Microsoft Corporation | Microsoft | information technology | economic sanction violation | 2023 | BIS | $347,631 |
Comscore, Inc. | ComScore | information services | accounting fraud or deficiencies | 2019 | SEC | $5,000,000 |
Thermon Manufacturing Company | Thermon Group Holdings | industrial equipment | economic sanction violation | 2009 | OFAC | $14,613 |
Buehler Ltd. | Illinois Tool Works | industrial equipment | economic sanction violation | 2008 | OFAC | $20,000 |
Tyco Valves & Controls Middle East, Inc. | Emerson Electric | industrial equipment | economic sanction violation | 2007 | OFAC | $450,905 |
Ebara International Corp. | Ebara | industrial equipment | economic sanction violation | 2004 | OFAC | $44,000 |
Cooper Industries, Inc | Eaton | industrial equipment | economic sanction violation | 2003 | OFAC | $13,658 |
Ingersoll-Rand Co. | Ingersoll Rand | industrial equipment | economic sanction violation | 2003 | OFAC | $137,500 |
Metso Minerals | Metso Outotec | industrial equipment | economic sanction violation | 2003 | OFAC | $10,000 |
Flowserve Corporation | Flowserve | industrial equipment | investor protection violation | 2005 | SEC | $350,000 |
Flowserve Corporation | Flowserve | industrial equipment | economic sanction violation | 2011 | OFAC | $502,408 |
UQM Technologies, Inc. | Danfoss | industrial equipment | investor protection violation | 2019 | SEC | $500,000 |
Belden Inc. | Belden | industrial equipment | investor protection violation | 2020 | SEC | $650,000 |
Alfa Laval Inc. | Alfa Laval | industrial equipment | economic sanction violation | 2021 | OFAC | $16,875 |
Alfa Laval Middle East Ltd. | Alfa Laval | industrial equipment | economic sanction violation | 2021 | OFAC | $415,965 |
Danfoss A/S | Danfoss | industrial equipment | economic sanction violation | 2022 | OFAC | $4,379,810 |
Lumber Liquidators Holdings Inc. | LL Flooring Holdings | housewares and home furnishings | investor protection violation | 2019 | SEC | $6,000,000 |
Tupperware Brands Corporation | Tupperware Brands | housewares and home furnishings | investor protection violation | 2022 | SEC | $900,000 |
Newell Brands Inc. | Newell Brands | housewares and home furnishings | accounting fraud or deficiencies | 2023 | SEC | $12,500,000 |
Nu Skin Enterprises, Inc. | Nu Skin Enterprises | household and personal care products | investor protection violation | 2016 | SEC | $765,688 |
Hill's Pet Nutrition Sales, Inc. | Colgate-Palmolive | household and personal care products | tax violations | 2016 | CT-AG | $13,283 |
Kimberly-Clark Global Sales, LLC | Kimberly-Clark | household and personal care products | tax violations | 2012 | CT-AG | $9,465 |
Starwood Hotel & Resorts Worldwide, Inc. | Marriott International | hotels | investor protection violation | 2014 | SEC | $75,000 |
Starwood Hotels & Resorts Worldwide Foundation, Inc. | Marriott International | hotels | tax violations | 2014 | CT-AG | $9,000 |
Hilton International Co. | Hilton Worldwide | hotels | economic sanction violation | 2010 | OFAC | $735,407 |
Hilton Worldwide Holdings Inc. | Hilton Worldwide | hotels | accounting fraud or deficiencies | 2020 | SEC | $600,000 |
Terex Corporation | Terex | heavy equipment | economic sanction violation | 2005 | OFAC | $7,000 |
Caterpillar, Inc. | Caterpillar Inc. | heavy equipment | economic sanction violation | 2003 | OFAC | $18,000 |
Terex Corporation | Terex | heavy equipment | accounting fraud or deficiencies | 2009 | SEC | $8,000,000 |
Greenbrier Companies Inc. | Greenbrier Companies | heavy equipment | investor protection violation | 2023 | SEC | $1,000,000 |
Health Net Inc. | Centene | healthcare services | investor protection violation | 2016 | SEC | $340,000 |
HealthSouth Corporation | Encompass Health | healthcare services | accounting fraud or deficiencies | 2005 | SEC | $100,000,000 |
Oxford Health Plans, Inc. | UnitedHealth Group | healthcare services | accounting fraud or deficiencies | 2002 | SEC | $250,000 |
