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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,978,533,421
Number of Records: 3,778
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$123,881,6945
Sycamore Partners Management$123,492,84971
Bain Capital$95,986,189116

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
Ascend Performance MaterialsSK Capital Partnershazardous waste violation2019EPA$976,707
Ascend PerformanceSK Capital Partnersair pollution violation2018EPA$60,000
ARMSTRONG WOOD PRODUCTS, INC.American Industrial Partnersworkplace safety or health violation2009OSHA$6,000
Armstrong Wood ProductsAmerican Industrial Partnersenvironmental violation2007NE-ENV$112,500
ARMSTRONG WOOD PRODUCTSAmerican Industrial Partnersworkplace safety or health violation2003OSHA$7,539
Armstrong Hardwood Flooring CompanyAmerican Industrial Partnersair pollution violation2003NC-ENV$5,442
Armstrong Hardwood Flooring CompanyAmerican Industrial Partnersenvironmental violation2008TX-ENV$46,075
ARMSTRONG HARDWOOD FLOORING COMPANYAmerican Industrial Partnersworkplace safety or health violation2017OSHA$6,450
Armstrong Hardwood FlooringAmerican Industrial Partnersair pollution violation2012WV-ENV$30,000
Armstrong Hardwood FlooringAmerican Industrial Partnersair pollution violation2008EPA$36,106
Ares Management LLCAres Managementinvestor protection violation2020SEC$1,000,000
ARCTIC GLACIER, INC.Carlyle Groupworkplace safety or health violation2007OSHA$8,825
ARCTIC GLACIER, INC.Carlyle Groupworkplace safety or health violation2011OSHA$18,000
ARCTIC GLACIER USA, INC.Carlyle Groupworkplace safety or health violation2016OSHA$5,880
ARCTIC GLACIER USA, INC.Carlyle Groupworkplace safety or health violation2016OSHA$25,623
Arctic Glacier USA IncorporatedCarlyle Groupair pollution violation2013CA-ARB$14,400
Arctic Glacier USA Inc.Carlyle Grouphazardous waste violation2023EPA$232,593
ARCTIC GLACIER USA INC.Carlyle Groupworkplace safety or health violation2023OSHA$28,126
ARCTIC GLACIER USA INC.Carlyle Groupenvironmental violation2023EPA$232,593
Arctic Glacier U.S.A., Inc.Carlyle Groupair pollution violation2023EPA$169,400
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2012OSHA$52,800
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2013OSHA$60,000
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2014OSHA$21,000
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2015OSHA$21,100
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2016OSHA$5,700
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2016OSHA$145,000
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2016OSHA$29,877
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2022OSHA$55,008
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2023OSHA$12,850
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2023OSHA$10,577
ARCTIC GLACIER U.S.A., INCCarlyle Groupworkplace safety or health violation2022OSHA$22,310
Arctic Glacier International, Inc.Carlyle Groupprice-fixing or anti-competitive practices2010MI-AG$350,000
Arctic Glacier International Inc.Carlyle Groupprice-fixing or anti-competitive practices2009DOJ_ANTITRUST$9,000,000
ARCTIC GLACIER INC. - VERNONCarlyle Groupworkplace safety or health violation2018OSHA$9,145
Arctic Glacier Inc.Carlyle Groupprice-fixing or anti-competitive practices2011private lawsuit-federal$12,500,000
ARCTIC GLACIER INC.Carlyle Groupworkplace safety or health violation2007OSHA$45,250
ARCTIC GLACIER INC.Carlyle Groupworkplace safety or health violation2008OSHA$5,700
ARCTIC GLACIER ICECarlyle Groupworkplace safety or health violation2011OSHA$6,555
ARCTIC GLACIERCarlyle Groupworkplace safety or health violation2021OSHA$15,000
ARCONIC, INC.Apollo Global Managementworkplace safety or health violation2021OSHA$7,022
Arconic, Inc.Apollo Global Managementenvironmental violation2019EPA$45,000
Arconic Tennessee LLCApollo Global Managementair pollution violation2014TN-ENV$6,500
Arconic Tennessee LLCApollo Global Managementair pollution violation2011TN-ENV$8,000
Arconic Tennessee LLCApollo Global Managementair pollution violation2009TN-ENV$20,000
ARCONIC LANCASTER CORP.Apollo Global Managementworkplace safety or health violation2020OSHA$9,011
ARCONIC LAFAYETTE OPERATONSApollo Global Managementhazardous waste violation2020IN-ENV$5,000
ARCONIC LAFAYETTE LLCApollo Global Managementworkplace safety or health violation2022OSHA$7,850
