Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| JDA Software Group Inc. | New Mountain Capital | private equity (including portfolio companies) | accounting fraud or deficiencies | 2014 | SEC | $750,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| VeriFone Holdings, Inc. | Francisco Partners | private equity (including portfolio companies) | accounting fraud or deficiencies | 2009 | SEC | $25,000 |
| McAfee, Inc. | Advent International | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | SEC | $50,000,000 |
| America Online, Inc. | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2000 | SEC | $3,500,000 |
| AOL | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | AK-AG | $25,000,000 |
| Empire Kosher Poultry, Inc. | Aterian Investment Partners | private equity (including portfolio companies) | agribusiness violation | 2012 | GIPSA | $18,000 |
| Columbus Steel Castings Company | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $825,000 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2002 | EPA | $1,050,000 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $1,100,000 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $550,000 |
| Briggs & Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2004 | WI-AG | $66,661 |
| Columbus Steel Castings Company, Inc. | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | OH-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $825,000 |
| Sterigenics U.S., LLC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2019 | IL-AG | $300,000 |
| Nouryon Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2019 | EPA | $450,000 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | AL-ENV | $27,000 |
| Plasman Corporation, LLC | MiddleGround Capital | private equity (including portfolio companies) | air pollution violation | 2015 | AL-ENV | $8,000 |
| Grede II, LLC | Gamut Capital | private equity (including portfolio companies) | air pollution violation | 2014 | AL-ENV | $16,000 |
| Momentive Specialty Chemical, Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2011 | AL-ENV | $10,000 |
| GARDA CL West, Inc. | BC Partners | private equity (including portfolio companies) | air pollution violation | 2017 | CA-ARB | $6,500 |
| Briggs and Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2017 | CA-ARB | $13,875 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2016 | CA-ARB | $10,125 |
| Hot Topic, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2016 | CA-ARB | $5,600 |
| Staples Incorporated | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2015 | CA-ARB | $47,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2015 | CA-ARB | $152,000 |
| Arctic Glacier USA Incorporated | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2013 | CA-ARB | $14,400 |
| Jo-Ann Stores, Inc. | Leonard Green & Partners | private equity (including portfolio companies) | air pollution violation | 2009 | CA-ARB | $10,000 |
| Club Car, Inc. | Platinum Equity | private equity (including portfolio companies) | air pollution violation | 2009 | CA-ARB | $15,000 |
| TruGreen Landcare | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2009 | CA-ARB | $11,000 |
| Apria Health Care | Blackstone | private equity (including portfolio companies) | air pollution violation | 2008 | CA-ARB | $14,000 |
| West Marine, Inc. | L Catterton | private equity (including portfolio companies) | air pollution violation | 2008 | CA-ARB | $5,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | air pollution violation | 2007 | CA-ARB | $5,000 |
| Amrep | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2007 | CA-ARB | $298,318 |
| Amrep | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2006 | CA-ARB | $103,020 |
| Amrep, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2006 | CA-ARB | $48,662 |
| AMREP, INC. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2006 | CA-ARB | $270,000 |
| AMREP, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2005 | CA-ARB | $14,000 |
| Intertape Polymer Corp. | Clearlake Capital | private equity (including portfolio companies) | air pollution violation | 2013 | CO-DPHE | $5,250 |
| Rockies Express Pipeline LLC | Blackstone | private equity (including portfolio companies) | air pollution violation | 2009 | CO-DPHE | $5,600 |
| Intertape Polymer Corp. | Clearlake Capital | private equity (including portfolio companies) | air pollution violation | 2009 | CO-DPHE | $8,400 |
| Strategic Materials, Inc. | Littlejohn & Co. | private equity (including portfolio companies) | air pollution violation | 2020 | CT-ENV | $39,200 |
| ASCEND PERFORMANCE MATERIALS OPERATIONS LLC | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | FL-DEP | $10,000 |
| COVANTA LAKE II, INC. | EQT AB | private equity (including portfolio companies) | air pollution violation | 2008 | FL-DEP | $10,600 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2020 | GA-ENV | $5,747 |
| LiFoam Industries, Inc. | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | GA-ENV | $6,000 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2018 | GA-ENV | $10,552 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | GA-ENV | $7,150 |
