Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Churchill Downs Louisiana Horseracing Co., LLC | Churchill Downs Inc. | entertainment | environmental violation | 2021 | EPA | $2,790,000 |
| Neovest Inc. | investor protection violation | 2021 | SEC | $2,750,000 | ||
| Sprint United Management Company | T-Mobile US | telecommunications | wage and hour violation | 2021 | private lawsuit-federal | $2,750,000 |
| Views on Learning, Inc. | telecommunications violation | 2021 | FCC | $2,745,000 | ||
| Anderson Hill Road Capital, LLC | WARN Act violation | 2021 | NY-AG | $2,706,344 | ||
| Upper Allegheny Health System | False Claims Act and related | 2021 | NY-AG | $2,700,000 | ||
| Upper Allegheny Health System | False Claims Act and related | 2021 | USAO | $2,700,000 | ||
| Frontier Communications of New York, Inc. | Frontier Communications | telecommunications | utility service violation | 2021 | NY-PSC | $2,700,000 |
| Massachusetts Eye and Ear Infirmary et al. | Mass General Brigham | healthcare services | False Claims Act and related | 2021 | USAO | $2,678,000 |
| TOBO Construction, Inc. | wage and hour violation | 2021 | CA-LCO | $2,669,548 | ||
| UPMC | UPMC | healthcare services | privacy violation | 2021 | private lawsuit-state | $2,650,000 |
| Top Golf USA Inc. | privacy violation | 2021 | private lawsuit-federal | $2,633,400 | ||
| Real Travel, LLC | consumer protection violation | 2021 | AR-AG | $2,600,000 | ||
| Elevation Capital Partners, LLC | consumer protection violation | 2021 | PA-AG | $2,600,000 | ||
| UnitedHealthcare Insurance Company et al. | UnitedHealth Group | healthcare services | insurance violation | 2021 | TX-INS | $2,600,000 |
| Stericycle | Stericycle | waste management and environmental services | environmental violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,600,000 |
| Ecolab Inc. | Ecolab | chemicals | wage and hour violation | 2021 | private lawsuit-federal | $2,550,000 |
| Blue Diamond Growers | consumer protection violation | 2021 | private lawsuit-federal | $2,550,000 | ||
| Stronghold Engineering, Inc. | False Claims Act and related | 2021 | USAO | $2,500,000 | ||
| Albertson's LLC | Albertsons Companies | retailing | wage and hour violation | 2021 | private lawsuit-federal | $2,500,000 |
| United States Commodity Funds LLC | investor protection violation | 2021 | CFTC | $2,500,000 | ||
| SFPP, L.P. | Kinder Morgan | pipelines | environmental violation | 2021 | CA-AG | $2,500,000 |
| Rochester Gas & Electric Corporation | Iberdrola | utilities and power generation | utility safety violation | 2021 | NY-PSC | $2,500,000 |
| Xcel Energy Inc. | Xcel Energy | utilities and power generation | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $2,500,000 |
| Rothschild Investment Corporation | investor protection violation | 2021 | SEC | $2,471,667 | ||
| Princeton Pathology Services P.A. | False Claims Act and related | 2021 | USAO | $2,400,000 | ||
| Center for Severe Weather Research | False Claims Act and related | 2021 | USAO | $2,400,000 | ||
| MARMON UTILITY LLC | Berkshire Hathaway | diversified | environmental violation | 2021 | USAO | $2,400,000 |
| Barry University | consumer protection violation | 2021 | private lawsuit-federal | $2,400,000 | ||
| Opportunity Financial, LLC | consumer protection violation | 2021 | DC-AG | $2,390,000 | ||
| Opportunity Financial, LLC | consumer protection violation | 2021 | DC-AG | $2,390,000 | ||
| Visiting Nurse Association and Hospice of Vermont and New Hampshire, Inc. | HHS civil monetary penalties | 2021 | HHSOIG | $2,389,706 | ||
| Bank of China (UK) Limited | Bank of China | financial services | economic sanction violation | 2021 | OFAC | $2,329,991 |