ARCONIC INCORPORATEDApollo Global Managementworkplace safety or health violation2016OSHA$5,000
ARCONIC INCORPORATEDApollo Global Managementworkplace safety or health violation2016OSHA$6,000
ARCONIC INC.Apollo Global Managementworkplace safety or health violation2017OSHA$5,734
ARCONIC INC.Apollo Global Managementworkplace safety or health violation2017OSHA$7,696
ARCONIC INC.Apollo Global Managementworkplace safety or health violation2018OSHA$9,423
ARCONIC INC.Apollo Global Managementworkplace safety or health violation2019OSHA$53,703
Arconic IncApollo Global Managementenvironmental violation2018IA-ENV$5,000
ARCONIC DAVENPORT WORKSApollo Global Managementworkplace safety or health violation2021OSHA$7,104
ARCONIC DAVENPORT WORKSApollo Global Managementworkplace safety or health violation2022OSHA$15,000
ARCONIC DAVENPORT WORKSApollo Global Managementworkplace safety or health violation2023OSHA$7,000
ARCONICApollo Global Managementworkplace safety or health violation2017OSHA$6,926
ARCONICApollo Global Managementworkplace safety or health violation2018OSHA$18,000
ARCONICApollo Global Managementworkplace safety or health violation2018OSHA$22,875
ARCONICApollo Global Managementworkplace safety or health violation2018OSHA$12,934
ARCHROMA U.S., INC.SK Capital Partnersenvironmental violation2018EPA$29,325
Arby's Roast Beef RestaurantRoark Capitalwage and hour violation2022WA-DLI$37,150
Arby's Roast Beef RestaurantRoark Capitalwage and hour violation2022WA-DLI$37,150
Arby's Restaurant Group, IncRoark Capitalwage and hour violation2013WHD$151,888
Arby'sRoark Capitalwater pollution violation2013TN-ENV$5,534
Arby'sRoark Capitalwage and hour violation2022WA-DLI$36,450
Arby'sRoark Capitalwage and hour violation2022WA-DLI$36,450
ARBY'SRoark Capitalworkplace safety or health violation2023OSHA$109,381
Apria Healthcare LLCBlackstoneconsumer protection violation2017MA-AG$764,942
Apria Healthcare Inc.Blackstoneemployment discrimination2016EEOC$100,000
Apria Healthcare Group, Inc. and Apria Healthcare LLCBlackstoneFalse Claims Act and related2021MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000
Apria Healthcare Group, Inc.Blackstonelabor relations violation2001NLRB$77,551
Apria Healthcare Group, Inc.Blackstoneemployment discrimination2005EEOC$60,000
Apria Healthcare Group, Inc.BlackstoneFalse Claims Act and related2020USAO$40,500,000
APRIA HEALTHCAREBlackstoneworkplace safety or health violation2003OSHA$7,000
Apria Health CareBlackstoneair pollution violation2008CA-ARB$14,000
APPVION, INC.Wynnchurch Capitalworkplace safety or health violation2015OSHA$7,000
APPVION, INC.Wynnchurch Capitalworkplace safety or health violation2017OSHA$9,381
Appvion Inc.Wynnchurch Capitalrailroad safety violation2000FRA$5,000
APPVION INCWynnchurch Capitalenvironmental violation2014PA-ENV$9,911
APPLETON PAPERS, INC.Wynnchurch Capitalair pollution violation2000EPA$490,000
APPLETON PAPERS INCORPORATEDWynnchurch Capitalworkplace safety or health violation2002OSHA$9,000
APPLETON PAPERS INCORPORATEDWynnchurch Capitalworkplace safety or health violation2007OSHA$5,400
APPLETON PAPERS INCWynnchurch Capitalair pollution violation2010EPA$331,762
Appleton PapersWynnchurch Capitallabor relations violation2010NLRB$5,000
Appleton PapersWynnchurch Capitallabor relations violation2010NLRB$250,000
Appleton PapersWynnchurch Capitallabor relations violation2007NLRB$104,000
APPLETON COATED, LLCWynnchurch Capitalair pollution violation2011EPA$15,000
Appleton Coated LLCWynnchurch Capitalenvironmental violation2010WI-AG$70,000
APPLETON COATED LLCWynnchurch Capitalworkplace safety or health violation2015OSHA$7,875
Apollo Global ManagementApollo Global Managementinvestor protection violation2016SEC$52,700,000
Apollo Global ManagementApollo Global ManagementWARN Act violation2019private lawsuit-federal$2,500,000
API TECHNOLOGIES CORP.AEA Investorsworkplace safety or health violation2021OSHA$5,850
API TechnologiesAEA Investorslabor relations violation2016NLRB$30,000
API TECH CORPAEA Investorsenvironmental violation2012PA-ENV$6,300
API TECH CORPAEA Investorsenvironmental violation2009PA-ENV$8,211
Apex Tool Group, LLCBain Capitalhazardous waste violation2015AR-ENV$6,125
Apex Tool Group, LLCBain Capitalsolid waste violation2015NC-ENV$28,278
Apex Tool Group, LLCBain Capitalenvironmental violation2022SC-ENV$15,000
APEX TOOL GROUP, LLCBain Capitalworkplace safety or health violation2012OSHA$8,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.