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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000$3,978,533,421
Number of Records: 3,778
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$123,881,6945
Sycamore Partners Management$123,492,84971
Bain Capital$95,986,189116

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYear sort iconAgencyPenalty Amount
Res-CareKKR & Co.wage and hour violation2018WHD$79,275
Frontier Airlines, Inc.Indigo Partnersaviation safety violation2018FAA$474,000
PrimeFlight Aviation Services, Inc.Carlyle Grouplabor relations violation2018NLRB$9,060
Sedgwick Claims Management Services, Inc.Carlyle Groupinsurance violation2018IN-INS$200,000
Accordia Life and Annuity Co.KKR & Co.insurance violation2018MD-INS$48,600
Accordia Life and Annuity Co.KKR & Co.insurance violation2018MT-FIN$25,000
Athene Life Insurance Company of New YorkApollo Global Managementinsurance violation2018NY-DFS$15,000,000
First Allmerica Financial Life Insurance CompanyKKR & Co.insurance violation2018NY-DFS$40,000,000
Amtrust Insurance Company of Kansas, Inc.Stone Point Capitalinsurance violation2018TX-INS$25,000
Athene Annuity And Life CompanyApollo Global Managementinsurance violation2018WA-INS$10,000
Accordia Life And Annuity CompanyKKR & Co.insurance violation2018WA-INS$130,000
RES CARE INCKKR & Co.wage and hour violation2018KY-DWS$13,730
ADT, LLCApollo Global Managementprivacy violation2018private lawsuit-federal$16,000,000
COVANTA METALS MKT LLCEQT ABenvironmental violation2018PA-ENV$5,250
C&D TECH INCKPS Capital Partnersenvironmental violation2018PA-ENV$6,000
COVANTA PLYMOUTH RENEWABLE ENERGY LLCEQT ABenvironmental violation2018PA-ENV$17,514
COVANTA PLYMOUTH RENEWABLE ENERGY LLCEQT ABenvironmental violation2018PA-ENV$27,883
COVANTA PLYMOUTH RENEWABLE ENERGY LLCEQT ABenvironmental violation2018PA-ENV$10,607
BRUNNER ISLAND LLCRiverstone Holdingsenvironmental violation2018PA-ENV$24,694
Fieldwood Energy Offshore LLCRiverstone Holdingsoil or gas drilling violation2018BSEE$120,000
Intertape Polymer GroupClearlake Capitalhazardous waste violation2018CO-DPHE$14,600
Blue Bird Body CompanyAmerican Securities LLCair pollution violation2018GA-ENV$10,552
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018GA-ENV$7,150
Arconic IncApollo Global Managementenvironmental violation2018IA-ENV$5,000
COVANTA ENVIRONMENTAL SOLUTIONS LLCEQT ABhazardous waste violation2018IN-ENV$14,000
DOLCO PKG CORP A TEXI-PLEX BUSINESSGenstar Capitalair pollution violation2018IN-ENV$22,500
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2018IN-ENV$49,000
International-Matex Tank Terminals, LLCRiverstone Holdingsenvironmental violation2018LA-ENV$25,673
Polar Tank Trailer OpoleAmerican Industrial Partnershazardous waste violation2018MN-ENV$49,325
Federal-Mogul Powertrain LLCApollo Global Managementair pollution violation2018MN-ENV$7,200
Pharmerica Institutional Pharmacy Services, LLCKKR & Co.environmental violation2018NH-ENV$24,900
POLYMER ADDITIVES INCSK Capital Partnerswater pollution violation2018NJ-ENV$31,875
FXI INC-EAST RUTHERFORDOne Rock Capital Partnershazardous waste violation2018NJ-ENV$6,500
Univar USA Inc.Apollo Global Managementenvironmental violation2018OR-ENV$60,948
Crothall Laundry Services, Inc.H.I.G. Capitalair pollution violation2018TN-ENV$8,049
SI Group, Inc.SK Capital Partnersenvironmental violation2018TX-ENV$39,857
Nouryon Functional ChemicalsCarlyle Groupenvironmental violation2018TX-ENV$29,792
Lcy Elastomers LPKKR & Co.environmental violation2018TX-ENV$78,750
Blackbeard Operating, LLCNGP Energy Capitalenvironmental violation2018TX-RRC$9,688
PORT TOWNSEND PAPERLindsay Goldbergenvironmental violation2018WA-ENV$5,000
Polynt Composites USA IncBlack Diamond Capital Managementair pollution violation2018CA-SCAQMD$12,500
Linn Operating, Inc.Warburg Pincusair pollution violation2018CA-SCAQMD$16,750
CalpineEnergy Capital Partnersutility service violation2018TX-PUC$22,500
Hexion Inc.American Securities LLCair pollution violation2018KY-LMAPCD$258,750
Acosta Sales And Marketing Inc.Carlyle Groupwage and hour violation2018CA-LCO$13,679
Calsonic Kansei CorporationKKR & Co.price-fixing or anti-competitive practices2018private lawsuit-federal$11,121,840
GEO Specialty Chemicals Inc.Arsenal Capital Partnersprice-fixing or anti-competitive practices2018private lawsuit-federal$10,796,800
Hitachi Metals Ltd.Bain Capitalprice-fixing or anti-competitive practices2018private lawsuit-federal$360,000
Hitachi Metals Ltd.Bain Capitalprice-fixing or anti-competitive practices2018private lawsuit-federal$1,140,000
Tenneco Inc.Apollo Global Managementprice-fixing or anti-competitive practices2018private lawsuit-federal$17,480,000
