 2018 USAO $717,200,000
Societe Generale S.A. Societe Generale economic sanction violation 2018 OFAC $53,966,916
SG Americas Securities LLC (Societe Generale) Societe Generale investor protection violation 2018 SEC $800,000
Societe Generale Societe Generale price-fixing or anti-competitive practices 2016 MULTI-AG $26,750,000
Societe Generale International Limited Societe Generale investor protection violation 2019 CFTC $2,500,000
Societe Generale Societe Generale economic sanction violation 2011 OFAC $111,259
Societe Generale Societe Generale economic sanction violation 2018 NY-MANDA $162,800,000
Societe Generale Financial Corporation Societe Generale banking violation 2020 CA-DFPI $10,250
Societe Generale SA Societe Generale economic sanction violation 2018 NY-DFS $420,000,000
SG Americas Securities LLC Societe Generale investor protection violation 2020 SEC $1,550,000
SG Americas Securities, LLC Societe Generale investor protection violation 2020 FINRA $1,550,000
SG Americas Securities, Inc. Societe Generale investor protection violation 2013 FINRA $675,000
SG Americas Securities, LLC Societe Generale investor protection violation 2005 FINRA $4,478,000
STANDARD CHARTERED PLC Standard Chartered banking violation 2012 FED $100,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2012 DOJ_CRIMINAL $227,000,000
Standard Chartered Bank (Switzerland) SA, en liquidation Standard Chartered tax violations 2015 DOJ_TAX $6,337,000
Standard Chartered Bank Standard Chartered economic sanction violation 2012 OFAC (*) $132,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2019 DOJ_CRIMINAL $292,210,160
Standard Chartered plc Standard Chartered banking violation 2019 FED $164,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2019 OFAC (*) $657,040,033
Standard Chartered Bank Standard Chartered economic sanction violation 2019 NY-MANDA $292,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2012 NY-MANDA (*) $113,500,000
Standard Chartered Bank Standard Chartered anti-money-laundering deficiencies 2012 NY-DFS $340,000,000
Standard Chartered Bank Standard Chartered anti-money-laundering deficiencies 2014 NY-DFS $300,000,000
Standard Chartered Bank Standard Chartered foreign exchange market manipulation 2019 NY-DFS $40,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2019 NY-DFS $180,000,000
State Farm Mutual Automobile Insurance Compan State Farm Insurance Family and Medical Leave Act 2010 WHD $27,787
State Farm State Farm Insurance wage and hour violation 2013 private lawsuit-federal $5,000,000
State Farm State Farm Insurance wage and hour violation 2005 private lawsuit-state $135,000,000
State Farm Mutual Insurance Company State Farm Insurance employment discrimination 2013 private lawsuit-state $657,403
State Farm State Farm Insurance consumer protection violation 2008 MS-AG $74,000,000
State Farm State Farm Insurance consumer protection violation 2000 TX-AG $3,100,000
State Farm Life Insurance Co. State Farm Insurance insurance violation 2017 MULTI-AG $250,000
State Farm Mutual Automobile Insurance Co. State Farm Insurance consumer protection violation 2005 TX-AG $10,000,000
State Farm Mutual Insurance Company State Farm Insurance consumer protection violation 2005 MULTI-AG $41,000,000
State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2003 CA-INS $250,000
State Farm State Farm Insurance insurance violation 2017 CA-INS $13,335,701
State Farm Fire & Casualty Co. State Farm Insurance insurance violation 2012 DE-INS $150,000
State Farm Fire & Casualty Insurance Co. and State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2016 DE-INS $28,000
State Farm Fire & Casualty Co. and State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2018 DE-INS $24,000
State Farm Life Insurance Co. State Farm Insurance insurance violation 2019 DE-INS $18,000
State Farm Florida Insurance Co. State Farm Insurance insurance violation 2005 FL-OFR $5,000
State Farm Life Insurance Co. State Farm Insurance insurance violation 2008 FL-OFR $10,500
State Farm Life Insurance Co. State Farm Insurance insurance violation 2010 FL-OFR $10,500
State Farm Life Insurance Co. State Farm Insurance insurance violation 2012 FL-OFR $10,500
State Farm Life Insurance Co. State Farm Insurance insurance violation 2014 FL-OFR $10,500
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co. State Farm Insurance insurance violation 2011 IL-INS $50,000
State Farm Mutual Automobile Insurance Co. et al. State Farm Insurance insurance violation 2009 IN-INS $275,000
State Farm Fire and Casualty Co. State Farm Insurance insurance violation 2015 KS-INS $10,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)