Eurofins Lancaster Laboratories, Inc. | Eurofins Scientific | healthcare services | tax violations | 2013 | CT-AG | $15,600 |
HealthSouth | Encompass Health | healthcare services | accounting fraud or deficiencies | 2006 | NM-AG | $445,000,000 |
SeniorBridge Family Companies (NY), Inc. | Humana | healthcare services | tax violations | 2015 | CT-AG | $6,270 |
WellCare Health Plans Inc. | Centene | healthcare services | investor protection violation | 2010 | MULTI-AG | $200,000,000 |
ModusLink Global Solutions Inc. | Steel Connect Inc. | freight and logistics | accounting fraud or deficiencies | 2016 | SEC | $1,600,000 |
Stena Bulk LLC | Stena Sphere | freight and logistics | economic sanction violation | 2009 | OFAC | $426,486 |
Bax Global Inc | Deutsche Bahn | freight and logistics | economic sanction violation | 2005 | OFAC | $22,815 |
DHL Express (USA), Inc. | Deutsche Post | freight and logistics | economic sanction violation | 2005 | OFAC | $25,000 |
Kuehne & Nagel, Inc. | Kuehne & Nagel | freight and logistics | economic sanction violation | 2005 | OFAC | $18,957 |
DHL Airways, Inc | Deutsche Post | freight and logistics | economic sanction violation | 2004 | OFAC | $28,073 |
Maersk Line, Ltd. | Maersk | freight and logistics | economic sanction violation | 2004 | OFAC | $5,500 |
Maersk Inc. | Maersk | freight and logistics | economic sanction violation | 2003 | OFAC | $40,000 |
Zim American Israeli Shipping Co., Inc | Zim Integrated Shipping Services Ltd. | freight and logistics | economic sanction violation | 2003 | OFAC | $250,000 |
Overseas Shipholding Group | Overseas Shipholding Group | freight and logistics | accounting fraud or deficiencies | 2017 | SEC | $5,000,000 |
CMA CGM (America) LLC | CMA CGM | freight and logistics | economic sanction violation | 2011 | OFAC | $374,400 |
Maersk Line, Limited | Maersk | freight and logistics | economic sanction violation | 2010 | OFAC | $3,088,400 |
Energetics, Inc. | VSE Corp. | freight and logistics | investor protection violation | 2011 | AZ-CC | $250,000 |
Roadrunner Transportation Systems, Inc | Roadrunner Transportation Systems | freight and logistics | investor protection violation | 2023 | SEC | $9,635,911 |
Diamond Foods | Campbell Soup | food products | accounting fraud or deficiencies | 2014 | SEC | $5,000,000 |
Lactalis USA, Inc. | Lactalis | food products | economic sanction violation | 2009 | OFAC | $20,950 |
Koch Foods, L.L.C. | Koch Foods | food products | economic sanction violation | 2006 | OFAC | $43,947 |
Barry Callebaut USA, Inc | Barry Callebaut | food products | economic sanction violation | 2004 | OFAC | $6,852 |
ConAgra Foods, Inc. | ConAgra Brands | food products | accounting fraud or deficiencies | 2007 | SEC | $45,000,000 |
Tyson Foods, Inc. | Tyson Foods | food products | accounting fraud or deficiencies | 2005 | SEC | $1,500,000 |
Dean Foods Company | Dairy Farmers of America (DFA) | food products | accounting fraud or deficiencies | 2004 | SEC | $400,000 |
Mondelez International, Inc. | Mondelez International | food products | accounting fraud or deficiencies | 2017 | SEC | $13,000,000 |
American Italian Pasta Company | TreeHouse Foods | food products | accounting fraud or deficiencies | 2008 | USAO | $7,500,000 |
Omega Protein Corporation | Cooke Inc. | food products | investor protection violation | 2019 | SEC | $400,000 |
Ventura Foods, LLC | Ventura Foods | food products | tax violations | 2013 | CT-AG | $35,235 |
Herbalife Nutrition Ltd. | Herbalife | food products | accounting fraud or deficiencies | 2019 | SEC | $20,000,000 |
Bimbo Foods Bakeries Distribution, LLC | Bimbo Group | food products | investor protection violation | 2015 | MD-SEC | $50,000 |
Tyson Foods, Inc. | Tyson Foods | food products | investor protection violation | 2021 | CFTC | $1,500,000 |
Kraft Heinz Company | Kraft Heinz | food products | accounting fraud or deficiencies | 2021 | SEC | $62,000,000 |