Yahoo Inc.Apollo Global Managementconsumer protection violation2018private lawsuit-federal$300,000
Kindred Transitional Care And Rehabilitation-MansfApollo Global Managementnursing home violation2018CMS$147,847
Kindred Transitional Care And Rehabilitation-MansfApollo Global Managementnursing home violation2018CMS$10,004
Kindred Transitional Care And Rehabilitation-RidgmApollo Global Managementnursing home violation2018CMS$6,500
Lifetime FitnessLeonard Green & Partnerswage and hour violation2018MI-LEO$14,400
Jostens IncPlatinum Equitywage and hour violation2018MI-LEO$7,619
Geo Specialty Chemicals, Inc.Arsenal Capital Partnersrailroad safety violation2018FRA$5,000
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2018FRA$6,240
USALCOH.I.G. Capitalrailroad safety violation2018FRA$5,000
Cornerstone Chemical CompanyLittlejohn & Co.railroad safety violation2018FRA$10,000
STRATEGIC MATERIALS, INCLittlejohn & Co.workplace safety or health violation2018OSHA$31,412
JOANN FABRICS AND CRAFTS STORE # 1572Leonard Green & Partnersworkplace safety or health violation2018OSHA$5,480
STAPLES THE OFFICE SUPERSTORE, LLCSycamore Partners Managementworkplace safety or health violation2018OSHA$10,163
GARDAWORLDBC Partnersworkplace safety or health violation2018OSHA$17,785
PETSMART, INC.BC Partnersworkplace safety or health violation2018OSHA$12,462
MOTEL 6 OPERATING LPBlackstoneworkplace safety or health violation2018OSHA$25,300
ESSENDANT CO.Sycamore Partners Managementworkplace safety or health violation2018OSHA$7,853
ARCONICApollo Global Managementworkplace safety or health violation2018OSHA$18,000
LIFOAM INDUSTRIES, LLCOne Rock Capital Partnersworkplace safety or health violation2018OSHA$18,480
LIFE TIME FITNESSLeonard Green & Partnersworkplace safety or health violation2018OSHA$7,391
ARCONICApollo Global Managementworkplace safety or health violation2018OSHA$22,875
PETCO ANIMAL SUPPLIESCVC Capital Partnersworkplace safety or health violation2018OSHA$10,000
JETRO RESTAURANT DEPOT, LLCLeonard Green & Partnersworkplace safety or health violation2018OSHA$6,652
INTERNATIONAL CONVERTER, LLCCarlyle Groupworkplace safety or health violation2018OSHA$6,800
LSC COMMUNICATIONS US, LLCAtlas Holdingsworkplace safety or health violation2018OSHA$10,347
PJ TRAILERS MANUFACTURING, INC.Bain Capitalworkplace safety or health violation2018OSHA$7,423
REFRESCO US INCKKR & Co.workplace safety or health violation2018OSHA$13,978
GREDE II LLCGamut Capitalworkplace safety or health violation2018OSHA$5,250
SUSQUEHANNA NUCLEAR, LLCRiverstone Holdingsworkplace safety or health violation2018OSHA$6,596
PLY GEM PACIFIC WINDOWS CORPORATIONClayton Dubilier & Riceworkplace safety or health violation2018OSHA$11,900
LSC COMMUNICATIONSAtlas Holdingsworkplace safety or health violation2018OSHA$6,681
GREDE II LLCGamut Capitalworkplace safety or health violation2018OSHA$31,260
PHOENIX SERVICES LLCApollo Global Managementworkplace safety or health violation2018OSHA$6,300
MOTEL 6 OPERATING LPBlackstoneworkplace safety or health violation2018OSHA$5,670
KAUFFMAN ENGINEERING INCMonomoy Capital Partnersworkplace safety or health violation2018OSHA$8,100
INSITUFORM TECHNOLOGIES USA, LLCNew Mountain Capitalworkplace safety or health violation2018OSHA$12,500
HAIN PURE PROTEIN CORPORATIONAterian Investment Partnersworkplace safety or health violation2018OSHA$13,052
HOT TOPIC, INC.Sycamore Partners Managementworkplace safety or health violation2018OSHA$38,803
HAIN PURE PROTEIN CORP.Aterian Investment Partnersworkplace safety or health violation2018OSHA$29,100
GREDE II LLCGamut Capitalworkplace safety or health violation2018OSHA$14,000
TROJAN BATTERY COMPANY, LLCKPS Capital Partnersworkplace safety or health violation2018OSHA$32,150
DOLCO PACKAGING, LLCGenstar Capitalworkplace safety or health violation2018OSHA$19,956
FEDERAL MOGULApollo Global Managementworkplace safety or health violation2018OSHA$29,288
PIKE ELECTRIC, LLCLindsay Goldbergworkplace safety or health violation2018OSHA$77,602
PACKERS SANITATION SERVICES, INC.Blackstoneworkplace safety or health violation2018OSHA$18,477
MW INDUSTRIES, INC. DBA MOHAWK SPRING CORPORATIONAmerican Securities LLCworkplace safety or health violation2018OSHA$15,150
TROJAN BATTERY COMPANYKPS Capital Partnersworkplace safety or health violation2018OSHA$7,235
PIKE ELECTRIC, LLCLindsay Goldbergworkplace safety or health violation2018OSHA$7,975
HAIN PURE PROTEIN CORPORATIONAterian Investment Partnersworkplace safety or health violation2018OSHA$9,700
99 CENTS ONLY STORE LLCAres Managementworkplace safety or health violation2018OSHA$37,375
AKZO NOBEL SURFACE CHEMISTRY LLCCarlyle Groupworkplace safety or health violation2018OSHA$25,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.