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Violation Tracker Agency Summary Page

Agency Name: Federal Reserve
Penalty Total since 2000: $6,913,635,148
Number of Records: 175
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$878,900,0004
UBS$810,500,0004
Goldman Sachs$589,140,0006
HSBC$471,000,0003
Citigroup$442,600,0004
Deutsche Bank$441,705,5005
Bank of America$385,500,0003
Barclays$342,000,0001
NatWest Group PLC$324,000,0002
Standard Chartered$264,000,0002

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconPenalty Amount
HSBC North America Holdings, Inc.HSBCfinancial servicesbanking violation2016$131,000,000
Goldman Sachs GroupGoldman Sachsfinancial servicesbanking violation2016$36,300,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2016$61,900,000
Customers BankCustomers Bancorpfinancial servicesbanking violation2016$960,000
Banco Bilbao Vizcaya Argentaria, S.A.Banco Bilbao Vizcaya Argentariafinancial servicesbanking violation2016$27,000,000
ServiceLink Holdings, LLCFidelity National Financialfinancial servicesbanking violation2017$65,000,000
Bank of Star City, banking violation2017$11,000
Platte Valley Bank banking violation2017$33,785
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017$41,000,000
SunTrust BankTruist Financialfinancial servicesbanking violation2017$1,501,000
Deutsche Bank AGDeutsche Bankfinancial servicesprice-fixing or anti-competitive practices2017$156,600,000
BNP Paribas S.A.BNP Paribasfinancial servicesprice-fixing or anti-competitive practices2017$246,000,000
Bank of New York Mellon CorporationBank of New York Mellonfinancial servicesbanking violation2017$3,000,000
Wayne Bank and Trust Company banking violation2017$23,000
Mid America Bank and Trust banking violation2017$5,000,000
Bank of Gueydan banking violation2017$7,000
HSBC HoldingsHSBCfinancial servicesbanking violation2017$175,000,000
First Nebraska Bank banking violation2017$55,500
Peoples Bank banking violation2017$2,800,000
Mega International Commercial Bank Co., Ltd. anti-money-laundering deficiencies2018$29,000,000
Goldman Sachs Bank USAGoldman Sachsfinancial servicesbanking violation2018$90,000
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2018$14,000,000
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2018$8,000,000
CIT Group Inc.First Citizens BancSharesfinancial servicesmortgage abuses2018$5,200,000
U.S. BancorpU.S. Bancorpfinancial servicesmortgage abuses2018$4,400,000
PNC Financial Services GroupPNC Financial Servicesfinancial servicesmortgage abuses2018$3,500,000
Clear Mountain Bank banking violation2018$14,000
US BancorpU.S. Bancorpfinancial servicesbanking violation2018$15,000,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesinvestor protection violation2018$54,750,000
Bank of Fayette County banking violation2018$12,000
CitigroupCitigroupfinancial servicesbanking violation2018$8,600,000
Community Trust Bank, Inc. banking violation2018$4,750,000
MyBank banking violation2018$49,000
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018$81,300,000
The First State Bank of Dongola banking violation2018$15,000
Bank of New York MellonBank of New York Mellonfinancial servicesbanking violation2018$16,000
Wintrust Financial CorporationWintrust Financial Corp.financial servicesbanking violation2019$1,012,500
UniCredit, S.p.A.UniCreditfinancial servicesbanking violation2019$158,000,000
Standard Chartered plcStandard Charteredfinancial servicesbanking violation2019$164,000,000
Brookline Bank banking violation2019$36,000
First Ipswich Bank banking violation2019$20,000
First State Bank Nebraska banking violation2019$37,000
Farmers & Merchants Bank of Craig County banking violation2020$9,500
Alden State Bank banking violation2020$36,500
East West BankEast West Bancorpfinancial servicesbanking violation2020$129,108
Bank Hapoalim B.M,Bank Hapoalimfinancial servicestax violations2020$37,350,000
Amboy Bank banking violation2020$28,000
Bank of Clarke County banking violation2020$5,500
Putnam County Bank banking violation2020$24,500
Benchmark Community Bank banking violation2020$8,500
Farmers Bank & Trust Company banking violation2020$12,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesbanking violation2020$154,000,000
M&T BankM&T Bankfinancial servicesbanking violation2020$546,000
The Yellowstone Bank banking violation2021$9,500
Bryn Mawr Trust CompanyWSFS Financial Corp.financial servicesbanking violation2021$105,000
South Shore Bank banking violation2021$71,000
Dime Community Bank banking violation2021$11,000
Commercial Bank banking violation2021$26,500
First Vision Bank banking violation2021$8,000
Pioneer Bank banking violation2021$11,000
National Bank of Pakistan anti-money-laundering deficiencies2022$20,400,000
First Midwest BankOld National Bancorpfinancial servicesbanking violation2022$253,500
EagleBank banking violation2022$9,500,000
Easthampton Savings Bank banking violation2022$17,000
North American Banking Company banking violation2022$13,950
Customers Bank banking violation2022$41,500
Deutsche Bank Trust Company AmericasDeutsche Bankfinancial servicesbanking violation2022$105,500
Popular Bank banking violation2023$2,300,000
Wells Fargo & Co.Wells Fargofinancial servicesbanking violation2023$67,762,500
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2023$186,000,000
UBS Group AGUBSfinancial servicesbanking violation2023$268,500,000
Regions BankRegions Financialfinancial servicesbanking violation2023$2,950,000
Metropolitan Commercial Bank banking violation2023$14,500,000
Industrial and Commercial Bank of China Ltd.Industrial and Commercial Bank of Chinafinancial servicesbanking violation2024$2,400,000
Select Bank banking violation2024$9,600
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.