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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYear sort iconAgencyPenalty Amount
INTERTAPE POLYMER GROUPClearlake Capitalworkplace safety or health violation2021OSHA$15,369
MISSISSIPPI LIME COMPANYHBM Holdingsworkplace safety or health violation2021OSHA$18,021
VANTAGE SPECIALTIES, INC.H.I.G. Capitalworkplace safety or health violation2021OSHA$9,324
JOSEPH T. RYERSON AND SON, INCPlatinum Equityworkplace safety or health violation2021OSHA$13,653
PIKE ELECTRIC LLCLindsay Goldbergworkplace safety or health violation2021OSHA$14,502
PIONEER METAL FINISHINGAterian Investment Partnersworkplace safety or health violation2021OSHA$7,000
COBHAM ADVANCED ELECTRONIC SOLUTIONS, INC.Advent Internationalworkplace safety or health violation2021OSHA$18,560
GEORGETOWN COMMUNITY HOSPITAL LLCApollo Global Managementworkplace safety or health violation2021OSHA$5,750
RES CARE - PARKERSBURG AGENCYKKR & Co.workplace safety or health violation2021OSHA$7,458
COVANTA HONOLULU RESOURCE RECOVERY VENTURE LLCEQT ABworkplace safety or health violation2021OSHA$8,602
ALUMAX, INC.Apollo Global Managementworkplace safety or health violation2021OSHA$24,850
COVANTA CAMDEN GP, LLC.EQT ABworkplace safety or health violation2021OSHA$14,502
COVANTA STANISLAUS, INC.EQT ABworkplace safety or health violation2021OSHA$6,750
AHLSTROM-MUNKSJO NONWOVENS, LLCBain Capitalworkplace safety or health violation2021OSHA$6,937
IMTT-BAYONNERiverstone Holdingsworkplace safety or health violation2021OSHA$14,502
BRODER BROS COLittlejohn & Co.workplace safety or health violation2021OSHA$9,572
ASCEND PERFORMANCE MATERIALS OPERATIONS LLCSK Capital Partnersworkplace safety or health violation2021OSHA$10,566
FXI, INC.One Rock Capital Partnersworkplace safety or health violation2021OSHA$7,000
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2021OSHA$14,502
PORT TOWNSEND PAPER CORPLindsay Goldbergworkplace safety or health violation2021OSHA$22,800
STRATEGIC MATERIALS, INC.Littlejohn & Co.workplace safety or health violation2021OSHA$5,178
SILVER LINE BUILDING PRODUCTS, LLCClayton Dubilier & Riceworkplace safety or health violation2021OSHA$75,002
REFRESCO BEVERAGES US INC.KKR & Co.workplace safety or health violation2021OSHA$30,000
PLAY POWER, INC.Littlejohn & Co.workplace safety or health violation2021OSHA$8,000
PREGIS, LLCWarburg Pincusworkplace safety or health violation2021OSHA$17,000
PRINCE MINERALS LLCAmerican Securities LLCworkplace safety or health violation2021OSHA$6,164
FIVE BELOW, INC.Advent Internationalworkplace safety or health violation2021OSHA$5,350
PLASTIC PACKAGING TECHNOLOGIES, LLCMid Oaks Investmentsworkplace safety or health violation2021OSHA$18,853
EMPIRE KOSHER POULTRY, INC.Aterian Investment Partnersworkplace safety or health violation2021OSHA$75,000
ANN TAYLORSycamore Partners Managementworkplace safety or health violation2021OSHA$5,190
STRATEGIC MATERIALS INC.Littlejohn & Co.workplace safety or health violation2021OSHA$7,000
PETCOCVC Capital Partnersworkplace safety or health violation2021OSHA$12,432
DAKOTA BODIES LLCBain Capitalworkplace safety or health violation2021OSHA$53,660
GUITAR CENTER STORES, INC.Ares Managementworkplace safety or health violation2021OSHA$7,834
Calpine CorporationEnergy Capital Partnersair pollution violation2021EPA$13,500
LIBERTAS COPPER, LLC, d/b/a HUSSEY COPPERKPS Capital Partnerswater pollution violation2021EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $861,500
SOLENIS, LLCPlatinum Equityenvironmental violation2021EPA$498,620
REICHOLD LLC 2Black Diamond Capital Managementhazardous waste violation2021EPA$21,800
BLACKBEARD OPERATING, LLCNGP Energy Capitalwater pollution violation2021EPA$23,800
Univar USA Inc.Apollo Global Managementenvironmental violation2021EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $165,000
Briggs & Stratton, LLCKPS Capital Partnersair pollution violation2021EPA$217,006
Ares Management LLCAres Managementinvestor protection violation2020SEC$1,000,000
Monomoy Capital Management, L.P.Monomoy Capital Partnersinvestor protection violation2020SEC$1,926,579
ADT Security ServicesApollo Global Managementlabor relations violation2020NLRB$14,980
COVANTA ENERGY CORPORATIONEQT ABlabor relations violation2020NLRB$20,000
Capstone Logistics, LLCH.I.G. Capitallabor relations violation2020NLRB$54,818
Athene Holding Ltd.Apollo Global Managementinsurance violation2020NY-DFS$45,000,000
The Ultimate Software Group, Inc.Hellman & Friedmanconsumer protection violation2020TX-FIN$191,250
