Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Agency Summary Page

Agency Name: Office of the Comptroller of the Currency
Penalty Total since 2000: $14,467,678,233
Number of Records: 208
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$3,633,450,34111
Bank of America$3,384,137,53210
Wells Fargo$3,123,707,38612
Citigroup$1,721,943,3789
HSBC$816,500,0004
U.S. Bancorp$390,475,08810
PNC Financial Services$225,439,1488
Capital One Financial$219,125,0005
USAA$145,382,5003
MetLife$78,536,4551

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearPenalty Amount
Northern Trust, National AssociationNorthern Trustfinancial servicesbanking violation2008$125,000
Intercredit Bank, National Association banking violation2008$8,400
Wachovia Bank, National AssociationWells Fargofinancial servicesbanking violation2008$168,900,000
Crown Bank, National Association banking violation2008$7,500
Associated Bank, National AssociationAssociated Banc-Corpfinancial servicesbanking violation2007$125,000
Pacific Capital Bank, National Association banking violation2007$26,845
Keybank National AssociationKeyCorpfinancial servicesbanking violation2007$27,750
United Bank For Africa PLC banking violation2007$500,000
Riverside National Bank of Florida banking violation2007$18,100
First Tennessee Bank National AssociationFirst Horizon Nationalfinancial servicesbanking violation2007$125,000
International Bank of Miami, National Association banking violation2007$250,000
Webster Bank, National Association banking violation2007$125,000
Lasalle Bank MidWest National AssociationBank of Americafinancial servicesbanking violation2007$125,000
Lasalle Bank National AssociationBank of Americafinancial servicesbanking violation2007$79,524
U.S. Bank National AssociationU.S. Bancorpfinancial servicesbanking violation2006$125,000
First National Bank of OmahaFirst National of Nebraskafinancial servicesbanking violation2006$25,000
Seacoast National BankSeacoast Banking Corporation of Floridafinancial servicesbanking violation2006$16,500
The First National Bank of Brewster banking violation2006$20,000
First National Bank banking violation2006$12,000
Metropolitan Bank and Trust Company banking violation2006$150,000
Lasalle Bank MidWest National AssociationBank of Americafinancial servicesbanking violation2005$6,250,000
The First National Bank of Arvada banking violation2005$50,000
Indian River National Bank banking violation2005$8,600
First National Bank banking violation2005$54,000
First National Bank of Colorado banking violation2005$7,000
First Tennessee Bank National AssociationFirst Horizon Nationalfinancial servicesbanking violation2005$180,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2005$115,000
Charter One Bank, National Association banking violation2005$500,000
City National BankRoyal Bank of Canadafinancial servicesbanking violation2005$750,000
First National Bank of OmahaFirst National of Nebraskafinancial servicesbanking violation2005$20,000
Cortrust Bank National Association banking violation2004$5,250
Old National BankOld National Bancorpfinancial servicesbanking violation2004$12,500
Old National BankOld National Bancorpfinancial servicesbanking violation2004$7,500
National City BankPNC Financial Servicesfinancial servicesbanking violation2003$56,800
Amcore Bank, National Association banking violation2003$5,000
First National Bank & Trust banking violation2003$5,000
Guaranty National Bank of Tallahassee banking violation2003$25,000
The Fremont National Bank and Trust Company banking violation2003$5,000
Terre Haute First National Bank banking violation2003$12,950
Peoples National Bank banking violation2003$175,000
Cumberland Valley National Bank & Trust Company banking violation2003$14,000
Goleta National Bank banking violation2002$75,000
Fidelity National Bank banking violation2002$50,000
Bank of ChinaBank of Chinafinancial servicesbanking violation2002$10,000,000
Home National Bank banking violation2000$5,000
Banco Do Estado Do Parana banking violation2000$75,000
The Park Avenue Bank, National Association banking violation2000$55,000
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2017$32,500,000
Merchants Bank of California, National Association banking violation2017$1,000,000