Mondelez Global | Mondelez International | food products | investor protection violation | 2022 | CFTC | $16,000,000 |
WEX Bank and Higher One, Inc. | WEX Inc. | financial services | banking violation | 2015 | FDIC | $34,980,000 |
Citizens Bank | Citizens Financial Group | financial services | banking violation | 2015 | FDIC | $8,800,000 |
Citizens Bank | Citizens Financial Group | financial services | banking violation | 2013 | FDIC | $6,400,000 |
1st Financial Bank USA | 1st Financial Bank USA | financial services | banking violation | 2010 | FDIC | $10,140,000 |
Synovus Bank | Synovus Financial | financial services | banking violation | 2013 | FDIC | $135,050 |
German American Bancorp | German American Bancorp | financial services | banking violation | 2013 | FDIC | $70,000 |
Great Western Bank | First Interstate Bancsystem | financial services | banking violation | 2013 | FDIC | $40,810 |
TCF National Bank | Huntington Bancshares | financial services | banking violation | 2016 | OCC | $56,500 |
HSBC Bank USA, National Association | HSBC | financial services | banking violation | 2016 | OCC | $35,000,000 |
Sun National Bank | OceanFirst Financial | financial services | banking violation | 2016 | OCC | $25,000 |
Citizens Bank, National Association | Citizens Financial Group | financial services | banking violation | 2015 | OCC | $2,000,000 |
First Financial Bank, National Association | First Financial Bancorp. | financial services | banking violation | 2015 | OCC | $11,700 |
RBS Citizens, National Association | Citizens Financial Group | financial services | banking violation | 2015 | OCC | $10,000,000 |
Citibank, N.A. | Citigroup | financial services | banking violation | 2015 | OCC | $35,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2015 | OCC | $30,000,000 |
Bank of America, National Association | Bank of America | financial services | banking violation | 2015 | OCC | $1,104,530 |
First National Bank of Pennsylvania | F.N.B. Corporation | financial services | banking violation | 2015 | OCC | $180,720 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2015 | OCC | $4,000,000 |
Bank of America, National Association | Bank of America | financial services | banking violation | 2015 | OCC | $30,000,000 |
Santander Bank, National Association | Banco Santander | financial services | banking violation | 2015 | OCC | $6,000,000 |
Keybank National Association | KeyCorp | financial services | banking violation | 2015 | OCC | $5,005 |
Bank of America, National Association | Bank of America | financial services | banking violation | 2014 | OCC | $250,000,000 |
Citibank, National Association | Citigroup | financial services | banking violation | 2014 | OCC | $350,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2014 | OCC | $350,000,000 |
Capital One, National Association | Capital One Financial | financial services | banking violation | 2014 | OCC | $4,000,000 |
PNC Bank, National Association | PNC Financial Services | financial services | banking violation | 2014 | OCC | $2,000,000 |
U.S. Bank National Association | U.S. Bancorp | financial services | banking violation | 2014 | OCC | $51,900,000 |
Associated Bank, National Association | Associated Banc-Corp | financial services | banking violation | 2014 | OCC | $500,000 |
Old National Bank | Old National Bancorp | financial services | banking violation | 2014 | OCC | $500,000 |
American Express Bank, FSB | American Express | financial services | banking violation | 2013 | OCC | $7,500,000 |
Mutual of Omaha Bank | First Citizens BancShares | financial services | banking violation | 2013 | OCC | $51,765 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2013 | OCC | $60,000,000 |
Swineford National Bank | Fulton Financial | financial services | banking violation | 2013 | OCC | $33,880 |
RBS Citizens, National Association | Citizens Financial Group | financial services | banking violation | 2013 | OCC | $7,500,000 |