QUALTRICS LLCSilver Lakebenefit plan administrator violation2020EBSA$10,001
AmTrust Financial Services Inc.Stone Point Capitalinvestor protection violation2020SEC$10,300,000
American Medical Response Ambulance Service, Inc.KKR & Co.insurance violation2020TX-INS$7,500
Marelli Tennessee USA, LLCKKR & Co.employment discrimination2020EEOC$335,000
Royal Alliance Associates, Inc.Reverence Capital Partnersinvestor protection violation2020SEC$502,400
Securities America Advisors, Inc.Reverence Capital Partnersinvestor protection violation2020SEC$603,776
Air Methods CorporationAmerican Securities LLCaviation safety violation2020USAO$825,000
Insight Global, LLCAres Managementwage and hour violation2020WA-DLI$9,283
PIXELLE SPECIALTY SOLUTIONS LLCH.I.G. Capitalenvironmental violation2020PA-ENV$8,472
Plasman Corporation, LLCMiddleGround Capitalhazardous waste violation2020AL-ENV$5,400
Fieldwood Energy LLCRiverstone Holdingsoil or gas drilling violation2020BSEE$45,463
Essendant Co.Sycamore Partners Managementpesticide violation2020CA-DPR$6,216
Air Methods CorporationAmerican Securities LLChazardous waste violation2020CO-DPHE$31,238
Mallard Exploration LLCNGP Energy Capitalenvironmental violation2020CO-OIL$15,000
Strategic Materials, Inc.Littlejohn & Co.air pollution violation2020CT-ENV$39,200
American Medical Response Ambulance Service, Inc.KKR & Co.employment discrimination2020EEOC$162,500
Libertas Copper, LLC d/b/a Hussey CopperKPS Capital Partnersenvironmental violation2020EPA$550,000
Refresco Beverages US Inc.KKR & Co.environmental violation2020FL-DEP$22,735
ASCEND PERFORMANCE MATERIALS OPERATIONS LLCSK Capital Partnersair pollution violation2020FL-DEP$10,000
Blue Bird Body CompanyAmerican Securities LLCair pollution violation2020GA-ENV$5,747
ARCONIC LAFAYETTE OPERATONSApollo Global Managementhazardous waste violation2020IN-ENV$5,000
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2020IN-ENV$14,044
Foster Poultry FarmsAtlas Holdingsenvironmental violation2020LA-ENV$29,500
Redfish Rentals Inc.H.I.G. Capitalenvironmental violation2020LA-ENV$8,200
Intertape Polymer GroupClearlake Capitalair pollution violation2020MI-ENV$42,500
Accordia Life and Annuity CompanyKKR & Co.insurance violation2020MN-FIN$300,000
IMTT BAYONNE LLCRiverstone Holdingshazardous waste violation2020NJ-ENV$8,000
COVANTA ESSEX COEQT ABair pollution violation2020NJ-ENV$65,600
Polymer Additives Inc. dba Valtris Specialty Chemicals.SK Capital Partnersenvironmental violation2020OH-ENV$15,000
Selmet, Inc.Warburg Pincushazardous waste violation2020OR-ENV$70,200
Crothall Laundry Services, Inc.H.I.G. Capitalwater pollution violation2020TN-ENV$46,839
Lcy Elastomers LPKKR & Co.environmental violation2020TX-ENV$24,000
Apria Healthcare Group, Inc.BlackstoneFalse Claims Act and related2020USAO$40,500,000
MASCO Cabinetry LLCPlatinum Equityenvironmental violation2020VA-ENV$15,169
Univar Solutions Inc.Apollo Global Managementrailroad safety violation2020FRA$6,200
Univar Solutions Inc.Apollo Global Managementrailroad safety violation2020FRA$7,200
IMTT BayonneRiverstone Holdingsrailroad safety violation2020FRA$6,900
IMTT BayonneRiverstone Holdingsrailroad safety violation2020FRA$6,900
IMTT BayonneRiverstone Holdingsrailroad safety violation2020FRA$6,900
Sedgwick Claims ManagementCarlyle Groupinsurance violation2020NY-DFS$11,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2020FAA$90,000
Athene Annuity & Life Assurance Company of New YorkApollo Global Managementinsurance violation2020NY-DFS$100,000
Athene Annuity & Life Assurance Company of New YorkApollo Global Managementinsurance violation2020NY-DFS$100,160
Capstone Logistics, LLCH.I.G. Capitalwage and hour violation2020CA-LCO$6,378
Cornerstone Chemical CompanyLittlejohn & Co.railroad safety violation2020FRA$10,000
UsalcoH.I.G. Capitalrailroad safety violation2020FRA$8,292
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2020FRA$8,100
Yahoo Inc.Apollo Global Managementprivacy violation2020private lawsuit-federal$117,500,000
1-800 Contacts Inc.KKR & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$15,100,000
Hitachi Metals Ltd.Bain Capitalprice-fixing or anti-competitive practices2020private lawsuit-federal$2,725,000
Tenneco Inc.Apollo Global Managementprice-fixing or anti-competitive practices2020private lawsuit-federal$9,000,000
Centria Healthcare LlcThomas H. Lee Partnerswage and hour violation2020MI-LEO$6,600
Centria Healthcare LlcThomas H. Lee Partnerswage and hour violation2020MI-LEO$6,600
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.