Violation Tracker

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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Current Parent Companies	Total Penalty $	Number of Records
Apollo Global Management	$1,234,942,355	495
KKR & Co.	$453,233,096	203
Blackstone	$293,961,855	114
Carlyle Group	$286,736,812	172
Madison Dearborn Partners	$270,052,453	14
Fillmore Capital Partners	$204,648,765	37
Platinum Equity	$132,943,097	70
TPG Capital	$130,080,344	11
Sycamore Partners Management	$123,492,849	71
Bain Capital	$94,857,613	112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company	Current Parent	Primary Offense Type	Year	Agency	Penalty Amount
Amtrust Insurance Company	Stone Point Capital	insurance violation	2022	TX-INS	$6,500
AmTrust Insurance Company	Stone Point Capital	insurance violation	2023	TX-INS	$8,500
AmTrust Insurance Company	Stone Point Capital	insurance violation	2023	TX-INS	$8,000
AmTrust Financial Services Inc.	Stone Point Capital	investor protection violation	2020	SEC	$10,300,000
AMSPEC INC	Olympus Partners	hazardous waste violation	2010	NJ-ENV	$7,500
AMSPEC CHEMICAL CORPORATION	Olympus Partners	workplace safety or health violation	2018	OSHA	$7,316
AMSPEC CHEMICAL CORPORATION	Olympus Partners	environmental violation	2000	EPA	$150,990
AMSPEC CHEMICAL CORPORATION	Olympus Partners	environmental violation	2000	EPA	$15,118
AMSPEC	Olympus Partners	workplace safety or health violation	2012	OSHA	$9,000
Amrep, Inc.	New Mountain Capital	air pollution violation	2006	CA-ARB	$48,662
AMREP, INC.	New Mountain Capital	air pollution violation	2006	CA-ARB	$270,000
AMREP, Inc.	New Mountain Capital	air pollution violation	2005	CA-ARB	$14,000
Amrep, Inc.	New Mountain Capital	water pollution violation	2014	GA-ENV	$25,000
AMREP, Inc.	New Mountain Capital	air pollution violation	2008	GA-ENV	$38,000
AMREP, Inc.	New Mountain Capital	air pollution violation	2005	GA-ENV	$29,780
AMREP, INC.	New Mountain Capital	workplace safety or health violation	2001	OSHA	$70,000
AMREP, INC.	New Mountain Capital	environmental violation	2015	EPA	$195,585
AMREP, Inc	New Mountain Capital	air pollution violation	2010	GA-ENV	$10,000
Amrep	New Mountain Capital	air pollution violation	2007	CA-ARB	$298,318
Amrep	New Mountain Capital	air pollution violation	2006	CA-ARB	$103,020
AmerUs Life Insurance Co. and American Investors Life Insurance Co.	Apollo Global Management	investor protection violation	2008	MN-AG	$375,000
AmerUS Life Insurance Co.	Apollo Global Management	insurance violation	2007	MN-FIN	$250,000
American Securities LLC	American Securities LLC	price-fixing or anti-competitive practices	2019	private lawsuit-federal	$13,000,000
American Securities LLC	American Securities LLC	price-fixing or anti-competitive practices	2019	private lawsuit-federal	$2,200,000
American Medical Response/EMSC	KKR & Co.	labor relations violation	2010	NLRB	$5,000
American Medical Response, NW (Josephine County Oregon)	KKR & Co.	labor relations violation	2004	NLRB	$48,783
American Medical Response, Inc. (AMR)	KKR & Co.	wage and hour violation	2007	WHD	$27,672
American Medical Response, Inc.	KKR & Co.	labor relations violation	2003	NLRB	$26,350
American Medical Response, Inc.	KKR & Co.	wage and hour violation	2007	CA-LCO	$5,612
AMERICAN MEDICAL RESPONSE WEST	KKR & Co.	workplace safety or health violation	2020	OSHA	$6,750
