Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Agency Summary Page

Agency Name: Federal Reserve
Penalty Total since 2000: $6,913,635,148
Number of Records: 175
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$878,900,0004
UBS$810,500,0004
Goldman Sachs$589,140,0006
HSBC$471,000,0003
Citigroup$442,600,0004
Deutsche Bank$441,705,5005
Bank of America$385,500,0003
Barclays$342,000,0001
NatWest Group PLC$324,000,0002
Standard Chartered$264,000,0002

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount
Irwin Union Bank banking violation2005$22,300
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2015$342,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2013$200,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2016$61,900,000
JPMorgan Chase & Co., and EMC Mortgage CorporationJPMorgan Chasefinancial servicesbanking violation2012$275,000,000
Lindell Bank and Trust Company banking violation2011$9,470
M&T BankM&T Bankfinancial servicesbanking violation2020$546,000
McIlroy Bank and Trust banking violation2001$10,500
Mega International Commercial Bank Co., Ltd. anti-money-laundering deficiencies2018$29,000,000
METLIFE, INCMetLifefinancial servicesbanking violation2012$3,200,000
Metropolitan Commercial Bank banking violation2023$14,500,000
Mid America Bank and Trust banking violation2017$5,000,000
Midland States BankMidland States Bancorpfinancial servicesbanking violation2013$5,645
Monarch Bank banking violation2010$7,215
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2013$227,000,000
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2018$8,000,000
MYANNS Corporation banking violation2011$37,500
MyBank banking violation2018$49,000
National Bank of Pakistan anti-money-laundering deficiencies2022$20,400,000
North American Banking Company banking violation2022$13,950
Pacific Mercantile Bank banking violation2007$6,850
Peoples Bank banking violation2017$2,800,000
Pioneer Bank banking violation2021$11,000
PlainsCapital Bank and PrimeLendingHilltop Holdingsfinancial servicesbanking violation2011$30,780
Planters Bank and Trust Company banking violation2006$6,750
Platte Valley Bank banking violation2017$33,785
PNC Financial Services GroupPNC Financial Servicesfinancial servicesmortgage abuses2018$3,500,000
PointBank banking violation2014$8,810
Popular Bank banking violation2023$2,300,000
Provident Bank banking violation2003$34,100
Putnam County Bank banking violation2020$24,500
RBC Centura Bank banking violation2007$106,930
Regions BankRegions Financialfinancial servicesbanking violation2014$46,000,000
Regions BankRegions Financialfinancial servicesbanking violation2009$135,000
Regions BankRegions Financialfinancial servicesbanking violation2023$2,950,000
ROYAL BANK OF SCOTLAND PLCNatWest Group PLCfinancial servicesbanking violation2015$274,000,000
Select Bank banking violation2024$9,600
ServiceLink Holdings, LLCFidelity National Financialfinancial servicesbanking violation2017$65,000,000
Settlers Bank banking violation2014$35,310
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018$81,300,000
South Shore Bank banking violation2021$71,000
STANDARD CHARTERED PLCStandard Charteredfinancial servicesbanking violation2012$100,000,000
Standard Chartered plcStandard Charteredfinancial servicesbanking violation2019$164,000,000
STATE BANK banking violation2014$15,785
State Bank and Trust Company banking violation2011$9,340
State Bank of India anti-money-laundering deficiencies2001$3,750,000
SunTrust BankTruist Financialfinancial servicesbanking violation2017$1,501,000
SunTrust Banks, Inc.Truist Financialfinancial servicesbanking violation2014$160,000,000
Tennessee State Bank banking violation2014$22,155
The Bank banking violation2005$46,050
The Bank of Currituck banking violation2003$16,000
The Bank of Monroe banking violation2015$28,640
THE BANK OF NEW YORK MELLONBank of New York Mellonfinancial servicesbanking violation2012$6,000,000
The First State Bank of Dongola banking violation2018$15,000
THE ROYAL BANK OF SCOTLAND GROUP PLCNatWest Group PLCfinancial servicesbanking violation2013$50,000,000
The Yellowstone Bank banking violation2021$9,500
Tri-County Bank banking violation2015$5,000
Truxton Trust Company banking violation2015$11,285
U.S. BancorpU.S. Bancorpfinancial servicesmortgage abuses2018$4,400,000
U.S. Trust CorporationBank of Americafinancial servicesbanking violation2001$5,000,000
UBS AGUBSfinancial servicesbanking violation2015$342,000,000
UBS AGUBSfinancial serviceseconomic sanction violation2004$100,000,000
UBS Group AGUBSfinancial servicesbanking violation2023$268,500,000
UINTA BANK banking violation2014$9,985
UniCredit, S.p.A.UniCreditfinancial servicesbanking violation2019$158,000,000
United Bank banking violation2006$16,350
US BancorpU.S. Bancorpfinancial servicesbanking violation2018$15,000,000
Wayne Bank and Trust Company banking violation2017$23,000
Wells Fargo & Co.Wells Fargofinancial servicesbanking violation2023$67,762,500
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2012$87,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2011$85,000,000
Western Bank banking violation2014$5,410
WestLB AG banking violation2003$3,000,000
Whitaker Bank banking violation2011$8,500
Wintrust Financial CorporationWintrust Financial Corp.financial servicesbanking violation2019$1,012,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.