| Performance Realty Management, LLC | investor protection violation | 2021 | AZ-CC | $2,309,101 | ||
| Citrix Systems, Inc. | Cloud Software Group | information technology | privacy violation | 2021 | private lawsuit-federal | $2,275,000 |
| Information Resources, Inc. | wage and hour violation | 2021 | private lawsuit-federal | $2,250,000 | ||
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2021 | MA-AG | $2,250,000 |
| The Alista Group, LLC | investor protection violation | 2021 | CFTC | $2,242,162 | ||
| Maddy's Home Furniture and More, LLC | consumer protection violation | 2021 | NY-NYCDCWP | $2,213,000 | ||
| SAP Public Services, Inc. | SAP | information technology | False Claims Act and related | 2021 | USAO | $2,200,000 |
| Greyhound Lines Inc. | discriminatory practices (non-employment) | 2021 | WA-AG | $2,200,000 | ||
| North American Bancard, LLC | privacy violation | 2021 | private lawsuit-federal | $2,200,000 | ||
| Duracell | Berkshire Hathaway | diversified | consumer protection violation | 2021 | private lawsuit-federal | $2,200,000 |
| Centene Management Company | Centene | healthcare services | wage and hour violation | 2021 | private lawsuit-federal | $2,179,700 |
| Skytec Security Services, LLC and Skytec Service KC, LLC | investor protection violation | 2021 | MO-SEC | $2,151,130 | ||
| SAP SE | SAP | information technology | economic sanction violation | 2021 | OFAC | $2,132,174 |
| Good Family Support Services Inc. | wage and hour violation | 2021 | WHD | $2,125,429 | ||
| Algonquin Power Windsor Locks LLC | Algonquin Power & Utilities | utilities and power generation | energy market violation | 2021 | FERC | $2,119,073 |
| MML Investors Services, LLC | Massachusetts Mutual Life Insurance | financial services | investor protection violation | 2021 | SEC | $2,109,458 |
| Malarkey Roofing Company | Holcim Group | building materials | environmental violation | 2021 | OR-ENV | $2,105,405 |
| Seed Consulting LLC and Credit Navigator LLC | consumer protection violation | 2021 | FTC | $2,100,000 | ||
| Leaders Merchant Services, LLC | consumer protection violation | 2021 | CA-VCDA | $2,050,000 | ||
| KP Kauffman Company Inc. | environmental violation | 2021 | CO-OIL | $2,014,530 | ||
| Rockwater Northeast, LLC | environmental violation | 2021 | EPA | $2,012,400 | ||
| Agora Financial, LLC | consumer protection violation | 2021 | FTC | $2,000,000 | ||
| Amazon.com | Amazon.com | retailing | consumer protection violation | 2021 | CA-MULTI | $2,000,000 |
| Match Group Inc. | consumer protection violation | 2021 | CA-MULTI | $2,000,000 | ||
| Interface Rehab | False Claims Act and related | 2021 | DOJ_CIVIL | $2,000,000 | ||
| Carenow Services, LLC | False Claims Act and related | 2021 | USAO | $2,000,000 | ||
| DSV Air & Sea Inc. | DSV | freight and logistics | wage and hour violation | 2021 | private lawsuit-federal | $2,000,000 |
| Boeing Co. | Boeing | aerospace and military contracting | wage and hour violation | 2021 | private lawsuit-federal | $2,000,000 |
| Health Plan Intermediaries Holdings, LLC | insurance violation | 2021 | CA-INS | $2,000,000 | ||
| Diana Wilhelmsen Management Limited | environmental violation | 2021 | EPA | $2,000,000 | ||
| American Renal Associates Holdings, Inc. | investor protection violation | 2021 | SEC | $2,000,000 | ||
| T-Mobile USA Inc | T-Mobile US | telecommunications | wage and hour violation | 2021 | private lawsuit-federal | $2,000,000 |
| Aldi, Inc. | Aldi | retailing | wage and hour violation | 2021 | private lawsuit-federal | $2,000,000 |