American Medical Response of Tennessee, Inc.	KKR & Co.	employment discrimination	2019	EEOC	$40,000
American Medical Response of Southern California	KKR & Co.	labor relations violation	2019	NLRB	$10,000
AMERICAN MEDICAL RESPONSE OF MASSACHUSETTS, INC.	KKR & Co.	labor relations violation	2015	NLRB	$5,522
American Medical Response of Mass., Inc.	KKR & Co.	wage and hour violation	2006	WHD	$110,075
American Medical Response of Mass.	KKR & Co.	wage and hour violation	2006	WHD	$28,444
American Medical Response of Mass.	KKR & Co.	wage and hour violation	2006	WHD	$7,913
American Medical Response of Connecticut, Inc.	KKR & Co.	labor relations violation	2012	NLRB	$9,741
American Medical Response of Connecticut Inc.	KKR & Co.	False Claims Act and related	2022	USAO	$601,759
American Medical Response of Connecticut	KKR & Co.	labor relations violation	2016	NLRB	$109,750
American Medical Response of Connecticut	KKR & Co.	False Claims Act and related	2022	CT-AG	$601,759
American Medical Response NW (A Laidlaw Corporation)	KKR & Co.	labor relations violation	2002	NLRB	$46,700
American Medical Response Mid-Atlantic, Inc.	KKR & Co.	labor relations violation	2022	NLRB	$41,104
American Medical Response Inc.	KKR & Co.	False Claims Act and related	2006	DOJ_CIVIL	$9,000,000
American Medical Response Inc.	KKR & Co.	False Claims Act and related	2011	USAO	$2,700,000
American Medical Response Ambulance Services, Inc.	KKR & Co.	labor relations violation	2013	NLRB	$21,819
American Medical Response Ambulance Service, Inc.	KKR & Co.	insurance violation	2019	TX-INS	$7,500
American Medical Response Ambulance Service, Inc.	KKR & Co.	insurance violation	2019	TX-INS	$7,500
American Medical Response Ambulance Service, Inc.	KKR & Co.	insurance violation	2020	TX-INS	$7,500
American Medical Response Ambulance Service, Inc.	KKR & Co.	employment discrimination	2020	EEOC	$162,500
American Medical Response (AMR)	KKR & Co.	labor relations violation	2007	NLRB	$35,000
American Medical Response of Oklahoma, Inc.	KKR & Co.	labor relations violation	2003	NLRB	$67,500
American Medical Response	KKR & Co.	labor relations violation	2012	NLRB	$5,830
American Medical Response	KKR & Co.	labor relations violation	2011	NLRB	$5,000
American Medical Response	KKR & Co.	labor relations violation	2011	NLRB	$18,445
American Medical Response	KKR & Co.	labor relations violation	2007	NLRB	$8,000
American Medical Response	KKR & Co.	labor relations violation	2005	NLRB	$35,000
American Medical Response	KKR & Co.	labor relations violation	2005	NLRB	$5,063
American Medical Response	KKR & Co.	labor relations violation	2005	NLRB	$8,249
American Medical Response	KKR & Co.	labor relations violation	2004	NLRB	$15,000
American Medical Response	KKR & Co.	labor relations violation	2004	NLRB	$10,700
American Medical Response	KKR & Co.	labor relations violation	2004	NLRB	$25,000
American Medical Response	KKR & Co.	labor relations violation	2003	NLRB	$11,000
American Medical Response	KKR & Co.	labor relations violation	2003	NLRB	$20,000
American Medical Response	KKR & Co.	labor relations violation	2000	NLRB	$20,364
American Medical Response	KKR & Co.	environmental violation	2019	WA-ENV	$6,000
AMERICAN MEDICAL RESPONSE	KKR & Co.	workplace safety or health violation	2008	OSHA	$6,500
