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Violation Tracker Agency Summary Page

Agency Name: Federal Reserve
Penalty Total since 2000: $7,011,835,148
Number of Records: 176
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$977,100,0005
UBS$810,500,0004
Goldman Sachs$589,140,0006
HSBC$471,000,0003
Citigroup$442,600,0004
Deutsche Bank$441,705,5005
Bank of America$385,500,0003
Barclays$342,000,0001
NatWest Group PLC$324,000,0002
Standard Chartered$264,000,0002

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount sort icon
Customers BankCustomers Bancorpfinancial servicesbanking violation2016$960,000
BANCO ESPIRITO SANTO S. A. banking violation2012$975,000
Wintrust Financial CorporationWintrust Financial Corp.financial servicesbanking violation2019$1,012,500
SunTrust BankTruist Financialfinancial servicesbanking violation2017$1,501,000
Higher One, IncorporatedProvidence Equity Partnersprivate equity (including portfolio companies)banking violation2015$2,231,250
Popular Bank banking violation2023$2,300,000
Industrial and Commercial Bank of China Ltd.Industrial and Commercial Bank of Chinafinancial servicesbanking violation2024$2,400,000
Peoples Bank banking violation2017$2,800,000
Regions BankRegions Financialfinancial servicesbanking violation2023$2,950,000
WestLB AG banking violation2003$3,000,000
Bank of New York Mellon CorporationBank of New York Mellonfinancial servicesbanking violation2017$3,000,000
METLIFE, INCMetLifefinancial servicesbanking violation2012$3,200,000
PNC Financial Services GroupPNC Financial Servicesfinancial servicesmortgage abuses2018$3,500,000
Cole Taylor BankFifth Third Bancorpfinancial servicesbanking violation2014$3,510,000
State Bank of India anti-money-laundering deficiencies2001$3,750,000
U.S. BancorpU.S. Bancorpfinancial servicesmortgage abuses2018$4,400,000
Community Trust Bank, Inc. banking violation2018$4,750,000
U.S. Trust CorporationBank of Americafinancial servicesbanking violation2001$5,000,000
Mid America Bank and Trust banking violation2017$5,000,000
CIT Group Inc.First Citizens BancSharesfinancial servicesmortgage abuses2018$5,200,000
THE BANK OF NEW YORK MELLONBank of New York Mellonfinancial servicesbanking violation2012$6,000,000
Credit Agricole S.A.Credit Agricolefinancial servicesbanking violation2004$8,000,000
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2018$8,000,000
CitigroupCitigroupfinancial servicesbanking violation2018$8,600,000
AMERICAN EXPRESS COMPANYAmerican Expressfinancial servicesbanking violation2012$9,000,000
EagleBank banking violation2022$9,500,000
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2018$14,000,000
Metropolitan Commercial Bank banking violation2023$14,500,000
US BancorpU.S. Bancorpfinancial servicesbanking violation2018$15,000,000
National Bank of Pakistan anti-money-laundering deficiencies2022$20,400,000
Citigroup Inc.Citigroupfinancial servicesbanking violation2012$22,000,000
Banco Bilbao Vizcaya Argentaria, S.A.Banco Bilbao Vizcaya Argentariafinancial servicesbanking violation2016$27,000,000
Mega International Commercial Bank Co., Ltd. anti-money-laundering deficiencies2018$29,000,000
Goldman Sachs GroupGoldman Sachsfinancial servicesbanking violation2016$36,300,000
Bank Hapoalim B.M,Bank Hapoalimfinancial servicestax violations2020$37,350,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017$41,000,000
Regions BankRegions Financialfinancial servicesbanking violation2014$46,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLCNatWest Group PLCfinancial servicesbanking violation2013$50,000,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesinvestor protection violation2018$54,750,000
Deutsche Bank AGDeutsche Bankfinancial serviceseconomic sanction violation2015$58,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2016$61,900,000
ServiceLink Holdings, LLCFidelity National Financialfinancial servicesbanking violation2017$65,000,000
Wells Fargo & Co.Wells Fargofinancial servicesbanking violation2023$67,762,500
Citigroup Inc.Citigroupfinancial servicesbanking violation2004$70,000,000
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018$81,300,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2011$85,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2012$87,000,000
Credit Agricole S.A.Credit Agricolefinancial serviceseconomic sanction violation2015$90,300,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2024$98,200,000
Credit Suisse AGUBSfinancial servicesbanking violation2014$100,000,000
STANDARD CHARTERED PLCStandard Charteredfinancial servicesbanking violation2012$100,000,000
UBS AGUBSfinancial serviceseconomic sanction violation2004$100,000,000
HSBC North America Holdings, Inc.HSBCfinancial servicesbanking violation2016$131,000,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesbanking violation2020$154,000,000
Deutsche Bank AGDeutsche Bankfinancial servicesprice-fixing or anti-competitive practices2017$156,600,000
UniCredit, S.p.A.UniCreditfinancial servicesbanking violation2019$158,000,000
SunTrust Banks, Inc.Truist Financialfinancial servicesbanking violation2014$160,000,000
Standard Chartered plcStandard Charteredfinancial servicesbanking violation2019$164,000,000
HSBC HOLDINGS PLCHSBCfinancial servicesbanking violation2012$165,000,000
HSBC HoldingsHSBCfinancial servicesbanking violation2017$175,000,000
Bank of America CorporationBank of Americafinancial servicesbanking violation2012$175,500,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2023$186,000,000
COMMERZBANK AGCommerzbankfinancial servicesbanking violation2015$200,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2013$200,000,000
BANK OF AMERICA CORPORATIONBank of Americafinancial servicesbanking violation2015$205,000,000
Ally Financial Inc.Ally Financialfinancial servicesbanking violation2012$207,000,000
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2013$227,000,000
BNP Paribas S.A.BNP Paribasfinancial servicesprice-fixing or anti-competitive practices2017$246,000,000
UBS Group AGUBSfinancial servicesbanking violation2023$268,500,000
ROYAL BANK OF SCOTLAND PLCNatWest Group PLCfinancial servicesbanking violation2015$274,000,000
JPMorgan Chase & Co., and EMC Mortgage CorporationJPMorgan Chasefinancial servicesbanking violation2012$275,000,000
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2013$330,000,000
UBS AGUBSfinancial servicesbanking violation2015$342,000,000
BARCLAYS BANK PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015$342,000,000
CITIGROUP INC.Citigroupfinancial servicesbanking violation2015$342,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2015$342,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.