Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
UNIVAR USA INC.Apollo Global Managementenvironmental violation2011EPA$6,400
Univar Solutions USA, IncApollo Global Managementhazardous waste violation2022EPA$134,386
VAN WATERS AND ROGERSApollo Global Managementenvironmental violation2001EPA$17,600
Univar USA Inc.Apollo Global Managementenvironmental violation2021EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $165,000
Alumax Mill Products, Inc.Apollo Global Managementenvironmental violation2004EPA$10,000
Univar Solutions USA IncApollo Global Managementair pollution violation2022EPA$200,000
Maxim Crane WorksApollo Global Managementworkplace safety or health violation2006MSHA$13,000
Maxim Crane WorksApollo Global Managementworkplace safety or health violation2006MSHA$6,500
TransMontaigne Product Services Inc.ArcLight Capital Partnersrailroad safety violation2012FRA$9,625
TransMontaigne Product Services, Inc.ArcLight Capital Partnersrailroad safety violation2017FRA$31,000
TransMontaigne Product Services, Inc.ArcLight Capital Partnersrailroad safety violation2018FRA$7,000
TransMontaigne Product Services, Inc.ArcLight Capital Partnersrailroad safety violation2018FRA$11,000
Transmontaigne Pipeline, Inc.ArcLight Capital Partnersoil spill2004IL-AG$71,000
Gulf Oil, LPArcLight Capital Partnersenvironmental violation2019CT-ENV$64,500
Gulf Oil, LPArcLight Capital Partnersenvironmental violation2019CT-ENV$15,188
Gulf Oil, LPArcLight Capital Partnersenvironmental violation2015CT-ENV$7,000
TransMontaigne Operating Co LPArcLight Capital Partnersenvironmental violation2014LA-ENV$7,251
Gulf Oil Limited PartnershipArcLight Capital Partnersair pollution violation2014ME-ENV$29,500
GULF OIL LP, WOODBURY TERMINALArcLight Capital Partnershazardous waste violation2014NJ-ENV$7,500
GULF OIL LTD PARTNERSHIP WOODBURY TERMINALArcLight Capital Partnersair pollution violation2012NJ-ENV$7,000
GULF OIL LIMITED PARTNERSHIPArcLight Capital Partnerswater pollution violation2010NJ-ENV$10,000
GULF OIL CO LIMITED PARTNERSHIPArcLight Capital Partnershazardous waste violation2010NJ-ENV$5,000
GULF OIL LTD PARTNERSHIP WOODBURY TERMINALArcLight Capital Partnersair pollution violation2004NJ-ENV$11,500
TransMontaigne Operating Company L.P.ArcLight Capital Partnersenvironmental violation2019VA-ENV$20,119
TransMontaigne Operating Company L.P.ArcLight Capital Partnersenvironmental violation2016VA-ENV$6,299
TransMontaigne Operating Company L.P.ArcLight Capital Partnersenvironmental violation2011VA-ENV$114,385
Haynesville Gathering LPArcLight Capital Partnersenvironmental violation2022LA-ENV$9,000
GULF OIL LTD PARTNERSHIP WOODBURY TERMINALArcLight Capital Partnersenvironmental violation2023NJ-ENV$10,000
Haynesville Gathering LPArcLight Capital Partnersenvironmental violation2023LA-ENV$10,000
TransMontaigne Product Services, Inc.ArcLight Capital Partnersrailroad safety violation2019FRA$7,500
TransMontaigne Product Services, Inc.ArcLight Capital Partnersrailroad safety violation2019FRA$6,000
TransMontaigne Product Services, Inc.ArcLight Capital Partnersrailroad safety violation2019FRA$5,600
GULF OIL LIMITED PARTNERSHIPArcLight Capital Partnersworkplace safety or health violation2007OSHA$14,430
TRANSMONTAIGNE PRODUCT SERVICES INCArcLight Capital Partnersworkplace safety or health violation2011OSHA$9,800
GULF OIL LIMITED PARTNERSHIPArcLight Capital Partnersair pollution violation2001EPA$40,000
CONNECTICUT JET POWER LLCArcLight Capital Partnerswater pollution violation2011EPA$7,800
Gulf Oil Limited PartnershipArcLight Capital Partnerswater pollution violation2009EPA$85,000
Gulf Oil L.P.ArcLight Capital Partnerswater pollution violation2012EPA$80,000
GULF OIL, LIMITED PARTNERSHIPArcLight Capital Partnerswater pollution violation2013EPA$45,881
GUL OIL LIMITED PARTNERSHIPArcLight Capital Partnerswater pollution violation2017EPA$136,600
TRANSMONTAIGNE PIPELINE INC.ArcLight Capital Partnerswater pollution violation2001EPA$9,000
TRANSMONTAIGNE, INC.ArcLight Capital Partnerswater pollution violation2002EPA$12,600
TRANSMONTAIGNEArcLight Capital Partnersair pollution violation2001EPA$23,188
GULF OIL LIMITED PARTNERSHIPArcLight Capital Partnersair pollution violation2002EPA$8,000
