Warning: Undefined array key 1 in /usr/home/goodjobsfirst/public_html/violationtrackerlive/function.php on line 727
Basic Search  |  Summaries  |  Advanced Search

156 Violation Tracker results found

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Providian Financial Corp.JPMorgan Chasefinancial servicesconsumer protection violation2000CA-AG$305,500,000
Providian Financial Corp.JPMorgan Chasefinancial servicesconsumer protection violation2000CT-AG$1,600,000
J.P. Morgan Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2001FINRA$10,000
Chase Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2001FINRA$10,000
Bear Stearns & Co. LLCJPMorgan Chasefinancial servicesinvestor protection violation2002MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
First USAJPMorgan Chasefinancial servicesconsumer protection violation2002MULTI-AG$1,300,000
J.P. Morgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2002MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
El Paso Electric CorporationJPMorgan Chasefinancial servicesenergy market violation2003FERC$15,500,000
J.P. Morgan Chase & Co.JPMorgan Chasefinancial servicesaccounting fraud or deficiencies2003SEC$135,000,000
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2003SEC$80,000,000
J.P. Morgan Securities Inc.JPMorgan Chasefinancial servicesinvestor protection violation2003SEC$80,000,000
J.P. Morgan Chase & Co.JPMorgan Chasefinancial servicesaccounting fraud or deficiencies2003NY-MANDA$25,000,000
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
J.P. Morgan Securities Inc.JPMorgan Chasefinancial servicesinvestor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
J.P. Morgan Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2003FINRA$6,000,000
Bank OneJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$5,500
Bank OneJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$6,682
JP Morgan ChaseJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$26,980
JP Morgan Chase & Co.JPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$17,303
JP Morgan Chase & Co.JPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$73,281
JP Morgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$9,748
JP Morgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$18,094
Chase Investment Services Corp.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$250,000
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$4,950,000
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$280,469
J.P. Morgan Securities Inc.JPMorgan Chasefinancial servicesinvestor protection violation2005SEC$700,000
Bear, Stearns & Co., Inc.JPMorgan Chasefinancial servicesinvestor protection violation2005IL-SEC$10,000
Bank One, KY, N.A.JPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2005private lawsuit-federal$6,715,000
Bear, Stearns & Co., Inc.JPMorgan Chasefinancial servicesinvestor protection violation2006SEC$1,500,000
J.P. Morgan Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2006SEC$1,500,000
J.P. Morgan Chase & Co. and Forum Temporary ServicesJPMorgan Chasefinancial serviceslabor relations violation2006NLRB$60,760
Chase BankJPMorgan Chasefinancial servicesconsumer protection violation2006MULTI-AG$3,850,000
J P Morgan ChaseJPMorgan Chasefinancial servicesFamily and Medical Leave Act2007WHD$5,008
WASHINGTON MUTUALJPMorgan Chasefinancial servicesworkplace safety or health violation2007OSHA$5,000
Bear Stearns Companies, LLCJPMorgan Chasefinancial servicesmortgage abuses2008FTC$28,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2008SEC$1,998,143
J.P. Morgan Securities Inc.JPMorgan Chasefinancial serviceskickbacks and bribery2009SEC$75,000,000
El Paso Electric CompanyJPMorgan Chasefinancial serviceslabor relations violation2009NLRB$11,500
Washington Mutual BankJPMorgan Chasefinancial serviceswage and hour violation2009private lawsuit-federal$38,000,000
Chase Bank USA, N.A.JPMorgan Chasefinancial servicesconsumer protection violation2009NY-AG$4,400,000
Chase Investment Services Corp.JPMorgan Chasefinancial servicesinvestor protection violation2009FINRA$32,500
Bear StearnsJPMorgan Chasefinancial serviceswage and hour violation2010private lawsuit-federal$675,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2010private lawsuit-federal$2,492,729
Affinion Group, Inc.JPMorgan Chasefinancial servicesconsumer protection violation2010NY-AG$8,000,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2010FL-AG$25,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2010NJ-AG$1,149,028
J.P. Morgan ChaseJPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2010private lawsuit-federal$1,950,000
El Paso Electric CompanyJPMorgan Chasefinancial servicesutility administrative violation2010NM-PRC$5,000
Chase BankJPMorgan Chasefinancial serviceswage and hour violation2010MI-LEO$15,000
EL PASO ELECTRICJPMorgan Chasefinancial servicesworkplace safety or health violation2010OSHA$6,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$228,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2011OCC$35,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2011OCC$2,000,000
JPMorgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2011OFAC$88,300,000
Washington Mutual BankJPMorgan Chasefinancial serviceswage and hour violation2011private lawsuit-federal$463,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2011private lawsuit-federal$42,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000
JP Morgan ChaseJPMorgan Chasefinancial servicesenvironmental violation2011TX-ENV$6,555
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2011OSHA$18,300
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesmortgage abuses2012DOJ$5,333,600,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesaccounting fraud or deficiencies2012CFTC$20,000,000
El Paso Electric CompanyJPMorgan Chasefinancial serviceslabor relations violation2012NLRB$79,692
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2012private lawsuit-federal$1,195,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2012private lawsuit-federal$9,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2012private lawsuit-federal$42,600,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2013OCC$60,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2013FED$200,000,000
JPMorgan & Co.JPMorgan Chasefinancial servicesaccounting fraud or deficiencies2013SEC$200,000,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2013private lawsuit-federal$770,000
AffinionJPMorgan Chasefinancial servicesconsumer protection violation2013MULTI-AG$30,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesconsumer protection violation2013WV-AG$1,950,000
JPMorgan Chase BankJPMorgan Chasefinancial serviceswage and hour violation2013CA-LCO$9,111
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2014OCC$350,000,000
J.P. Morgan Chase Bank, N.A.JPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014FINCEN$461,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesFalse Claims Act and related2014DOJ_CIVIL$614,000,000
JPMorgan SecuritiesJPMorgan Chasefinancial servicesdata submission deficiencies2014CFTC$650,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014USAO$1,700,000,000
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014SEC$54,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2014private lawsuit-federal$16,000,000
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014DE-AG$51,400
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2014NJ-AG$50,460
JP Morgan ChaseJPMorgan Chasefinancial servicesconsumer protection violation2014HI-AG$2,825,000
JPMorgan Chase and Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2014WV-AG$400,000
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2014AK-DBS$51,120
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2014CT-SEC$53,800
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014MULTI-FIN$2,800,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesconsumer protection violation2014private lawsuit-federal$218,000,000
El Paso ElectricJPMorgan Chasefinancial servicesenvironmental violation2015EPA$3,800,000
JPMorgan ChaseJPMorgan Chasefinancial servicesconsumer protection violation2015CFPB$900,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2015OCC$30,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2015FED$342,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A.JPMorgan Chasefinancial servicesinvestor protection violation2015SEC$267,000,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesdata submission deficiencies2015CFTC$100,000,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2015private lawsuit-federal$12,000,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2015private lawsuit-federal$2,400,000
Chase Bank USA N.A.JPMorgan Chasefinancial servicesconsumer protection violation2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000
JP Morgan ChaseJPMorgan Chasefinancial servicesmortgage abuses2015MA-AG$675,000
JPMorgan ChaseJPMorgan Chasefinancial servicesinvestor protection violation2015MULTI-AG$150,000,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesmortgage abuses2015MD-AG$400,000
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2015OSHA$7,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.