XL Insurance America Inc. | AXA | insurance violation | 2022 | TX-INS | $5,000 |
XL Specialty Insurance Company | AXA | insurance violation | 2022 | TX-INS | $10,500 |
XL Specialty Insurance Company | AXA | insurance violation | 2023 | TX-INS | $22,500 |
XL Specialty Insurance Company | AXA | insurance violation | 2023 | TX-INS | $9,500 |
XL Insurance America Inc. | AXA | insurance violation | 2023 | TX-INS | $24,000 |
T.H.E. Insurance Company | AXA | insurance violation | 2024 | TX-INS | $10,000 |
Auto-Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2007 | CO-INS | $5,000 |
Auto Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2017 | CO-INS | $25,875 |
Auto-Owners (Mutual) Insurance Co. and Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2019 | KS-INS | $10,000 |
Auto-Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2000 | MN-FIN | $15,000 |
Auto-Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2003 | MN-FIN | $5,000 |
Auto-Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2016 | MN-FIN | $10,000 |
Auto-Owners Insurance Co. and Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2019 | MN-FIN | $35,000 |
Auto-Owners Insurance Co. and Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2007 | MO-INS | $28,704 |
Auto-Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2015 | MO-INS | $39,600 |
Auto-Owners Insurance Company | Auto-Owners Insurance | insurance violation | 2016 | SC-INS | $7,356 |
Auto-Owners Insurance Company and Owners Insurance Company | Auto-Owners Insurance | insurance violation | 2011 | VA-INS | $10,000 |
AUTO OWNERS INSURANCE COMPANY | Auto-Owners Insurance | insurance violation | 2015 | VA-INS | $114,217 |
Auto-Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2004 | WI-INS | $5,000 |
Auto-Owners (Mutual) Insurance Company | Auto-Owners Insurance | consumer protection violation | 2022 | private lawsuit-federal | $8,880,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | investor protection violation | 2015 | CFTC | $150,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | investor protection violation | 2012 | CFTC | $350,000 |
Australia and New Zealand Bank Group, Ltd. | Australia and New Zealand Banking Group | economic sanction violation | 2009 | OFAC | $5,750,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $35,500,000 |
Australia and New Zealand Banking Group, Ltd. | Australia and New Zealand Banking Group | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Cadaret, Grant & Co. Inc. | Atria Wealth Solutions | investor protection violation | 2018 | SEC | $513,194 |
Sorrento Pacific Financial, LLC | Atria Wealth Solutions | investor protection violation | 2019 | SEC | $49,162 |
CUSO Financial Services, L.P. | Atria Wealth Solutions | investor protection violation | 2019 | SEC | $296,750 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2019 | SEC | $1,405,349 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2012 | AL-SEC | $60,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2019 | MA-SEC | $150,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2010 | MT-FIN | $5,000 |
Cadaret, Grant & Co., Inc. | Atria Wealth Solutions | investor protection violation | 2008 | NE-DBF | $10,000 |
NEXT Financial Group, Inc | Atria Wealth Solutions | investor protection violation | 2014 | NH-BSR | $140,000 |
NEXT Financial Group, Inc | Atria Wealth Solutions | investor protection violation | 2019 | NH-BSR | $325,000 |
Cadaret Grant & Co. Inc. | Atria Wealth Solutions | investor protection violation | 2019 | PA-BKG | $90,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2020 | TX-SEC | $600,000 |
NEXT FINANCIAL GROUP, INC. | Atria Wealth Solutions | investor protection violation | 2015 | VA-SEC | $18,000 |
NEXT FINANCIAL GROUP, INC. | Atria Wealth Solutions | investor protection violation | 2017 | VA-SEC | $60,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2020 | VA-SEC | $5,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2011 | FINRA | $2,050,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2009 | FINRA | $1,000,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $116,400,000 |
CompuCredit Corporation | Atlanticus Holdings | consumer protection violation | 2008 | FTC | $114,000,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $806,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $558,000 |
Bank of Hampton Roads | Atlantic Union Bankshares | banking violation | 2011 | FED | $33,600 |
Hampton Roads Bankshares | Atlantic Union Bankshares | accounting fraud or deficiencies | 2014 | SEC | $200,000 |
Asurion, LLC | Asurion | employment discrimination | 2019 | EEOC | $50,000 |
