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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,981,221,562
Number of Records: 3,855
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,235,006,056500
KKR & Co.$453,257,984204
Blackstone$294,152,607116
Carlyle Group$286,734,762172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,959,09771
TPG Capital$123,881,6945
Sycamore Partners Management$123,492,84971
Bain Capital$95,969,422117

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
GOM Shelf LLCRiverstone Holdingsoil or gas drilling violation2007BSEE$40,000
Frontier Airlines, Inc.Indigo Partnersaviation consumer protection violation2011ACPD$40,000
ALCOA AluminumApollo Global Managementlabor relations violation2002NLRB$40,000
Burrows Paper CorpApollo Global Managementlabor relations violation2002NLRB$40,000
Frontier Airlines, Inc.Indigo Partnersaviation consumer protection violation2017ACPD$40,000
Frontier AirlinesIndigo Partnersaviation consumer protection violation2017ACPD$40,000
Mercury Ambulance Service, Inc. d/b/a Rural/MetroKKR & Co.Controlled Substances Act violation2013USAO$40,000
American Medical Response of Tennessee, Inc.KKR & Co.employment discrimination2019EEOC$40,000
Beverly Enterprises, IncFillmore Capital Partnersnursing home violation2001AR-AG$40,000
Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family DentalNew Mountain Capitalinsurance violation2009CA-MHC$40,000
Securities America, Inc.Reverence Capital Partnersinvestor protection violation2016NE-DBF$40,000
SagePoint Financial Inc.Reverence Capital Partnersinvestor protection violation2017SC-SEC$40,000
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2009IN-ENV$40,000
Nexeo Solutions, LLCApollo Global Managementenvironmental violation2019LA-ENV$40,000
LIFOAM INDUSTRIESOne Rock Capital Partnersair pollution violation2012MD-ENV$40,000
Mississippi Lime Co.HBM Holdingsair pollution violation2010MO-ENV$40,000
UNIVAR USA INC KENTApollo Global Managementenvironmental violation2008WA-ENV$40,000
AmTrust Insurance Company and Technology Insurance Company, Inc.Stone Point Capitalinsurance violation2023TX-INS$40,000
STRATEGIC MATERIALS, INC.Littlejohn & Co.workplace safety or health violation2013OSHA$40,000
GULF OIL LIMITED PARTNERSHIPArcLight Capital Partnersenvironmental violation2001EPA$40,000
FORT DEARBORN CO, F/K/A CORE LABEL, LLCClayton Dubilier & Riceenvironmental violation2018EPA$40,000
SubwayRoark Capitalwage and hour violation2022MI-LEO$39,940
ManTech Systems International, Inc.Carlyle Groupwage and hour violation2016WHD$39,882
SI Group, Inc.SK Capital Partnersenvironmental violation2018TX-ENV$39,857
D&W FINE PACK LLCMid Oaks Investmentsworkplace safety or health violation2017OSHA$39,837
FOSTER POULTRY FARMSAtlas Holdingsworkplace safety or health violation2020OSHA$39,825
GLEN-GERY ADEL PLANTBain Capitalworkplace safety or health violation2020OSHA$39,778
Akzo Nobel Industrial Specialties Inc.Carlyle Groupenvironmental violation2004TX-ENV$39,578
JAMES AUSTIN COMPANYCenterbridge Partnersenvironmental violation2014EPA$39,575
HITACHI METALS AUTO COMPONENTS USA LLCBain Capitalenvironmental violation2011PA-ENV$39,500
INTERNATIONAL CONVERTER LLCCarlyle Groupworkplace safety or health violation2022OSHA$39,364
Dunkin DonutsRoark Capitalwage and hour violation2018NY-DOL$39,305
GOLDEN LIVING CENTER-VALPARAISOFillmore Capital Partnersnursing home violation2015CMS$39,293
Strategic Materials, Inc.Littlejohn & Co.air pollution violation2020CT-ENV$39,200
TALLGRASS INTERSTATE GAS TRANSMISSION LLCBlackstonepipeline safety violation2009PHMSA$39,000
POLYONE DESIGNED STRUCTURESArsenal Capital Partnersair pollution violation2016MD-ENV$39,000
Barracuda Networks, Inc.KKR & Co.economic sanction violation2015OFAC$38,930
HOT TOPIC, INC.Sycamore Partners Managementworkplace safety or health violation2018OSHA$38,803
Marelli North AmericaKKR & Co.air pollution violation2014TN-ENV$38,700
REILLY INDUSTRIESWind Point Partnersenvironmental violation2002EPA$38,660
Life Time Fitness, IncLeonard Green & Partnerswage and hour violation2015WHD$38,645
FAR RESEARCH, INC.Arsenal Capital Partnershazardous waste violation2000FL-DEP$38,613
Magnablend, Inc.Apollo Global Managementenvironmental violation2013TX-ENV$38,500
PJ TRAILERS MFG. CO., INC.Bain Capitalworkplace safety or health violation2013OSHA$38,500
DOLCO PACKAGING CORPORATION DIV OF TEKNI-PLEX, INC.Genstar Capitalworkplace safety or health violation2012OSHA$38,460
Tower Automotive Products, Inc.KPS Capital Partnerslabor relations violation2001NLRB$38,385