AMERICAN MEDICAL RESPONSE	KKR & Co.	workplace safety or health violation	2020	OSHA	$9,639
AMERICAN MEDICAL RESPONSE	KKR & Co.	workplace safety or health violation	2022	OSHA	$20,000
AMERICAN GREETINGS CORPORATION	Clayton Dubilier & Rice	workplace safety or health violation	2008	OSHA	$6,750
AMERICAN GREETINGS CORPORATION	Clayton Dubilier & Rice	air pollution violation	2006	EPA	$8,485
American Greetings	Clayton Dubilier & Rice	wage and hour violation	2016	private lawsuit-federal	$4,000,000
American Greetings	Clayton Dubilier & Rice	wage and hour violation	2011	private lawsuit-federal	$1,880,000
American General Securities, Inc.	Reverence Capital Partners	investor protection violation	2006	FINRA	$1,100,000
American General Securities Incorporated	Reverence Capital Partners	investor protection violation	2010	MULTI-FIN	$215,000
American General Securities Inc.	Reverence Capital Partners	investor protection violation	2010	MS-SEC	$215,000
AMERICAN CAMPUS COMMUNITIES SERVICES, INC.	Blackstone	workplace safety or health violation	2013	OSHA	$18,720
American Bathgroup	Centerbridge Partners	wage and hour violation	2017	WHD	$76,143
American Bath Group, LLC	Centerbridge Partners	environmental violation	2022	IA-ENV	$10,000
America Online, Inc.	Apollo Global Management	accounting fraud or deficiencies	2000	SEC	$3,500,000
America Online, Inc.	Apollo Global Management	consumer protection violation	2005	OH-AG	$75,000
America Online	Apollo Global Management	accounting fraud or deficiencies	2004	DOJ_CRIMINAL	$210,000,000
America Online	Apollo Global Management	consumer protection violation	2007	MULTI-AG	$3,000,000
America Online	Apollo Global Management	consumer protection violation	2005	NY-AG	$1,250,000
AM GENERAL	KPS Capital Partners	workplace safety or health violation	2010	OSHA	$26,400
ALUMINUM CO. OF AMERICA	Apollo Global Management	workplace safety or health violation	2012	OSHA	$37,800
ALUMAX, INC.	Apollo Global Management	workplace safety or health violation	2021	OSHA	$19,380
ALUMAX, INC.	Apollo Global Management	workplace safety or health violation	2021	OSHA	$24,850
ALUMAX, INC.	Apollo Global Management	workplace safety or health violation	2022	OSHA	$11,040
Alumax Mill Products, Inc.	Apollo Global Management	environmental violation	2019	TX-ENV	$5,520
Alumax Mill Products, Inc.	Apollo Global Management	environmental violation	2009	TX-ENV	$9,544
Alumax Mill Products, Inc.	Apollo Global Management	environmental violation	2009	TX-ENV	$46,350
Alumax Mill Products, Inc.	Apollo Global Management	environmental violation	2004	EPA	$10,000
Allmand Bros., Inc.	KPS Capital Partners	wage and hour violation	2005	WHD	$10,457
ALENCO WINDOWS	Clayton Dubilier & Rice	workplace safety or health violation	2004	OSHA	$6,500
ALENCO DBA PLYGEM	Clayton Dubilier & Rice	workplace safety or health violation	2011	OSHA	$9,900
Alcoa-Cleveland Works	Apollo Global Management	labor relations violation	2006	NLRB	$38,000
Alcoa, Inc.	Apollo Global Management	labor relations violation	2010	NLRB	$6,297
Alcoa, Inc.	Apollo Global Management	labor relations violation	2009	NLRB	$10,784
ALCOA, INC.	Apollo Global Management	labor relations violation	2009	NLRB	$13,484
ALCOA, INC.	Apollo Global Management	labor relations violation	2008	NLRB	$35,846
Alcoa, Inc.	Apollo Global Management	labor relations violation	2007	NLRB	$15,060