Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$332,924,888,663
Number of Records: 
6,731
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,885,116,051259
JPMorgan Chase$35,851,377,155190
Citigroup$25,535,002,360154
Wells Fargo$21,428,596,719217
Deutsche Bank$18,341,457,30276
UBS$16,845,624,16097
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,447,392,62644


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parentsort icon Primary Offense Type Year Agency Penalty Amount
Travelers Insurance Company Travelers insurance violation 2002 MA-INS $8,600
Travelers Casualty and Surety Company of America Travelers insurance violation 2011 MD-INS $5,000
Phoenix Insurance Co. and Travelers Property Casualty Company of America Travelers insurance violation 2013 MD-INS $50,000
The Travelers Indemnity Company of America et al. Travelers insurance violation 2014 MD-INS $55,000
The Travelers Indemnity Company of America et al. Travelers insurance violation 2014 MD-INS $20,400
The Standard Fire Insurance Co. Travelers insurance violation 2015 MD-INS $8,000
The Standard Fire Insurance Co. Travelers insurance violation 2015 MD-INS $10,000
Standard Fire Insurance Co. et al. Travelers insurance violation 2016 MD-INS $7,500
Travelers Commercial Insurance Co. et al. Travelers insurance violation 2017 MD-INS $10,000
Travelers Casualty and Surety Co. Travelers insurance violation 2018 MD-INS $67,500
Travelers Indemnity Co. Travelers insurance violation 2002 MN-FIN $5,000
Travelers Home and Marine Insurance Co. Travelers insurance violation 2016 MN-FIN $10,000
The Travelers Home and Marine Insurance Co. Travelers insurance violation 2016 MN-FIN $15,000
The Travelers Indemnity Co. Travelers insurance violation 2019 MN-FIN $10,000
Standard Fire Insurance Co. Travelers insurance violation 2015 MO-INS $89,000
Travelers Indemnity Company of America Travelers insurance violation 2016 MO-INS $20,000
Travelers Property and Casualty Company of America Travelers insurance violation 2016 MO-INS $19,000
Phoenix Insurance Co. Travelers insurance violation 2016 MO-INS $21,000
Travelers Casualty Insurance Company of America et al. Travelers insurance violation 2016 MO-INS $16,000
Travelers Casualty and Surety Co. et al. Travelers insurance violation 2013 MT-INS $5,000
Travelers Home & Marine Insurance Company Travelers insurance violation 2014 NY-DFS $100,000
Standard Fire Insurance Company Travelers insurance violation 2018 OR-FIN $71,200
Travelers Indemnity Company of Connecticut Travelers insurance violation 2004 PA-INS $7,500
Travelers Indemnity Co. Travelers insurance violation 2017 PA-INS $100,000
Travelers Indemnity Company of America Travelers insurance violation 2009 RI-FIN $5,000
Standard Fire Insurance Company Travelers insurance violation 2000 SC-INS $10,000
Standard Fire Insurance Company Travelers insurance violation 2010 TX-INS $8,000
Travelers Indemnity Company Travelers insurance violation 2010 TX-INS $55,000
Travelers Indemnity Company Travelers insurance violation 2010 TX-INS $60,000
Travelers Property Casualty Company of America Travelers insurance violation 2010 TX-INS $20,000
Travelers Property Casualty Company of America Travelers insurance violation 2012 TX-INS $25,000
Travelers Casualty and Surety Company Travelers insurance violation 2012 TX-INS $6,000
Standard Fire Insurance Company Travelers insurance violation 2013 TX-INS $5,000
United States Fidelity and Guaranty Company Travelers insurance violation 2014 TX-INS $13,307
The Phoenix Insurance Company Travelers insurance violation 2014 TX-INS $10,628
The Standard Fire Insurance Company Travelers insurance violation 2014 TX-INS $9,795
The Travelers Indemnity Company Travelers insurance violation 2014 TX-INS $19,442
Travelers Property and Casualty Company of America Travelers insurance violation 2014 TX-INS $17,012
Travelers Casualty Insurance Company of America Travelers insurance violation 2014 TX-INS $10,000
The Travelers Indemnity Company Travelers insurance violation 2014 TX-INS $11,500
Phoenix Insurance Company Travelers insurance violation 2014 TX-INS $5,750