Gulf Oil Limited PartnershipArcLight Capital Partnersair pollution violation2020EPA$2,400,000
TransMontaigne Product Services Inc.ArcLight Capital Partnersair pollution violation2004EPA$55,300
Neiman Marcus Group IncAres Managementproduct safety violation2008CPSC$50,000
Insight Global, LLCAres Managementwage and hour violation2015WHD$23,503
SMG CorporationAres Managementwage and hour violation2013WHD$10,098
SMGAres Managementwage and hour violation2010WHD$63,860
SMGAres Managementwage and hour violation2009WHD$5,280
Insight Global, Inc.Ares Managementwage and hour violation2005WHD$5,229
SMGAres Managementlabor relations violation2015NLRB$54,155
99 Cent Only StoresAres Managementlabor relations violation2006NLRB$5,855
Insight Global LLCAres Managementwage and hour violation2018WHD$354,978
99 Cents OnlyAres Managementwage and hour violation2017private lawsuit-state$175,000
99 Cents OnlyAres Managementwage and hour violation2012private lawsuit-state$3,200,000
99 Cents OnlyAres Managementwage and hour violation2012private lawsuit-state$700,000
99 Cents OnlyAres Managementwage and hour violation2007private lawsuit-state$3,200,000
Guitar CenterAres Managementwage and hour violation2006private lawsuit-state$2,900,000
99 Cents OnlyAres Managementwage and hour violation2004private lawsuit-state$4,900,000
99 Cents Only Stores LLCAres Managementwage and hour violation2018WHD$273,254
Neiman Marcus Group, Inc.Ares Managementwage and hour violation2019private lawsuit-federal$4,400,000
Neiman Marcus Group LLCAres Managementprivacy violation2019MULTI-AG$1,500,000
SMGAres Managementwage and hour violation2002MA-AG$545,000
99 Cents Only StoresAres Managementhazardous waste violation2015CA-MULTI$2,362,500
Insight Global, LLCAres Managementwage and hour violation2018WHD$11,324
Insight Global, LLCAres Managementwage and hour violation2017WHD$354,979
Insight Global LLCAres Managementwage and hour violation2017WHD$33,289
99 Cent Stores Only Stores, LLCAres Managementwage and hour violation2016WHD$10,704
99 Cents Only Stores, LLCAres Managementwage and hour violation2016WHD$31,263
Ares Management LLCAres Managementinvestor protection violation2020SEC$1,000,000
Insight Global, LLCAres Managementwage and hour violation2020WA-DLI$9,283
99 Cents Only StoresAres Managementpesticide violation2007CA-DPR$13,743
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
99 Cents Only Stores, LLCAres Managementemployment discrimination2019CA-CRD$1,200,000
Neiman Marcus Group, LLCAres Managementprivacy violation2021private lawsuit-federal$1,600,000
99 Cents Only Stores, LLCAres Managementpesticide violation2021CA-DPR$122,211
99 Cents Only StoresAres Managementair pollution violation2012CA-SCAQMD$36,661
99 Cents Only Stores LLCAres Managementwage and hour violation2019CA-LCO$9,454
99 Cents Only Stores LLCAres Managementwage and hour violation2014CA-LCO$10,880
99¢ Only StoresAres Managementwage and hour violation2008CA-LCO$9,288
99 Cents Only Stores LLCAres Managementenvironmental violation2022EPA$751,055
Neiman Marcus Group Inc.Ares Managementprice-fixing or anti-competitive practices2005private lawsuit-federal$12,437,500
99 Cents Only Stores, LLCAres Managementpesticide violation2023CA-DPR$21,125
Guitar Center, Inc.Ares Managementenvironmental violation2023NM-ENV$11,340
99 Cents Only Stores LLCAres Managementbenefit plan administrator violation2023private lawsuit-federal$750,000
Insight Global, LLCAres Managementlabor relations violation2022NLRB$7,500
Insight GlobalAres Managementwage and hour violation2023IL-DOL$31,185
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2001OSHA$6,150
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2003OSHA$10,120
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2003OSHA$16,810
SMGAres Managementworkplace safety or health violation2002OSHA$8,625
THE NEIMAN MARCUS GROUP, INC.Ares Managementworkplace safety or health violation2004OSHA$86,500
GUITAR CENTER STORES INCAres Managementworkplace safety or health violation2008OSHA$11,315
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2010OSHA$5,025
99 CENTS ONLY STOREAres Managementworkplace safety or health violation2011OSHA$20,195
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.