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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000$3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
StaplesSycamore Partners Managementair pollution violation2013CA-SCAQMD$7,500
Damac ProductsLittlejohn & Co.air pollution violation2013CA-SCAQMD$6,900
99 Cents Only StoresAres Managementair pollution violation2012CA-SCAQMD$36,661
Linn Operating, Inc.Warburg Pincusair pollution violation2011CA-SCAQMD$8,000
Linn Operating, Inc.Warburg Pincusair pollution violation2011CA-SCAQMD$6,000
Lifoam Industries, LLCOne Rock Capital Partnersair pollution violation2010CA-SCAQMD$157,500
Kindred Hospital WestminsterApollo Global Managementair pollution violation2010CA-SCAQMD$5,000
Reichhold Inc.Black Diamond Capital Managementair pollution violation2008CA-SCAQMD$25,000
Kindred Hospital OntarioApollo Global Managementair pollution violation2006CA-SCAQMD$7,950
Reichhold Inc.Black Diamond Capital Managementair pollution violation2005CA-SCAQMD$13,500
Reichhold Inc.Black Diamond Capital Managementair pollution violation2004CA-SCAQMD$11,300
Reichhold Inc.Black Diamond Capital Managementair pollution violation2002CA-SCAQMD$5,000
Staples, Inc.Sycamore Partners Managementair pollution violation2022CA-SCAQMD$15,000
TROJAN BATTERY COMPANY, LLCKPS Capital Partnersair pollution violation2023CA-SCAQMD$70,900
TruGreen LandCareClayton Dubilier & Riceworkplace safety or health violation2001CA-SCCDA$138,099
Motel 6Blackstoneconsumer protection violation2016CA-SCDA$750,000
PETCO Animal Supplies, Inc.CVC Capital Partnersconsumer protection violation2004CA-SFCA$50,000
Transworld Systems, Inc.Platinum Equityconsumer protection violation2017CFPB$2,500,000
Calpine Energy Services, L.P.Energy Capital Partnersinvestor protection violation2004CFTC$1,500,000
GOLDEN LIVING CENTER-BLOOMINGTONFillmore Capital Partnersnursing home violation2016CMS$5,100
PALESTINE HEALTHCARE CENTERApollo Global Managementnursing home violation2015CMS$5,850
KINDRED HOSPITAL - LOUISVILLEApollo Global Managementnursing home violation2016CMS$6,175
KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOODApollo Global Managementnursing home violation2015CMS$6,500
GOLDEN LIVING CENTER-BRANDYWINEFillmore Capital Partnersnursing home violation2017CMS$7,150
KINDRED NURSING AND HEALTHCARE - BAYBERRYApollo Global Managementnursing home violation2015CMS$7,800
KINDRED NURSING AND TRANSITIONAL CARE-PACIFIC COASApollo Global Managementnursing home violation2017CMS$8,125
GOLDEN LIVING CENTER-INDIANAPOLISFillmore Capital Partnersnursing home violation2017CMS$8,125
KINDRED NURSING & REHABILITATION-HARBORLIGHTSApollo Global Managementnursing home violation2016CMS$8,190
GOLDEN LIVINGCENTER - NAPAFillmore Capital Partnersnursing home violation2017CMS$9,296
KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUSApollo Global Managementnursing home violation2015CMS$9,360
KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUSApollo Global Managementnursing home violation2016CMS$13,252
GOLDEN LIVING CENTER-BROOKVIEWFillmore Capital Partnersnursing home violation2015CMS$15,080
KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOODApollo Global Managementnursing home violation2017CMS$16,058
KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUSApollo Global Managementnursing home violation2017CMS$16,585
KINDRED NURSING AND REHABILITATION - MEDICAL HILLApollo Global Managementnursing home violation2017CMS$17,843
GOLDEN LIVINGCENTER - NAPAFillmore Capital Partnersnursing home violation2016CMS$18,720
GOLDEN LIVINGCENTER - NAPAFillmore Capital Partnersnursing home violation2017CMS$19,568
KINDRED NURSING AND REHABILITATION - MEDICAL HILLApollo Global Managementnursing home violation2017CMS$25,620
GOLDEN LIVINGCENTER SANTA ROSAFillmore Capital Partnersnursing home violation2017CMS$26,130
KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOODApollo Global Managementnursing home violation2017CMS$33,215
GOLDEN LIVING CENTER-WOODBRIDGEFillmore Capital Partnersnursing home violation2016CMS$36,099
GOLDEN LIVING CENTER-VALPARAISOFillmore Capital Partnersnursing home violation2015CMS$39,293
GOLDEN LIVING CENTER-VALPARAISOFillmore Capital Partnersnursing home violation2017CMS$41,725
KINDRED TRANSITIONAL CARE & REHABILITATION-AVERYApollo Global Managementnursing home violation2015CMS$45,500
GOLDEN LIVINGCENTER SANTA ROSAFillmore Capital Partnersnursing home violation2016CMS$45,576
GOLDEN LIVING CENTER-BRENTWOODFillmore Capital Partnersnursing home violation2015CMS$62,140
GOLDEN LIVINGCENTER - BAKERSFIELDFillmore Capital Partnersnursing home violation2016CMS$72,800
KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOODApollo Global Managementnursing home violation2016CMS$117,534
KINDRED TRANSITIONAL CARE & REHABILITATION-AVERYApollo Global Managementnursing home violation2016CMS$118,333
Palestine Healthcare CenterApollo Global Managementnursing home violation2022CMS$64,420
Palestine Healthcare CenterApollo Global Managementnursing home violation2023CMS$15,592
Kindred Transitional Care And Rehabilitation-MansfApollo Global Managementnursing home violation2018CMS$147,847
Golden Living Center-WoodbridgeFillmore Capital Partnersnursing home violation2019CMS$61,181
Golden Living Center-ValparaisoFillmore Capital Partnersnursing home violation2019CMS$12,500
Kindred Hospital - LouisvilleApollo Global Managementnursing home violation2022CMS$10,940
Kindred Transitional Care And Rehabilitation-MansfApollo Global Managementnursing home violation2018CMS$10,004
Kindred Transitional Care And Rehabilitation-RidgmApollo Global Managementnursing home violation2018CMS$6,500
PALESTINE HEALTHCARE CENTERApollo Global Managementnursing home violation2023CMS$41,115
Air Methods CorporationAmerican Securities LLChazardous waste violation2020CO-DPHE$31,238
Intertape Polymer GroupClearlake Capitalhazardous waste violation2018CO-DPHE$14,600
Univar Solutions USA IncApollo Global Managementhazardous waste violation2016CO-DPHE$8,190
Intertape Polymer Corp.Clearlake Capitalair pollution violation2013CO-DPHE$5,250
Pioneer Metal FinishingAterian Investment Partnershazardous waste violation2011CO-DPHE$6,000
Rockies Express Pipeline LLCBlackstoneair pollution violation2009CO-DPHE$5,600
Intertape Polymer Corp.Clearlake Capitalair pollution violation2009CO-DPHE$8,400
KIK Denver LLCCenterbridge Partnersenvironmental violation2007CO-DPHE$17,000
Air Methods CorporationAmerican Securities LLChazardous waste violation2001CO-DPHE$12,000
Aviva Life and Annuity Co.Apollo Global Managementinsurance violation2011CO-INS$25,300
Mallard Exploration LLCNGP Energy Capitalenvironmental violation2020CO-OIL$15,000
Jo-Ann Stores Inc.Leonard Green & Partnersproduct safety violation2010CPSC$50,000
Michaels Stores Inc.Apollo Global Managementproduct safety violation2009CPSC$45,000
Neiman Marcus Group IncAres Managementproduct safety violation2008CPSC$50,000
PetSmart Inc.BC Partnersproduct safety violation2016CPSC$4,250,000
Briggs & StrattonKPS Capital Partnersproduct safety violation2002CPSC$400,000
Briggs & Stratton Corp.KPS Capital Partnersconsumer protection violation2008CT-AG$125,000
Covanta Projects of Wallingford, L.P,EQT ABenvironmental violation2011CT-AG$400,000
Pharmerica Professional Services, LLCKKR & Co.tax violations2016CT-AG$5,100
Verifone, Inc.Francisco Partnerstax violations2012CT-AG$6,205
American Medical Response of ConnecticutKKR & Co.False Claims Act and related2022CT-AG$601,759
Transworld Systems Inc.Platinum Equityconsumer protection violation2017CT-BKG$200,000
Strategic Materials, Inc.Littlejohn & Co.air pollution violation2020CT-ENV$39,200
Gulf Oil, LPArcLight Capital Partnersenvironmental violation2019CT-ENV$64,500
Gulf Oil, LPArcLight Capital Partnersenvironmental violation2019CT-ENV$15,188
Gulf Oil, LPArcLight Capital Partnersenvironmental violation2015CT-ENV$7,000
Spartech Polycast, Inc.Arsenal Capital Partnersenvironmental violation2012CT-ENV$52,861
Bridgeport Energy, LLCCarlyle Groupenvironmental violation2009CT-ENV$643,594
CovantaEQT ABenvironmental violation2009CT-ENV$355,000
TruGreen, LPClayton Dubilier & Riceenvironmental violation2007CT-ENV$6,250
Ahlstrom Windsor Locks LLCBain Capitalenvironmental violation2004CT-ENV$37,500
TruGreen, LPClayton Dubilier & Riceenvironmental violation2004CT-ENV$12,000
Covanta Projects of Wallingford, L.P.EQT ABenvironmental violation2003CT-ENV$6,250
Lydall Filtration/Separation Inc.Clearlake Capitalenvironmental violation2002CT-ENV$120,000
Quala Systems, Inc.Advent Internationalenvironmental violation2001CT-ENV$170,000
Forethought Life Insurance CompanyKKR & Co.insurance violation2022CT-INS$51,000
Royal Alliance Associates, Inc.Reverence Capital Partnersinvestor protection violation2007CT-SEC$500,000
Classmates.comH.I.G. Capitalconsumer protection violation2013DC-AG$300,000
Cushman & Wakefield of Washington, DC, IncTPG CapitalFalse Claims Act and related2005DC-AG$4,800,000
Aeroflex IncorporatedAdvent Internationalexport control violation2013DDTC$8,000,000
Space Systems LoralAdvent Internationalexport control violation2002DDTC$20,000,000
Forethought Life Insurance Co.KKR & Co.insurance violation2019DE-INS$98,000
Forethought Life Insurance CompanyKKR & Co.insurance violation2021DE-INS$5,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.