Asurion Insurance Services, Inc. and Asurion Protection Services LLC | Asurion | insurance violation | 2020 | NY-DFS | $4,000,000 |
Asurion Warranty Services, Inc. | Asurion | insurance violation | 2007 | WI-INS | $5,000 |
Asurion LLC | Asurion | employment discrimination | 2023 | DOJ_RIGHTS | $13,395 |
ASURION, LLC. | Asurion | workplace safety or health violation | 2020 | OSHA | $5,783 |
Assurant Inc. | Assurant | accounting fraud or deficiencies | 2010 | SEC | $3,500,000 |
American Bankers Insurance Co. | Assurant | consumer protection violation | 2006 | MA-AG | $20,000 |
American Security Insurance Co. | Assurant | consumer protection violation | 2017 | MA-AG | $6,300,000 |
American Security Insurance Co. | Assurant | consumer protection violation | 2015 | MA-AG | $565,000 |
American Security Insurance Co. | Assurant | consumer protection violation | 2019 | MS-AG | $767,394 |
Resource Life Insurance Co. | Assurant | consumer protection violation | 2010 | TX-AG | $2,600,000 |
Union Security Insurance Company | Assurant | consumer protection violation | 2007 | MA-AG | $28,000 |
Union Security Life Insurance Co | Assurant | consumer protection violation | 2000 | MA-AG | $1,000,000 |
American Security Insurance Company | Assurant | employment discrimination | 2020 | EEOC | $49,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2011 | AZ-DIFI | $36,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2013 | AZ-DIFI | $90,000 |
Union Security Insurance Co. | Assurant | insurance violation | 2013 | AZ-DIFI | $40,000 |
American Bankers Insurance Company of Florida et al. | Assurant | insurance violation | 2004 | CA-INS | $150,000 |
American Bankers Insurance Company of Florida et al. | Assurant | insurance violation | 2005 | CA-INS | $250,000 |
American Bankers Life Assurance Company of Florida et al. | Assurant | insurance violation | 2008 | CA-INS | $750,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2012 | CO-INS | $86,500 |
Assurant Health | Assurant | insurance violation | 2008 | CT-INS | $2,100,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2020 | CT-INS | $198,000 |
STANDARD GUARANTY INSURANCE COMPANY | Assurant | insurance violation | 2001 | FL-OFR | $6,000 |
Fortis Insurance Co. | Assurant | insurance violation | 2007 | FL-OFR | $11,000 |
American Bankers Life Assurance Company of Florida | Assurant | insurance violation | 2011 | IL-INS | $15,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2007 | IN-INS | $87,500 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2001 | MA-INS | $65,000 |
American Security Insurance Co. et al. | Assurant | insurance violation | 2017 | MD-INS | $25,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $20,000 |
Fortis Insurance Co. and Fortis Benefits Insurance Co. | Assurant | insurance violation | 2001 | MN-FIN | $5,000 |
Fortis Insurance Co. and John Alden Life Insurance Co. | Assurant | insurance violation | 2002 | MN-FIN | $10,000 |
Fortis Insurance Co. and John Alden Life Insurance Co. | Assurant | insurance violation | 2002 | MN-FIN | $75,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2003 | MN-FIN | $100,000 |
American Bankers Life Assurance Company of Florida | Assurant | insurance violation | 2003 | MN-FIN | $100,000 |
Fortis Insurance Co. | Assurant | insurance violation | 2004 | MN-FIN | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | MN-FIN | $5,000 |
Fortis Insurance Co. | Assurant | insurance violation | 2005 | MN-FIN | $7,500 |
Fortis Insurance Co. | Assurant | insurance violation | 2005 | MN-FIN | $10,000 |
American Security Insurance Company | Assurant | insurance violation | 2013 | MN-FIN | $5,000 |
American Security Insurance Company et al. | Assurant | insurance violation | 2016 | MN-FIN | $5,000,000 |
American Bankers Life Assurance Company of Florida | Assurant | insurance violation | 2018 | MO-INS | $37,500 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2018 | MO-INS | $37,500 |
Fortis Insurance Co. et al. | Assurant | insurance violation | 2004 | MT-FIN | $70,000 |
Fortis Insurance Co. | Assurant | insurance violation | 2004 | MT-FIN | $65,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2010 | MT-FIN | $175,000 |
John Alden Life Insurance Co. and Time Insurance Co. | Assurant | insurance violation | 2015 | MT-FIN | $1,699,709 |
John Alden Life Insurance Company | Assurant | insurance violation | 2008 | NH-INS | $450,000 |
Virginia Surety Company Inc. | Assurant | insurance violation | 2010 | NH-INS | $20,000 |
American Security Insurance Co. et al. | Assurant | insurance violation | 2005 | NJ-DBI | $1,775,000 |
Assurant, Inc. | Assurant | insurance violation | 2013 | NY-DFS | $14,000,000 |