| Trojan Battery Company LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | GA-ENV | $13,359 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2015 | GA-ENV | $5,000 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2011 | GA-ENV | $11,118 |
| AMREP, Inc | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2010 | GA-ENV | $10,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | GA-ENV | $5,000 |
| AMREP, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | GA-ENV | $38,000 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2007 | GA-ENV | $10,911 |
| Trojan Battery Company | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2005 | GA-ENV | $5,000 |
| AMREP, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2005 | GA-ENV | $29,780 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2005 | GA-ENV | $13,500 |
| Acuity Specialty Products Group, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2004 | GA-ENV | $33,900 |
| Carry-On Trailer Corporation | Bain Capital | private equity (including portfolio companies) | air pollution violation | 2003 | GA-ENV | $8,000 |
| Dolco Packaging Corporation | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2003 | GA-ENV | $6,000 |
| Roper Pump Company | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2000 | GA-ENV | $6,000 |
| Reichold, Incorporated | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2000 | GA-ENV | $7,500 |
| GLEN GERY CORPORATION | Bain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | IL-ENV | $950,000 |
| Federal-Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2005 | IL-ENV | $10,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | IN-ENV | $14,044 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $34,403 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $28,750 |
| LSC COMMUNICATIONS INC | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $9,000 |
| THE PULLMAN CO | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $10,200 |
| DOLCO PKG CORP A TEXI-PLEX BUSINESS | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2018 | IN-ENV | $22,500 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | IN-ENV | $49,000 |
| ANCHOR GLASS CONTAINER CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2017 | IN-ENV | $5,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | IN-ENV | $14,000 |
| MULTI COLOR CORP | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2015 | IN-ENV | $5,000 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2015 | IN-ENV | $6,250 |
| THE PULLMAN CO | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2014 | IN-ENV | $10,200 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2013 | IN-ENV | $10,200 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2013 | IN-ENV | $6,200 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2012 | IN-ENV | $6,250 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2009 | IN-ENV | $40,000 |
| FERRO CORP | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2008 | IN-ENV | $18,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2008 | IN-ENV | $15,000 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $7,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $14,200 |
| ANCHOR GLASS CONTAINER CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2004 | IN-ENV | $6,200 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $9,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $5,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $8,400 |
| FEDERAL MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2010 | KY-ENV | $5,000 |
| LIFOAM INDUSTRIES | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | MD-ENV | $30,000 |
| POLYONE DESIGNED STRUCTURES | Arsenal Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | MD-ENV | $39,000 |
| LIFOAM INDUSTRIES | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | MD-ENV | $70,000 |
| LIFOAM INDUSTRIES | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2012 | MD-ENV | $40,000 |
| SPARTECH | Arsenal Capital Partners | private equity (including portfolio companies) | air pollution violation | 2010 | MD-ENV | $60,000 |
| COVANTA POWER | EQT AB | private equity (including portfolio companies) | air pollution violation | 2003 | MD-ENV | $18,000 |
| MAACO | Roark Capital | private equity (including portfolio companies) | air pollution violation | 2003 | MD-ENV | $5,000 |
| Gulf Oil Limited Partnership | ArcLight Capital Partners | private equity (including portfolio companies) | air pollution violation | 2014 | ME-ENV | $29,500 |
| Intertape Polymer Group | Clearlake Capital | private equity (including portfolio companies) | air pollution violation | 2020 | MI-ENV | $42,500 |
| Grede LLC | Gamut Capital | private equity (including portfolio companies) | air pollution violation | 2016 | MI-ENV | $41,450 |
| Pioneer Metal Finishing | Aterian Investment Partners | private equity (including portfolio companies) | air pollution violation | 2015 | MI-ENV | $30,303 |
| Federal-Mogul Powertrain LLC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2018 | MN-ENV | $7,200 |
