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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
SPARTECH PLASTICSArsenal Capital Partnersworkplace safety or health violation2000OSHA$6,700
SPARTECH PLASTICSArsenal Capital Partnersworkplace safety or health violation2004OSHA$29,625
SPARTECH PLASTICSArsenal Capital Partnersworkplace safety or health violation2012OSHA$18,750
SPARTECHArsenal Capital Partnersair pollution violation2010MD-ENV$60,000
SPARTECHArsenal Capital Partnersworkplace safety or health violation2017OSHA$8,239
Space Systems LoralAdvent Internationalexport control violation2002DDTC$20,000,000
SPACE SYSTEMS LORALAdvent Internationalworkplace safety or health violation2008OSHA$6,775
SPACE SYSTEMS LORALAdvent Internationalworkplace safety or health violation2012OSHA$18,185
Southwestern Medical CenterApollo Global ManagementHHS civil monetary penalties2002HHSOIG$30,000
Southern Tennessee Medical Center LLCApollo Global ManagementFalse Claims Act and related2016USAO$2,481,856
SOUTHERN TENNESSEE MEDICAL CENTER LLCApollo Global Managementworkplace safety or health violation2008OSHA$5,400
SOUTHEASTERN EMERGENCY PHYSICIANS INCBlackstoneworkplace safety or health violation2009OSHA$5,400
South Bay Mental Health Center, Inc.H.I.G. CapitalFalse Claims Act and related2018MA-AG$4,000,000
South Bay Mental Health Center Inc.H.I.G. Capitalwage and hour violation2016WHD$12,351
Sonic Drive InRoark Capitalwage and hour violation2012WHD$15,453
Sonic Drive InRoark Capitalwage and hour violation2013CA-LCO$43,500
Sonic Drive InRoark Capitalwage and hour violation2022WA-DLI$19,400
Sonic Corp.Roark Capitalprivacy violation2019private lawsuit-federal$4,325,000
Sonic Corp.Roark Capitalprivacy violation2022private lawsuit-federal$5,700,000
Solgar Vitamin & HerbCarlyle Groupenvironmental violation2004EPA$16,523
SOLENIS, LLCPlatinum Equityenvironmental violation2017EPA$99,000
SOLENIS, LLCPlatinum Equityenvironmental violation2021EPA$498,620
Solenis LLCPlatinum Equityenvironmental violation2018EPA$99,000
Solenis LLCPlatinum Equityenvironmental violation2017VA-ENV$10,039
SOLENIS LLCPlatinum Equityenvironmental violation2019EPA$20,600
SMG CorporationAres Managementwage and hour violation2013WHD$10,098
SMGAres Managementwage and hour violation2010WHD$63,860
SMGAres Managementwage and hour violation2009WHD$5,280
SMGAres Managementlabor relations violation2015NLRB$54,155
SMGAres Managementwage and hour violation2002MA-AG$545,000
SMGAres Managementworkplace safety or health violation2002OSHA$8,625
SMGAres Managementworkplace safety or health violation2010OSHA$5,000
SMGAres Managementworkplace safety or health violation2012OSHA$24,000
SMGAres Managementworkplace safety or health violation2012OSHA$33,600
SIMONTON WINDOWSClayton Dubilier & Riceworkplace safety or health violation2000OSHA$14,700
SIMONTON BUILDING PRODUCTS, LLC.Clayton Dubilier & Riceworkplace safety or health violation2016OSHA$11,175
SIMONTON BUILDING PRODUCTS, INC.Clayton Dubilier & Riceworkplace safety or health violation2001OSHA$7,125
SIMONTON BUILDING PRODUCTS INC AKA SIMONTON WINDOWClayton Dubilier & Riceworkplace safety or health violation2012OSHA$21,000
SIMONTON BUILDING PRODUCTSClayton Dubilier & Riceworkplace safety or health violation2021OSHA$5,852
SIMON AND SCHUSTER, INCKKR & Co.workplace safety or health violation2019OSHA$20,820
Simon and Schuster Inc.KKR & Co.price-fixing or anti-competitive practices2013MULTI-AG$20,641,666
SILVER LINE BUILDING PRODUCTS, LLCClayton Dubilier & Riceworkplace safety or health violation2019OSHA$13,260
SILVER LINE BUILDING PRODUCTS, LLCClayton Dubilier & Riceworkplace safety or health violation2021OSHA$75,002
SILVER LINE BUILDING PRODUCTS LLCClayton Dubilier & Riceworkplace safety or health violation2022OSHA$10,000
Silver Line Building Products CorporationClayton Dubilier & Ricelabor relations violation2004NLRB$45,840
Silver Line Building ProductsClayton Dubilier & RicePCB violation2007EPA$22,750
SI Group, Inc.SK Capital Partnersrailroad safety violation2012FRA$5,000
SI Group, Inc.SK Capital Partnersrailroad safety violation2012FRA$5,000
SI Group, Inc.SK Capital Partnersrailroad safety violation2018FRA$5,000
SI Group, Inc.SK Capital Partnersrailroad safety violation2018FRA$6,000
SI Group, Inc.SK Capital Partnersenvironmental violation2016NY-ENV$37,125
SI Group, Inc.SK Capital Partnersenvironmental violation2014NY-ENV$400,000
