Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Providian Financial Corp. | JPMorgan Chase | financial services | consumer protection violation | 2000 | CA-AG | $305,500,000 |
Providian Financial Corp. | JPMorgan Chase | financial services | consumer protection violation | 2000 | CT-AG | $1,600,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2001 | FINRA | $10,000 |
Chase Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2001 | FINRA | $10,000 |
Bear Stearns & Co. LLC | JPMorgan Chase | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
First USA | JPMorgan Chase | financial services | consumer protection violation | 2002 | MULTI-AG | $1,300,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
El Paso Electric Corporation | JPMorgan Chase | financial services | energy market violation | 2003 | FERC | $15,500,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2003 | SEC | $135,000,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | SEC | $80,000,000 |
J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | SEC | $80,000,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | FINRA | $6,000,000 |
Bank One | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
Bank One | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $6,682 |
JP Morgan Chase | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $26,980 |
JP Morgan Chase & Co. | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $17,303 |
JP Morgan Chase & Co. | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $73,281 |
JP Morgan Chase Bank | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $9,748 |
JP Morgan Chase Bank | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $18,094 |
Chase Investment Services Corp. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $250,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $4,950,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $280,469 |
J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | investor protection violation | 2005 | SEC | $700,000 |
Bear, Stearns & Co., Inc. | JPMorgan Chase | financial services | investor protection violation | 2005 | IL-SEC | $10,000 |
Bank One, KY, N.A. | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
Bear, Stearns & Co., Inc. | JPMorgan Chase | financial services | investor protection violation | 2006 | SEC | $1,500,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2006 | SEC | $1,500,000 |
J.P. Morgan Chase & Co. and Forum Temporary Services | JPMorgan Chase | financial services | labor relations violation | 2006 | NLRB | $60,760 |
Chase Bank | JPMorgan Chase | financial services | consumer protection violation | 2006 | MULTI-AG | $3,850,000 |
J P Morgan Chase | JPMorgan Chase | financial services | Family and Medical Leave Act | 2007 | WHD | $5,008 |
WASHINGTON MUTUAL | JPMorgan Chase | financial services | workplace safety or health violation | 2007 | OSHA | $5,000 |
Bear Stearns Companies, LLC | JPMorgan Chase | financial services | mortgage abuses | 2008 | FTC | $28,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2008 | SEC | $1,998,143 |
J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | kickbacks and bribery | 2009 | SEC | $75,000,000 |
El Paso Electric Company | JPMorgan Chase | financial services | labor relations violation | 2009 | NLRB | $11,500 |
Washington Mutual Bank | JPMorgan Chase | financial services | wage and hour violation | 2009 | private lawsuit-federal | $38,000,000 |
Chase Bank USA, N.A. | JPMorgan Chase | financial services | consumer protection violation | 2009 | NY-AG | $4,400,000 |
Chase Investment Services Corp. | JPMorgan Chase | financial services | investor protection violation | 2009 | FINRA | $32,500 |
Bear Stearns | JPMorgan Chase | financial services | wage and hour violation | 2010 | private lawsuit-federal | $675,000 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2010 | private lawsuit-federal | $2,492,729 |
Affinion Group, Inc. | JPMorgan Chase | financial services | consumer protection violation | 2010 | NY-AG | $8,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2010 | FL-AG | $25,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2010 | NJ-AG | $1,149,028 |
J.P. Morgan Chase | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
El Paso Electric Company | JPMorgan Chase | financial services | utility administrative violation | 2010 | NM-PRC | $5,000 |
Chase Bank | JPMorgan Chase | financial services | wage and hour violation | 2010 | MI-LEO | $15,000 |
EL PASO ELECTRIC | JPMorgan Chase | financial services | workplace safety or health violation | 2010 | OSHA | $6,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $228,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2011 | OCC | $35,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2011 | OCC | $2,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | economic sanction violation | 2011 | OFAC | $88,300,000 |
Washington Mutual Bank | JPMorgan Chase | financial services | wage and hour violation | 2011 | private lawsuit-federal | $463,000 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
JPMorgan Chase | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
JP Morgan Chase | JPMorgan Chase | financial services | environmental violation | 2011 | TX-ENV | $6,555 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | financial services | workplace safety or health violation | 2011 | OSHA | $18,300 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | mortgage abuses | 2012 | DOJ | $5,333,600,000 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2012 | CFTC | $20,000,000 |
El Paso Electric Company | JPMorgan Chase | financial services | labor relations violation | 2012 | NLRB | $79,692 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2012 | private lawsuit-federal | $1,195,000 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2012 | private lawsuit-federal | $9,000,000 |
JPMorgan Chase | JPMorgan Chase | financial services | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $42,600,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2013 | OCC | $60,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2013 | FED | $200,000,000 |
JPMorgan & Co. | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2013 | SEC | $200,000,000 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2013 | private lawsuit-federal | $770,000 |
Affinion | JPMorgan Chase | financial services | consumer protection violation | 2013 | MULTI-AG | $30,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2013 | WV-AG | $1,950,000 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | wage and hour violation | 2013 | CA-LCO | $9,111 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2014 | OCC | $350,000,000 |
J.P. Morgan Chase Bank, N.A. | JPMorgan Chase | financial services | anti-money-laundering deficiencies | 2014 | FINCEN | $461,000,000 |
JPMorgan Chase | JPMorgan Chase | financial services | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
JPMorgan Securities | JPMorgan Chase | financial services | data submission deficiencies | 2014 | CFTC | $650,000 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | anti-money-laundering deficiencies | 2014 | USAO | $1,700,000,000 |
J.P. Morgan Securities | JPMorgan Chase | financial services | investor protection violation | 2014 | SEC | $54,000 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2014 | private lawsuit-federal | $16,000,000 |
J.P. Morgan Securities | JPMorgan Chase | financial services | investor protection violation | 2014 | DE-AG | $51,400 |
J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | NJ-AG | $50,460 |
JP Morgan Chase | JPMorgan Chase | financial services | consumer protection violation | 2014 | HI-AG | $2,825,000 |
JPMorgan Chase and Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2014 | WV-AG | $400,000 |
J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | AK-DBS | $51,120 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | CT-SEC | $53,800 |
J.P. Morgan Securities | JPMorgan Chase | financial services | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2014 | private lawsuit-federal | $218,000,000 |
El Paso Electric | JPMorgan Chase | financial services | environmental violation | 2015 | EPA | $3,800,000 |
JPMorgan Chase | JPMorgan Chase | financial services | consumer protection violation | 2015 | CFPB | $900,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2015 | OCC | $30,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2015 | FED | $342,000,000 |
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. | JPMorgan Chase | financial services | investor protection violation | 2015 | SEC | $267,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | data submission deficiencies | 2015 | CFTC | $100,000,000 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2015 | private lawsuit-federal | $12,000,000 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2015 | private lawsuit-federal | $2,400,000 |
Chase Bank USA N.A. | JPMorgan Chase | financial services | consumer protection violation | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000 |
JP Morgan Chase | JPMorgan Chase | financial services | mortgage abuses | 2015 | MA-AG | $675,000 |
JPMorgan Chase | JPMorgan Chase | financial services | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | mortgage abuses | 2015 | MD-AG | $400,000 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | financial services | workplace safety or health violation | 2015 | OSHA | $7,000 |