Travelers Casualty and Surety Company Travelers insurance violation 2015 TX-INS $8,000
Travelers Indemnity Company Travelers insurance violation 2015 TX-INS $10,000
The Travelers Indemnity Company Travelers insurance violation 2015 TX-INS $10,000
Travelers Indemnity Company et al. Travelers insurance violation 2015 TX-INS $1,200,000
The Travelers Indemnity Company Travelers insurance violation 2015 TX-INS $7,500
Travelers Indemnity Company of Connecticut Travelers insurance violation 2015 TX-INS $60,000
The Travelers Indemnity Company Travelers insurance violation 2016 TX-INS $9,000
The Travelers Indemnity Company of Connecticut Travelers insurance violation 2016 TX-INS $7,000
The Standard Fire Insurance Company Travelers insurance violation 2016 TX-INS $5,000
The Travelers Indemnity Co. of Connecticut Travelers insurance violation 2016 TX-INS $18,000
Travelers Property Casualty Company of America Travelers insurance violation 2016 TX-INS $62,000
Travelers Casualty and Surety Company of America Travelers insurance violation 2016 TX-INS $100,000
Travelers Casualty & Surety Company Travelers insurance violation 2017 TX-INS $13,000
Travelers Lloyds of Texas Insurance Company Travelers insurance violation 2017 TX-INS $10,000
The Standard Fire Insurance Company Travelers insurance violation 2018 TX-INS $27,855
Travelers Casualty and Surety Company Travelers insurance violation 2018 TX-INS $11,000
Travelers Property Casualty Company of America Travelers insurance violation 2018 TX-INS $14,500
The Travelers Indemnity Company Travelers insurance violation 2018 TX-INS $7,500
The Travelers Indemnity Company of Connecticut Travelers insurance violation 2018 TX-INS $20,000
Standard Fire Insurance Company Travelers insurance violation 2019 TX-INS $20,000
The Phoenix Insurance Company Travelers insurance violation 2019 TX-INS $6,000
Travelers Indemnity Company Travelers insurance violation 2019 TX-INS $5,000
Travelers Casualty and Surety Company Travelers insurance violation 2019 TX-INS $14,000
THE TRAVELERS INDEMNITY CO. et al. Travelers insurance violation 2009 VA-INS $7,000
Travelers Property Casualty Co. of America Travelers insurance violation 2009 VA-INS $6,000
The Travelers Indemnity Company ofAmerica Travelers insurance violation 2020 VA-INS $49,500
Travelers Indemnity Co. et al. Travelers insurance violation 2016 VT-FIN $96,000
St. Paul Fire & Marine Insurance Co. Travelers insurance violation 2005 WI-INS $20,000
Travelers Casualty & Surety Company of America Travelers insurance violation 2008 WI-INS $30,000
Travelers Property Casualty Co. of America Travelers insurance violation 2020 TX-INS $10,000
Travelers Indemnity Company Travelers discriminatory practices (non-employment) 2018 private lawsuit-federal $450,000
Travelers Home and Marine Insurance Company Travelers insurance violation 2021 WA-INS $10,000
STANDARD FIRE INSURANCE COMPANY Travelers insurance violation 2021 WA-INS $5,000
Trafigura AG Trafigura wage and hour violation 2007 WHD $11,839
Trafigura Beheer B.V. Amsterdam Trafigura environmental violation 2012 CA-ARB $10,000
BOWIE REFINED COAL LLC Trafigura environmental violation 2018 KY-ENV $12,200
BOWIE REFINED COAL LLC Trafigura environmental violation 2017 KY-ENV $45,000
Trafigura AG Trafigura environmental violation 2012 EPA $73,465
Trafigura AG Trafigura environmental violation 2015 EPA $21,450
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2000 MSHA $5,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $9,625
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $11,600
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $18,800
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $9,625
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $9,288
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,745
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $5,211
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $7,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $40,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $20,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2004 MSHA $5,800
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)