SI Group, Inc.SK Capital Partnersenvironmental violation2014NY-ENV$65,000
SI Group, Inc.SK Capital Partnersair pollution violation2019SC-ENV$15,000
SI Group, Inc.SK Capital Partnersenvironmental violation2017TN-ENV$7,390
SI Group, Inc.SK Capital Partnersenvironmental violation2019TX-ENV$11,040
SI Group, Inc.SK Capital Partnersenvironmental violation2018TX-ENV$39,857
SI Group, Inc.SK Capital Partnersenvironmental violation2006TX-ENV$9,160
SI Group, Inc.SK Capital Partnersenvironmental violation2021SC-ENV$5,600
SI GROUP, INC.SK Capital Partnersenvironmental violation2021TX-ENV$14,940
SI Group, Inc.SK Capital Partnersair pollution violation2023TX-ENV$124,128
SI Group, Inc.SK Capital Partnersair pollution violation2023TX-ENV$8,840
SI GROUP, INC.SK Capital Partnersworkplace safety or health violation2012OSHA$25,000
SI Group, Inc.SK Capital Partnersenvironmental violation2016EPA$280,718
SI Group Inc.SK Capital Partnersenvironmental violation2023TN-ENV$136,160
Shutterfly, Inc.Apollo Global Managementconsumer protection violation2010NY-AG$952,200
Shutterfly, Inc.Apollo Global Managementhazardous waste violation2017SC-ENV$8,340
Shutterfly, Inc.Apollo Global Managementair pollution violation2016SC-ENV$25,000
Shutterfly Inc.Apollo Global Managementprivacy violation2021private lawsuit-state$6,750,000
SHOWA ALUMINUM CORPORATION OF AMERICAApollo Global Managementworkplace safety or health violation2003OSHA$28,575
SHOWA ALUMINUM CORPORATION OF AMERICAApollo Global Managementworkplace safety or health violation2007OSHA$8,066
SHOWA ALUMINUM CORPORATION OF AMERICAApollo Global Managementworkplace safety or health violation2015OSHA$8,190
SHOWA ALUMINUM CORPORATIONApollo Global Managementenvironmental violation2000EPA$5,000
SHILOH INDUSTRIES,INC. MANSFIELD BLANKING DIVISIONMiddleGround Capitalworkplace safety or health violation2011OSHA$12,200
SHILOH INDUSTRIES, INC.MiddleGround Capitalworkplace safety or health violation2016OSHA$7,875
SHILOH INDUSTRIES, INC.MiddleGround Capitalworkplace safety or health violation2019OSHA$5,968
SHILOH INDUSTRIES INC. DBA WELLINGTON STAMPINGMiddleGround Capitalworkplace safety or health violation2008OSHA$10,375
SHILOH INDUSTRIES INC.MiddleGround Capitalworkplace safety or health violation2007OSHA$12,100
SHILOH INDUSTRIES INCMiddleGround Capitalworkplace safety or health violation2010OSHA$14,000
SHILOH INDUSTRIESMiddleGround Capitalworkplace safety or health violation2006OSHA$16,800
SHILOH INDUSTRIESMiddleGround Capitalworkplace safety or health violation2019OSHA$11,934
SHILOH INDUSTRIESMiddleGround Capitalworkplace safety or health violation2019OSHA$5,000
SERVICEMASTER PERFORMANCERoark Capitalworkplace safety or health violation2019OSHA$16,380
SERVICEMASTER OF WINCHESTERRoark Capitalworkplace safety or health violation2018OSHA$7,000
SERVICEMASTER OF VANCOUVERRoark Capitalworkplace safety or health violation2012OSHA$8,750
ServiceMaster of South Shore Inc.Roark Capitalwage and hour violation2012WHD$8,778
SERVICEMASTER CLEANRoark Capitalenvironmental violation2009MA-ENV$11,000
SERVICEMASTER CLEANRoark Capitalworkplace safety or health violation2011OSHA$21,000
Servicemaster AlamedaRoark Capitalbenefit plan administrator violation2012EBSA$100,001
SERVICEMASTER 1ST RESPONSERoark Capitalworkplace safety or health violation2012OSHA$23,100
SERVICE MASTERS CORPORATION DBA TRUGREEN CHEMLAWNClayton Dubilier & Riceworkplace safety or health violation2005OSHA$7,000
Service Master, Inc.Roark Capitallabor relations violation2001NLRB$28,000
Service Master, as joint Employer with United Memorial Medical CenterRoark Capitallabor relations violation2000NLRB$29,726
Service Master of St. Cloud, Inc.Roark Capitalwage and hour violation2004WHD$18,340
SERVICE MASTER OF SEATTLERoark Capitalworkplace safety or health violation2004OSHA$6,000
SERVICE MASTER OF SEATTLERoark Capitalworkplace safety or health violation2010OSHA$12,900
SERVICE MASTER INC.Roark Capitalworkplace safety or health violation2006OSHA$7,900
Service Master Consumer ServicesRoark Capitalwage and hour violation2004WHD$59,919
Service Master Company, Inc. d/b/a Service Master Healthcare Management ServicesRoark Capitallabor relations violation2000NLRB$10,000
SERVICE MASTER 1ST RESPONSERoark Capitalworkplace safety or health violation2011OSHA$5,880
Service MasterRoark Capitalwage and hour violation2008PA-DLI$20,524
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.