First Tennessee Bank National AssociationFirst Horizon Nationalfinancial servicesbanking violation2017$1,000,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesbanking violation2017$15,000,000
Colonial Savings Federal Association banking violation2017$87,500
Rabobank National AssociationRabobankfinancial servicesbanking violation2017$58,000
UMB Bank, NAUMB Financial Corp.financial servicesbanking violation2017$1,500,000
First FS & LA banking violation2017$35,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesbanking violation2017$183,920
Citibank N.A.Citigroupfinancial servicesbanking violation2017$452,000
Flagstar Bank, FSBNew York Community Bancorpfinancial servicesbanking violation2016$500,000
First Niagara Bank, National AssociationKeyCorpfinancial servicesbanking violation2016$2,000,000
First National Bank of OmahaFirst National of Nebraskafinancial servicesbanking violation2016$3,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018$500,000,000
TCF National BankHuntington Bancsharesfinancial servicesbanking violation2018$3,000,000
PNC Bank, National AssociationPNC Financial Servicesfinancial servicesbanking violation2018$207,245
PNC Bank, National AssociationPNC Financial Servicesfinancial servicesbanking violation2018$15,000,000
Bank of ChinaBank of Chinafinancial servicesbanking violation2018$12,500,000
Citibank, N.A.Citigroupfinancial servicesbanking violation2019$25,000,000
Colonial Savings, F.A. banking violation2019$136,000
Midfirst BankMidFirst Bankfinancial servicesbanking violation2019$35,000
MUFG Union Bank, National AssociationU.S. Bancorpfinancial servicesbanking violation2019$109,667
Wilmington Savings Fund Society, Federal Savings BankWSFS Financial Corp.financial servicesbanking violation2019$85,265
Citibank, N.A.Citigroupfinancial servicesbanking violation2019$30,000,000
Midsouth Bank, National Association banking violation2019$108,796
Citibank, N.A.Citigroupfinancial servicesbanking violation2020$17,998,510
Mutual of Omaha BankFirst Citizens BancSharesfinancial servicesbanking violation2019$98,415
Capital One Bank (USA), National AssociationCapital One Financialfinancial servicesbanking violation2020$80,000,000
Neighborhood National Bank banking violation2020$100,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2020$250,000,000
USAA Federal Savings BankUSAAfinancial servicesbanking violation2020$85,000,000
First Abu Dhabi Bank USA N.V. banking violation2020$5,000,000
Morgan Stanley Bank, N.A.Morgan Stanleyfinancial servicesbanking violation2020$60,000,000
Citibank, National AssociationCitigroupfinancial servicesbanking violation2020$400,000,000
CIT Bank, National AssociationFirst Citizens BancSharesfinancial servicesbanking violation2020$82,500
The Federal Savings Bank banking violation2021$193,106
USAA Federal Savings BankUSAAfinancial servicesbanking violation2020$382,500
State Farm Bank, FSBState Farm Insurancefinancial servicesbanking violation2020$547,200
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2021$250,000,000
Cadence Bank, National AssociationCadence Bankfinancial servicesbanking violation2021$3,000,000
Trustmark National BankTrustmarkfinancial servicesbanking violation2021$4,000,000
Washington Federal Bank, National AssociationWashington Federal Inc.financial servicesbanking violation2021$2,500,000
Washington Federal Bank, National AssociationWashington Federal Inc.financial servicesbanking violation2021$40,500
Flagstar Bank, FSBNew York Community Bancorpfinancial servicesbanking violation2021$3,620,000
PNC Bank, National AssociationPNC Financial Servicesfinancial servicesbanking violation2022$2,614,456
Bank of America NABank of Americafinancial servicesbanking violation2022$125,000,000
Sterling Bank and Trust, FSB banking violation2022$6,000,000
MUFG Union Bank, National AssociationU.S. Bancorpfinancial servicesbanking violation2023$15,000,000
American Express National BankAmerican Expressfinancial servicesbanking violation2023$15,000,000
City National BankRoyal Bank of Canadafinancial servicesbanking violation2024$65,000,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesbanking violation2023$15,000,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesbanking violation2024$250,000,000
Banco de Chile anti-money-laundering deficiencies2005$3,000,000
Arab Bank PLC anti-money-laundering deficiencies2005$24,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.