SAVERS RECYCLING INC.Ares Managementworkplace safety or health violation2016OSHA$38,027
Alcoa-Cleveland WorksApollo Global Managementlabor relations violation2006NLRB$38,000
AMREP, Inc.New Mountain Capitalair pollution violation2008GA-ENV$38,000
Detrex Corp.Bain Capitalenvironmental violation2001OH-ENV$38,000
WORLD KITCHEN, LLCCornell Capitalworkplace safety or health violation2014OSHA$38,000
Fieldwood Energy LLCRiverstone Holdingsoil or gas drilling violation2019BSEE$37,900
Cornerstone Chemical CompanyLittlejohn & Co.environmental violation2020EPA$37,886
Klockner Pentaplast of America, Inc.Strategic Value Partnerswage and hour violation2005WHD$37,861
COVANTA DELAWARE VALLEY LPEQT ABenvironmental violation2001PA-ENV$37,856
ALUMINUM CO. OF AMERICAApollo Global Managementworkplace safety or health violation2012OSHA$37,800
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2000FAA$37,500
Akzo Nobel Surface Chemistry, LLCCarlyle Groupwater pollution violation2005IL-AG$37,500
Ahlstrom Windsor Locks LLCBain Capitalenvironmental violation2004CT-ENV$37,500
Akzo Nobel Surface Chemistry LLCCarlyle Groupwater pollution violation2005IL-ENV$37,500
ANCHOR GLASS CONTAINER CORP.CVC Capital Partnersworkplace safety or health violation2010OSHA$37,500
EDSAL MANUFACTURINGMonomoy Capital Partnersworkplace safety or health violation2013OSHA$37,500
Nexeo Solutions Holdings, LLCApollo Global Managementenvironmental violation2013EPA$37,500
Cornerstone Chemical CompanyLittlejohn & Co.environmental violation2016EPA$37,500
Magnablend Inc.Apollo Global Managementenvironmental violation2016EPA$37,500
PRIMEFLIGHT AVIATION SERVICES, INC.Carlyle Groupworkplace safety or health violation2016OSHA$37,413
99 CENTS ONLY STORE LLCAres Managementworkplace safety or health violation2018OSHA$37,375
ZEP INC.New Mountain Capitalworkplace safety or health violation2023OSHA$37,300
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2013PA-ENV$37,165
COVANTA DELAWARE VALLEY LPEQT ABenvironmental violation2002PA-ENV$37,150
Arby's Roast Beef RestaurantRoark Capitalwage and hour violation2022WA-DLI$37,150
Arby's Roast Beef RestaurantRoark Capitalwage and hour violation2022WA-DLI$37,150
SI Group, Inc.SK Capital Partnersenvironmental violation2016NY-ENV$37,125
BRINDERSON CONSTRUCTORS INCNew Mountain Capitalworkplace safety or health violation2022OSHA$37,120
BURROWS PAPER CORPORATIONApollo Global Managementworkplace safety or health violation2004OSHA$37,000
TENNECO AUTOMOTIVE OPERATING COMPANY INC.Apollo Global Managementworkplace safety or health violation2012OSHA$37,000
SAVERS, INC.Ares Managementworkplace safety or health violation2016OSHA$36,950
COVANTA LONG BEACH RENEWABLE ENGERGY CORPORATIONEQT ABworkplace safety or health violation2021OSHA$36,750
PetSmart Inc.BC Partnerspesticide violation2007CA-DPR$36,719
99 Cents Only StoresAres Managementair pollution violation2012CA-SCAQMD$36,661
Univar USA Inc.Apollo Global Managementenvironmental violation2017NM-ENV$36,615
AIMBRIDGE HOSPITALITYAdvent Internationalworkplace safety or health violation2018OSHA$36,542
Arby'sRoark Capitalwage and hour violation2022WA-DLI$36,450
Arby'sRoark Capitalwage and hour violation2022WA-DLI$36,450
Res Care, IncKKR & Co.wage and hour violation2006WHD$36,384
COVANTA ESSEX COEQT ABair pollution violation2014NJ-ENV$36,350
Hexion Inc.American Securities LLCenvironmental violation2017EPA$36,214
AHLSTROM-MUNKSJO NONWOVENS, LLCBain Capitalworkplace safety or health violation2023OSHA$36,161
Armstrong Hardwood FlooringAmerican Industrial Partnersenvironmental violation2008EPA$36,106
GOLDEN LIVING CENTER-WOODBRIDGEFillmore Capital Partnersnursing home violation2016CMS$36,099
APEX TOOL GROUP, LLCBain Capitalenvironmental violation2019EPA$36,080
PETERSON SPRING CO.MiddleGround Capitalworkplace safety or health violation2003OSHA$36,075
ALCOA, INC.Apollo Global Managementlabor relations violation2008NLRB$35,846
PLAY POWER, INC.Littlejohn & Co.workplace safety or health violation2019OSHA$35,802
THE CARLSTAR GROUP LLCAmerican Industrial Partnersworkplace safety or health violation2017OSHA$35,617
C & D TechnologiesKPS Capital Partnerslabor relations violation2009NLRB$35,465
GOM Shelf, LLCRiverstone Holdingsoil or gas drilling violation2011BSEE$35,000
CHROMALLOY GAS TURBINE LLCVeritas Capital Fund Management LLCaviation safety violation2015FAA$35,000
GOM Shelf LLCRiverstone Holdingsoil or gas drilling violation2004BSEE$35,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2009FAA$35,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2002FAA$35,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.