| Lifewatch Inc. et al. | consumer protection violation | 2021 | FL-AG | $2,000,000 | ||
| OpenX Technologies, Inc. | privacy violation | 2021 | FTC | $2,000,000 | ||
| Cytozyme Laboratories, Inc. | AEA Investors | private equity (including portfolio companies) | environmental violation | 2021 | UT-SLCDA | $2,000,000 |
| 16 on Center, LLC | wage and hour violation | 2021 | IL-DOL | $2,000,000 | ||
| Principal Life Insurance Company | Principal Financial | financial services | insurance violation | 2021 | NY-DFS | $1,997,866 |
| Rockne Educational Television, Inc. and The Learning Paradigm, Inc. | telecommunications violation | 2021 | FCC | $1,987,500 | ||
| Jonathan Roberts Advisory Group, Inc. d/b/a J.W. Cole Advisors, Inc. | investor protection violation | 2021 | SEC | $1,957,053 | ||
| St. Germain Investment Management, Inc. | investor protection violation | 2021 | SEC | $1,925,250 | ||
| Maytag Aircraft Corporation | environmental violation | 2021 | USAO | $1,901,200 | ||
| Chesapeake Appalachia, LLC | Chesapeake Energy | oil and gas | environmental violation | 2021 | PA-ENV | $1,900,000 |
| United Airlines, Inc. | United Airlines Holdings | airlines | aviation consumer protection violation | 2021 | ACPD | $1,900,000 |
| George's Farms, Inc. | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $1,900,000 | ||
| Peco Foods, Inc. | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $1,900,000 | ||
| CHESAPEAKE APPALACHIA, LLC | Chesapeake Energy | oil and gas | environmental violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,900,000 |
| Fleur de Lis Operating, LLC Salt Creek and Linch C | environmental violation | 2021 | EPA | $1,900,000 | ||
| V.J. Associates Inc. | False Claims Act and related | 2021 | MA-AG | $1,875,000 | ||
| V.J. Associates Inc. | False Claims Act and related | 2021 | NY-AG | $1,875,000 | ||
| VTA Telecom Corporation | export control violation | 2021 | BIS | $1,869,372 | ||
| Bear Butte Farms, LLC | cannabis violation | 2021 | CA-DCC | $1,857,399 | ||
| Winslow and Evans & Crocker, Inc. | investor protection violation | 2021 | SEC | $1,851,787 | ||
| J & L Cable TV Services | wage and hour violation | 2021 | private lawsuit-federal | $1,850,000 | ||
| Allstate Hospice LLC and Verge Home Care LLC | kickbacks and bribery | 2021 | USAO | $1,847,279 | ||
| Jimmy John's LLC | wage and hour violation | 2021 | private lawsuit-federal | $1,834,700 | ||
| VJ Associates, Inc. | fraud | 2021 | USAO | $1,830,000 | ||
| Stone Brewing Co., LLC | tax violations | 2021 | ATTTB | $1,804,430 | ||
| First Unum Life Insurance Company of America and Paul Revere Life Insurance Company | Unum | financial services | privacy violation | 2021 | NY-DFS | $1,800,000 |
| Umpqua Bank | Umpqua Holdings | financial services | banking violation | 2021 | FDIC | $1,800,000 |
| Swagat Restaurant Inc. | wage and hour violation | 2021 | private lawsuit-federal | $1,800,000 | ||
| Dolgencorp LLC | Dollar General | retailing | consumer protection violation | 2021 | private lawsuit-federal | $1,800,000 |
| ALTLANTIC RICHFIELD COMPANY | BP | oil and gas | environmental violation | 2021 | EPA | $1,800,000 |
| Tailor Made Compounding | Controlled Substances Act violation | 2021 | USAO | $1,788,906 | ||
| Tradition Securities and Derivatives, LLC | investor protection violation | 2021 | SEC | $1,787,459 | ||
| Rossshire Development LLC and Greenstone Ventures LLC and Modern South Development LLC | investor protection violation | 2021 | NC-SEC | $1,771,382 | ||
| JPI Construction | wage and hour violation | 2021 | CA-LCO | $1,771,133 | ||
| Landmark Home Warranty | consumer protection violation | 2021 | AZ-AG | $1,750,000 |
